Attached files

file filename
EX-10.1 - EXHIBIT 10.1 KAHN NOTE - AMERICAN POWER GROUP Corpexhibit101amendedandrestat.htm
EX-10.2 - EXHIBIT 10.2 JENSEN NOTE - AMERICAN POWER GROUP Corpexhibit102amendedandrestat.htm
EX-10.3 - EXHIBIT 10.3 COPPA NOTE - AMERICAN POWER GROUP Corpexhibit103amendedandrestat.htm







UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K/A
(Amendment No. 1)


Current Report Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): April 30, 2014


AMERICAN POWER GROUP CORPORATION
(Exact name of Registrant as Specified in its Charter)

DELAWARE
(State or Other Jurisdiction of Incorporation)
 
1-13776
 
71-0724248
(Commission File Number)
 
(I.R.S. Employer Identification Number)

7 Kimball Lane, Building A
Lynnfield, MA 01940
(Address of Principal Executive Offices, including Zip Code)

(781) 224-2411
(Registrant’s Telephone Number, including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))










Explanatory Note

This Amendment No. 1 on Form 8-K/A is being filed by American Power Group Corporation to amend its Current Report on Form 8-K dated April 30, 2014 and filed with the Securities and Exchange Commission on May 2, 2014. The purpose of filing this Amendment No. 1 is to correct certain information concerning the makers of the promissory notes and the amendments thereto described in the original Form 8-K.







Item 1.01
Entry into a Material Definitive Agreement
 
Amendments to Promissory Notes

On April 30, 2014, American Power Group, Corporation entered into an amended and restated unsecured promissory note with the Allen Kahn Revocable Trust AKA Allen Kahn, M.D. Revocable Trust. The amended and restated note extended the maturity date of the original note to September 30, 2014, modified the payment provisions of the note and waived any prior defaults under such note.

On April 30, 2014, American Power Group, Inc., a wholly owned subsidiary of American Power Group Corporation, entered into an amendment to an existing promissory note with Lyle Jensen. The amendment extended the maturity date of the promissory note to September 30, 2014 and waived any prior defaults under the promissory note.

On April 30, 2014, American Power Group Corporation entered into an amendment to an existing promissory note with Charles Coppa. The amendment extended the maturity date of the promissory note to September 30, 2014 and waived any prior defaults under the promissory note.

The foregoing description of the amended and restated note and the amendments to the promissory notes does not purport to be complete and is qualified in its entirety by reference to the complete text of each such document, a copy of which is filed as an exhibit hereto and is incorporated herein by reference.

Item 9.01    Financial Statements and Exhibits
(d)    Exhibits
Exhibit No.    Description
10.1
Amended and Restated Unsecured Promissory Note dated as of April 30, 2014, issued by American Power Group Corporation (formerly GreenMan Technologies, Inc.) in favor of the Allen Kahn Revocable Trust AKA Allen Kahn, M.D. Revocable Trust.

10.2
Amendment No. 2 dated April 30, 2014, to Promissory Note dated as of October 12, 2011, issued by American Power Group, Inc. in favor of Lyle Jensen.

10.3
Amendment No. 2 dated April 30, 2014, to Unsecured Promissory Note dated as of September 17, 2010, issued by American Power Group Corporation (formerly, GreenMan Technologies, Inc.) in favor of Charles E. Coppa.
















SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to be signed on its behalf by the undersigned hereunto duly authorized.


AMERICAN POWER GROUP CORPRATION


By: /s/ Charles E. Coppa            
Charles E. Coppa
Chief Financial Officer


Date: May 28, 2014