UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: May 19, 2014

 

Date of Earliest Event Reported: May 14, 2014

 


 

ENVESTNET, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-34835

 

20-1409613

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

35 East Wacker Drive, Suite 2400

Chicago, Illinois

 

60601

(Address of principal executive offices)

 

(Zip Code)

 

(312) 827-2800

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report.)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))

 

 

 



 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

At the 2014 Annual Meeting held on May 14, 2014 the Company’s stockholders voted on (1) the election of three Class I directors nominated by the Board of Directors to serve until the 2017 Annual Meeting of Shareholders and until their successors are elected and qualified; (2) the approval of the advisory vote on executive compensation; (3) the ratification of the selection of KPMG LLP as independent auditors for the fiscal year ending December 31, 2014 and (4) the approval of the 2010 Long-Term Incentive Plan for the purposes of Section 162(m) of the Internal Revenue Code.

 

The table below sets forth the number of votes cast for and against for each matter voted upon by the Company’s shareholders.

 

PROPOSAL 1

 

Election of Directors to serve until the 2017 Annual Meeting of Stockholders.

 

NOMINEE

 

FOR

 

WITHHELD

 

BROKER NON-
VOTES

 

Ross Chapin

 

28,362,583

 

454,444

 

3,290,489

 

Cynthia Egan

 

28,397,575

 

419,452

 

3,290,489

 

Gates Hawn

 

28,354,587

 

462,440

 

3,290,489

 

 

PROPOSAL 2

 

The approval of the advisory vote on executive compensation.

 

 

 

SHARES

 

For:

 

28,323,618

 

Against:

 

390,769

 

Abstain:

 

102,640

 

Broker Non-Votes:

 

3,290,489

 

 

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PROPOSAL 3

 

The ratification of the selection of KPMG LLP as independent auditors for the fiscal year ending December 31, 2014.

 

 

 

SHARES

 

For:

 

31,951,363

 

Against:

 

5,960

 

Abstain:

 

150,193

 

Broker Non-Votes:

 

0

 

 

PROPOSAL 4

 

The approval of the 2010 Long-Term Incentive Plan for the purposes of Section 162(m) of the Internal Revenue Code.

 

 

 

SHARES

 

For:

 

27,999,643

 

Against:

 

722,686

 

Abstain:

 

94,698

 

Broker Non-Votes

 

3,290,489

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

ENVESTNET, INC.

 

 

 

 

 

 

Dated: May 19, 2014

 

 

 

 

 

 

 

 

 

By:

/s/ Shelly O’Brien

 

 

Shelly O’Brien

 

 

Chief Legal Officer, General Counsel
and Corporate Secretary

 

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