UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
June 5, 2014
CIFC CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-32551 | 20-2008622 | |
(Commission File Number) | (I.R.S. Employer Identification No.) |
250 Park Avenue, 4th Floor | ||
New York, New York | 10177 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code:
(212) 624-1200
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders.
Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders at the Company’s 2014 Annual Meeting of Stockholders held on June 5, 2014.
Election of Directors
Shares Voted For | Shares Withheld | Broker Non-Votes | |
Frederick Arnold | 18,072,135 | 284,032 | 72,602 |
Iosif Bakaleynik | 17,782,500 | 573,667 | 72,602 |
Ehud Barak | 17,781,388 | 574,779 | 72,602 |
Jason Epstein | 17,557,056 | 799,111 | 72,602 |
Peter Gleysteen | 17,781,039 | 575,128 | 72,602 |
Andrew Intrater | 17,583,854 | 772,383 | 72,602 |
Paul F. Lipari | 17,583,691 | 772,476 | 72,602 |
Robert B. Machinist | 18,195,098 | 161,069 | 72,602 |
Marco Musetti | 17,796,232 | 559,898 | 72,602 |
Frank C. Puleo | 18,233,153 | 123,014 | 72,602 |
Approval of the Second Amendment to CIFC Corp. 2011 Stock Option and Incentive Plan
Shares Voted For | 17,183,313 |
Shares Voted Against | 1,165,585 |
Abstentions | 7,267 |
Broker Non-Votes | 72,604 |
Advisory (non-binding) vote on the compensation of our named executive officers
Shares Voted For | 18,269,605 |
Shares Voted Against | 69,288 |
Abstentions | 17,272 |
Broker Non-Votes | 72,604 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CIFC CORP. | ||
Date: June 10, 2014 | By: | /s/ Robert C. Milton III |
Name: | Robert C. Milton III | |
Title: | General Counsel and Secretary |