UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 14, 2014

 


 

Control4 Corporation

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-36017

 

42-1583209

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

11734 S. Election Road

Salt Lake City, Utah 84020

(Address of principal executive offices) (Zip code)

 

(801) 523-3100

Registrant’s telephone number, including area code

 

Not Applicable

(Former name or former address if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                                 Submission of Matters to a Vote of Security Holders.

 

The Control4 Corporation (the “Company”) annual meeting of stockholders was held on May 14, 2014 (the “Annual Meeting”). According to the inspector of elections, the stockholders present in person or by proxy represented 20,481,722 shares of common stock (entitled to one vote per share). The number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes with respect to each proposal voted upon at the Annual Meeting are set forth below.

 

Proposal 1Election of directors. The stockholders voted on the election of two Class I directors of the Company, each to serve for a three-year term expiring at the Company’s annual meeting of stockholders in 2017 and until such director’s successor is elected or until such director’s earlier resignation or removal. Stockholders voted as follows:

 

 

 

For

 

Withheld

 

Broker
Non-Votes

 

Class I Director Nominees

 

 

 

 

 

 

 

Len Jordan

 

17,226,305

 

232,297

 

3,023,120

 

Steven Vassallo

 

17,233,625

 

224,977

 

3,023,120

 

 

Accordingly, the foregoing nominees were elected as Class I directors to the Company’s board of directors.

 

Proposal 2Ratification of appointment of independent registered public accounting firm. The stockholders voted on the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2014. Stockholders voted as follows:

 

For

 

Against

 

Abstain

 

Broker
Non-Votes

 

20,282,135

 

167,876

 

31,711

 

0

 

 

Accordingly, the appointment of the independent registered public accounting firm was ratified.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Control4 Corporation

 

 

 

By:

/s/ Dan Strong

 

 

Dan Strong

 

 

Chief Financial Officer

 

 

Dated: May 16, 2014

 

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