Attached files

file filename
EXCEL - IDEA: XBRL DOCUMENT - HARRISON VICKERS & WATERMAN INCFinancial_Report.xls

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 10-Q/A

Amendment #1


(Mark One)


  X .QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the three month period ended September 30, 2013


      .TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


HARRISON VICKERS AND WATERMAN INC.

(Exact name of registrant as specified in its charter)


Nevada

 

26-2883037

(State or jurisdiction of

 

(I.R.S. Employer

incorporation or organization)

 

Identification No.)


4224 White Plains Road, 3rd floor

Bronx, New York 10467

Address of registrant’s principal executive offices


(203) 340-4123

Registrant’s telephone number including


Securities registered under Section 12(b) of the Exchange Act: None


Securities registered under Section 12(g) of the Exchange Act:

Common stock, par value $0.0001 per share

(Title of Class)


Indicate by check mark whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the last 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  X . No      .


Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  X . No      ..


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of  “ large accelerated filer, ” “ accelerated filer ”  and  “ smaller reporting company ”  in Rule 12b-2 of the Exchange Act.


Large accelerated filer

      .

Accelerated filer

      .

Non-accelerated filer

      . (Do not check if a smaller reporting company)

Smaller reporting company

  X .



Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes      . No  X .


Aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant as of November 14, 2013: not applicable


As of November  14, 2013 the registrant had 124,986,367 outstanding shares of Common Stock (on a post forward-split basis).





PART II

 

 

ITEM 6

EXHIBITS

4

SIGNATURES

 

4



2



EXPLANATORY NOTE


The purpose of this Amendment No. 1 to the Quarterly Report of Harrison Vickers and Waterman, Inc. (the “Company”) on Form 10-Q for the period ended September 30, 2013, filed with the Securities and Exchange Commission on November 14, 2013 (the “Form 10-Q”), is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.  Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).


Other than the aforementioned, no other changes have been made to the Form 10-Q.  This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.


Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.



3



PART II – OTHER INFORMATION


ITEM 6.  EXHIBITS


Pursuant to Rule 601 of Regulation S-B, the following exhibits are included herein.


Exhibit

Number

 

Description

 

 

 

31.1

 

Certification pursuant to Section 302 of  the Sarbanes-Oxley Act*

32.1

 

Certification pursuant to Section 906 of the Sarbanes-Oxley Act*

101

 

XBRL (eXtensible Business Reporting Language)**


* Incorporated by reference to the Company’s Form 10-Q filed with the SEC on November 14, 2013.

** Filed herewith.





















SIGNATURES


In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



Date: June 10, 2014


/s/ James Giordano

James Giordano

Chairman of the Board,

Chief Executive Officer, Principal Financial Officer and

Principal Accounting Officer



4