UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
__________________
FORM 8-K
_______________
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 22, 2014
Katy Industries, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-05558
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75-1277589
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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305 Rock Industrial Park Drive
Bridgeton, Missouri 63044
(Address of principal executive offices) (Zip Code)
(314) 656-4321
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On May 22, 2014, Katy Industries, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) at which the Company’s stockholders approved two proposals. The proposals are described in detail in the Company’s Proxy Statement for the Annual Meeting.
Proposal 1
The Company’s stockholders elected three individuals to the Board of Directors as set forth below:
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Name
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Votes For
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Votes Withheld
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Broker Non-Votes
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Daniel B. Carroll
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5,881,161
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14,767
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1,453,006
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Pamela Carroll Crigler
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5,881,761
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14,167
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1,453,006
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Daivd J. Feldman
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4,699,951
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1,195,977
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1,453,006
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Proposal 2
The Company’s stockholders ratified the appointment of UHY LLP as the Company’s independent registered public accounting firm for 2014, as set forth below:
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Votes For
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Votes Against
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Abstentions
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7,348,321
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313
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300
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
KATY INDUSTRIES, INC.
(Registrant)
By: /s/ James W. Shaffer
James W. Shaffer
Vice President, Treasurer and Chief Financial Officer
Date: May 28, 2014