UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 5, 2014

 

PennyMac Financial Services, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 001- 35916 80-0882793
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

6101 Condor Drive, Moorpark, California   93021
(Address of principal executive offices)   (Zip Code)

 

(818) 224-7442

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

Item 5.07     Submission of Matters to a Vote of Security Holders.

 

On June 5, 2014, PennyMac Financial Services, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”) in Moorpark, California for the purpose of: (i) electing nine (9) director nominees to serve on the Board of Directors (the “Board”), each for a one-year term expiring at the 2015 Annual Meeting of Stockholders; and (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014. As of the record date, 20,879,486 shares of Class A common stock were issued and outstanding, and 58 shares of Class B common stock were issued and held by owners of Class A units of Private National Mortgage Acceptance Company, LLC (“PNMAC”). Each share of Class A common stock held on the record date entitled the holder to one vote on each proposal. Each share of Class B common stock held on the record date entitled the holder to a number of votes on each proposal equal to the number of Class A units of PNMAC held by such holder on the record date. The total number of eligible votes as of the record date was 75,888,888, of which 72,673,184 shares, or 95.76%, were present in person or by proxy.

 

Proposal 1: The election of nine (9) director nominees to serve on the Board, each for a one-year term expiring at the 2015 Annual Meeting of Stockholders.

 

Trustee   Votes For   Votes Withheld   Broker Non-Votes  
Stanford L. Kurland   71,209,027   53,968   1,410,189  
David A. Spector   71,221,027   41,968   1,410,189  
Matthew Botein   71,136,873   126,122   1,410,189  
James K. Hunt   69,611,265   1,651,730   1,410,189  
Joseph Mazzella   71,205,524   57,471   1,410,189  
Farhad Nanji   71,205,524   57,471   1,410,189  
John Taylor   71,222,100   40,895   1,410,189  
Mark Wiedman   71,205,524   57,471   1,410,189  
Emily Youssouf   71,222,043   40,952   1,410,189  

 

All director nominees were elected.

 

Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2014.

 

Votes For   Votes Against   Abstentions   Broker Non-Votes  
72,645,815   26,099   1,270   0  

 

Further information regarding these proposals is set forth in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on April 21, 2014.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  PENNYMAC FINANCIAL SERVICES, INC.
   
Dated: June 10, 2014 By:  /s/ Anne D. McCallion
    Anne D. McCallion
Chief Financial Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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