UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

May 29, 2014

Date of Report (date of earliest event reported)

 

 

INTEVAC, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

State of Delaware   0-26946   94-3125814

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

3560 Bassett Street

Santa Clara, CA 95054

(Address of principal executive offices)

(408) 986-9888

(Registrant’s telephone number, including area code)

N/A

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

The matters voted upon at Intevac’s Annual Meeting held on May 29, 2014 and the results of such voting are set forth below:

 

     Affirmative
Votes
     Negative
Votes
     Votes
Withheld
     Abstentions
and Broker
Non-Votes
 

Proposal 1: Election of Directors

           

Norman H. Pond

     19,135,577         N/A         89,772         —     

Wendell T. Blonigan

     19,155,904         N/A         69,445         —     

Matthew A. Drapkin

     19,162,904         N/A         62,445         —     

David S. Dury

     18,998,640         N/A         226,709         —     

Marc T. Giles

     19,084,744         N/A         140,605         —     

Stanley J. Hill

     19,007,643         N/A         217,706         —     

Thomas M. Rohrs

     19,001,843         N/A         223,506         —     

John F. Schaefer

     18,998,643         N/A         226,706         —     

Ping Yang

     19,198,430         N/A         26,919         —     

All director nominees were duly elected.

 

     Affirmative
Votes
     Negative
Votes
     Votes
Withheld
     Abstentions
and Broker
Non-Votes
 

Proposal 2: Proposal to approve an amendment to the Intevac 2003 Employee Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 500,000 shares

     18,982,624         241,225         —           1,500   

Proposal 2 was approved.

 

     Affirmative
Votes
     Negative
Votes
     Votes
Withheld
     Abstentions
and Broker
Non-Votes
 

Proposal 3: Proposal to approve an amendment to the Intevac 2012 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,000,000 shares

     18,613,805         611,044         —           500   

Proposal 3 was approved.

 

     Affirmative
Votes
     Negative
Votes
     Votes
Withheld
     Abstentions
and Broker
Non-Votes
 

Proposal 4: Ratification of Grant Thornton LLP as independent public accountants for the fiscal year ending December 31, 2014

     19,139,846         83,568         —           1,935   

Proposal 4 was approved.

 

     Affirmative
Votes
     Negative
Votes
     Votes
Withheld
     Abstentions
and Broker
Non-Votes
 

Proposal 5: An Advisory Vote on Executive Compensation.

     15,999,689         3,157,768         —           67,892   

The compensation of the named executive officers as disclosed in the Proxy Statement was approved on an advisory basis.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

            INTEVAC, INC.
Date: June 2, 2014    

  /s/ JEFFREY ANDRESON

    Jeffrey Andreson
    Executive Vice President, Finance and Administration,
    Chief Financial Officer, Treasurer and Secretary