Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - UNIFIED GROCERS, INC. | d736159dex991.htm |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of the earliest event reported): May 30, 2014
UNIFIED GROCERS, INC.
(Exact name of registrant as specified in its charter)
| California | 000-10815 | 95-0615250 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5200 Sheila Street, Commerce, CA 90040
(Address of principal executive offices) (Zip Code)
(323) 264-5200
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 30, 2014, Unified Grocers, Inc. (the “Company”) approved Amendment No. 4 (“Amendment No. 4”) to the Unified Grocers, Inc. Cash Balance Plan (“CBP”). Amendment No. 4 modified the definition of an employee to exclude those persons classified as interns from being eligible to participate in the Company’s CBP.
Exhibits — Incorporation by Reference
A copy of Amendment No. 4 is attached hereto as Exhibit 99.1 and is incorporated herein by this reference. The foregoing description of Amendment No. 4 is not purported to be complete and is qualified in its entirety by reference to the exhibit.
Item 9.01. Financial Statements and Exhibits
| (d) | Exhibits |
| Exhibit No. |
Description | |
| 99.1 | Amendment No. 4 to the Unified Grocers, Inc. Cash Balance Plan, amended as of May 30, 2014. | |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 5, 2014 | UNIFIED GROCERS, INC. | |||
| By | /s/ Harry H. Demas | |||
| Harry H. Demas | ||||
| General Counsel and Secretary | ||||
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