UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): June 4, 2014

 

PennyMac Mortgage Investment Trust

(Exact name of registrant as specified in its charter)

 

Maryland 001-34416 27-0186273
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

     
6101 Condor Drive, Moorpark, California   93021
(Address of principal executive offices)   (Zip Code)

 

(818) 224-7442

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07     Submission of Matters to a Vote of Security Holders.

 

On June 4, 2014, PennyMac Mortgage Investment Trust (the “Company”) held its Annual Meeting of Shareholders (the “Meeting”) in Moorpark, California for the purpose of: (i) electing three (3) Class II trustees to serve on the Company’s board of trustees (the “Board”) until its 2017 Annual Meeting of Shareholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014; and (iii) approving, by non-binding vote, the Company’s executive compensation. The total number of common shares of beneficial interest entitled to vote at the Meeting was 73,989,941, of which 62,719,684 shares, or 84.76%, were present in person or by proxy.

 

Proposal 1: The election of three (3) Class II trustees to serve on the Board until the 2017 Annual Meeting of Shareholders.

 

Trustee   Votes For   Votes Withheld   Broker Non-Votes  
Preston DuFauchard   39,962,154   293,833   22,463,697  
Nancy McAllister   39,959,253   296,734   22,463,697  
Stacey D. Stewart   37,698,310   2,557,677   22,463,697  

 

All Class II trustee nominees were elected. The continuing trustees of the Company are Stanford L. Kurland, David A. Spector, Randall D. Hadley, Scott W. Carnahan, Clay A. Halvorsen and Frank P. Willey.

 

Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2014.

 

Votes For   Votes Against   Abstentions   Broker Non-Votes  
62,185,509   421,204   112,971   0  

 

 

Proposal 3: Approval, by non-binding vote, of the Company’s executive compensation.

 

Votes For   Votes Against   Abstentions   Broker Non-Votes  
39,264,523   670,837   320,627   22,463,697  

 

Further information regarding these proposals is set forth in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on April 21, 2014.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  PENNYMAC MORTGAGE INVESTMENT TRUST
   
Dated: June 10, 2014 By:  /s/ Anne D. McCallion
    Anne D. McCallion
Chief Financial Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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