UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 


 

FORM 8-K

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): June 3, 2014 (May 28, 2014)

 

UNIVERSAL AMERICAN CORP.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware
(State or Other Jurisdiction
of Incorporation)

 

001-35149
(Commission File Number)

 

27-4683816
(I.R.S. Employer
Identification No.)

 

44 South Broadway, Suite 1200

White Plains, New York  10601

(Address of principal executive offices) (Zip Code)

 

(914) 934-5200

(Registrant’s telephone number, including area code)

 


 

Not Applicable

(Former name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.02.     Departure of Directors

 

Effective May 28, 2014, Christopher E. Wolfe resigned as a member of the Universal American Corp. (the “Company”) board of directors.  Mr. Wolfe’s resignation is not the result of any disagreement with the Company or its board of directors.

 

Item 5.07.     Submission of Matters to a Vote of Security Holders

 

The Company held its annual meeting of stockholders on May 28, 2014.  The following are the votes cast on each of the matters presented at the annual meeting:

 

1.              Election of Directors

 

Name

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

Richard A. Barasch

 

70,044,365

 

650,673

 

4,489

 

3,837,356

 

Sally W. Crawford

 

69,841,816

 

849,789

 

7,922

 

3,837,356

 

Matthew W. Etheridge

 

70,606,494

 

88,602

 

4,431

 

3,837,356

 

Mark K. Gormley

 

70,603,007

 

89,821

 

6,699

 

3,837,356

 

Mark. M. Harmeling

 

70,561,132

 

131,931

 

6,464

 

3,837,356

 

Linda H. Lamel

 

70,603,942

 

88,928

 

6,657

 

3,837,356

 

Patrick J. McLaughlin

 

70,575,985

 

117,001

 

6,541

 

3,837,356

 

Richard C. Perry

 

70,529,669

 

165,427

 

4,431

 

3,837,356

 

Thomas A. Scully

 

70,605,752

 

89,386

 

4,389

 

3,837,356

 

Robert A. Spass

 

70,564,036

 

131,102

 

4,389

 

3,837,356

 

Sean M. Traynor

 

70,606,669

 

88,469

 

4,389

 

3,837,356

 

 

2.              Appointment of Ernst & Young LLP as the Company’s independent registered accounting firm for the fiscal year ending December 31, 2014.

 

For

 

Against

 

Abstain

 

74,496,460

 

34,497

 

5,926

 

 

3.              Non-binding, advisory vote with respect to the compensation of the Company’s named executive officers.

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

69,668,776

 

613,380

 

417,371

 

3,837,356

 

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  June 3, 2014

 

 

UNIVERSAL AMERICAN CORP.

 

 

 

By:

/s/ Tony L. Wolk

 

 

Name: Tony L. Wolk

 

 

Title: SVP, General Counsel and Secretary

 

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