Attached files
| file | filename |
|---|---|
| EX-10 - EXHIBIT 10.2 NOTE DATED 5-2-2014 - CRAWFORD UNITED Corp | Exhibit10-2.htm |
| EX-10 - EXHIBIT 10.4 NOTE DATED 5-8-2014 - CRAWFORD UNITED Corp | Exhibit10-4.htm |
| EX-10 - EXHIBIT 10.3 NOTE DATED 5-6-2014 - CRAWFORD UNITED Corp | Exhibit10-3.htm |
| EX-10 - EXHIBIT 10.1 NOTE DATED 4-24-2014 - CRAWFORD UNITED Corp | exhibit10-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 24, 2014
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
|
Ohio
(State or other jurisdiction of incorporation) |
0-147
(Commission File Number) |
34-0288470 (IRS Employer Identification No.) |
10514 Dupont Avenue
Cleveland, Ohio
44108
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
Not applicable
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
Not applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing
is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material
Definitive Agreement.
The information provided in item 2.03 is incorporated herein by reference.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
Between April 24, 2014 and May 8, 2014, Hickok Incorporated (the "Company") entered into a series of unsecured Credit Promissory Notes (the "Notes") with Robert L. Bauman (the "Lender") in the aggregate principal amount of $250,000. The Notes shall become due and payable in full at the discretion of Lender. The interest rate applicable to the principal amount of each of the Notes is 4% per annum, computed on a monthly basis, until such principal amount is paid in full. Lender is a director of the Company, as well as its President and Chief Executive Officer.
Copies of the Notes are included as Exhibits 10.1, 10.2, 10.3 and 10.4 to this Current Report on Form 8-K, and the above summary is qualified in its entirety by reference to such Exhibits.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
The information provided in item 2.03 is incorporated herein by reference.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
Between April 24, 2014 and May 8, 2014, Hickok Incorporated (the "Company") entered into a series of unsecured Credit Promissory Notes (the "Notes") with Robert L. Bauman (the "Lender") in the aggregate principal amount of $250,000. The Notes shall become due and payable in full at the discretion of Lender. The interest rate applicable to the principal amount of each of the Notes is 4% per annum, computed on a monthly basis, until such principal amount is paid in full. Lender is a director of the Company, as well as its President and Chief Executive Officer.
Copies of the Notes are included as Exhibits 10.1, 10.2, 10.3 and 10.4 to this Current Report on Form 8-K, and the above summary is qualified in its entirety by reference to such Exhibits.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits.
| Exhibit Number |
Description of Exhibit |
|
| 10.1 |
Credit Promissory Note between the Company and
Robert L. Bauman, dated April 24, 2014. |
|
| 10.2 |
Credit
Promissory Note between the Company and Robert L. Bauman, dated May 2,
2014. |
|
| 10.3 | Credit Promissory Note between the Company and
Robert L. Bauman, dated May 6, 2014. |
|
| 10.4 | Credit Promissory Note between the Company and
Robert L. Bauman, dated May 8, 2014. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act
of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
HICKOK INCORPORATED
By: /s/ Robert L. Bauman
Robert L. Bauman
President and CEO
By: /s/ Robert L. Bauman
Robert L. Bauman
President and CEO
Date: May 15, 2014
EXHIBIT INDEX
| Exhibit Number |
Description of Exhibit |
|
| 10.1 |
Credit Promissory Note between the Company and Robert L. Bauman, dated April 24, 2014. | |
| 10.2 | Credit Promissory Note between the Company and Robert L. Bauman, dated May 2, 2014. | |
| 10.3 | Credit Promissory Note between the Company and Robert L. Bauman, dated May 6, 2014. | |
| 10.4 | Credit Promissory Note between the Company and Robert L. Bauman, dated May 8, 2014. |