Attached files
| file | filename |
|---|---|
| EXCEL - IDEA: XBRL DOCUMENT - Nukkleus Inc. | Financial_Report.xls |
| EX-31.1 - CERTIFICATION - Nukkleus Inc. | comp_311.htm |
| EX-32.1 - CERTIFICATION - Nukkleus Inc. | comp_321.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
|
x
|
ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
For the six months ended March 31, 2014.
|
OR
|
o
|
TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
For the transition period from to .
|
Compliance & Risk Management Solutions Inc.
(Exact name of registrant in its charter)
|
Delaware
|
38-3912845
|
|
|
(State or other jurisdiction of
incorporation or organization)
|
(I.R.S. Employer
Identification No.)
|
|
49 Main St, New Egypt, NJ
|
08533
|
|
|
(Address of principal executive offices)
|
(Zip Code)
|
Issuer’s telephone number: 203.456.8088
Securities registered under Section 12(b) of the Exchange Act: None
Securities registered under Section 12(g) of the Exchange Act: Common Stock, par value $0.001
Indicate by check mark whether the registrant (1) has filed all reports required by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 day. [X] Yes [ ] No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes [ ] No [ ]
(Does not currently apply to the Registrant)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 if the Exchange Act.
Large accelerated filter Accelerated filter
Non-accelerated filter Smaller reporting company
(Do not check if a smaller reporting company)
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes __ No X
State the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date.
|
Class
|
Outstanding May 15, 2014
|
|
|
Common Stock, $0.001 par value per share
|
4,230,000 shares
|
EXPLANATORY NOTE
Compliance and Risk Management (the “Company” or “we”) is filing this Amendment No. 1 (the “Amendment”) to our annual report on Form 10-Q for the quarter ended March 31, 2014, filed on May 15, 2014 (the “Original Filing”) to provide the interactive data files required by Item 601(b)(101) of Regulation S-K and Sections 405 and 406T of Regulation S-T.
No changes have been made to the Original Filing other than to add the information as described above. This Amendment should be read in conjunction with the Original Filing. This Amendment speaks as of the date of the Original Filing, does not reflect events that may have occurred after the date of the Original Filing and does not modify or update in any way the disclosures made in the Original Filing, except as required to reflect the revisions discussed above.
2
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
COMPLIANCE & RISK MANAGEMENT SOLUTIONS INC
|
||
|
Dated: May 16, 2014
|
By:
|
//Christopher Neuert
|
|
Christopher Neuert
|
||
|
Chief Executive Officer, Chief Accounting Officer & Chairman
|
||
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated.
|
Signature
|
Title
|
Date
|
|
//Chris Neuert
Chris Neuert
|
Chief Executive Officer, Chief Accounting Officer & Chairman
|
May 16, 2014
|
3