Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - CORTLAND BANCORP INC | d732655dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 27, 2014
CORTLAND BANCORP
(Exact name of registrant as specified in its charter)
| Ohio | 0-13814 | 34-1451118 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 194 West Main Street, Cortland, Ohio | 44410 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (330) 637-8040
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
The 2014 annual meeting of shareholders (the “Annual Meeting”) of Cortland Bancorp (the “Company”) was called to order on May 27, 2014 and then adjourned to a later date without any business being conducted. Shortly before the Annual Meeting was scheduled to commence, the Company learned that its transfer agent would be unable to provide accurate voting tabulation results for any of the proposals to be acted upon at the Annual Meeting. Although no official business was conducted at the meeting, management made a brief presentation of financial results and allowed time for shareholder questions. The Company will provide appropriate advance notice of the adjourned Annual Meeting, but the date of the rescheduled adjourned meeting has not yet been determined. The Company is in the process of selecting a new transfer agent.
The Securities and Exchange Commission (the “SEC”) issued a press release on May 28, 2014 reporting that the SEC filed a complaint against Illinois Stock Transfer Company, the Company’s transfer agent, for multiple violations of the SEC’s transfer agent rules. The SEC press release and complaint are available at the SEC’s web site (http://www.sec.gov/News/PressRelease/Detail/Press Release/1370541926263). United States District Court Judge Rebecca R. Pallmeyer for the Northern District of Illinois issued an order under seal on May 22, 2014 appointing a receiver for Illinois Stock Transfer Company. The judicial order was unsealed on May 28, 2014.
Item 7.01. Regulation FD Disclosure
Cortland Bancorp used the presentation materials furnished herewith at the Annual Meeting of Shareholders on Tuesday, May 27, 2014. A copy of the slide presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information in this item 7.01 of this Current Report on Form 8-K (including Exhibit 99.1 attached hereto) is being furnished and shall not be deemed “filed” for purposes of the Securities Exchange Act of 1934. The information in this Item 7.01 (including Exhibit 99.1 attached hereto) shall not be incorporated by reference into any filing or other document pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 except as otherwise expressly stated in such filing or document.
Item 9.01. Financial Statements and Exhibits
| Exhibit No. |
Description | |
| 99.1 | Company Presentation | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| CORTLAND BANCORP | ||
| By: | /s/ James M. Gasior | |
| James M. Gasior, President and CEO | ||
Date: May 29, 2014