UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

  

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): May 12, 2014

 

 

CATHAY GENERAL BANCORP
(Exact name of registrant as specified in its charter)

 

 

Delaware   0-18630   95-4274680
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

777 North Broadway, Los Angeles, California 90012
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (213) 625-4700

 

Not Applicable

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On May 12, 2014, Cathay General Bancorp (the “Company”) held its Annual Meeting of Stockholders at which the stockholders voted upon (i) the election of four Class III directors to serve until the 2017 annual meeting of stockholders and their successors have been elected and qualified, (ii) an advisory (non-binding) proposal to approve the Company’s executive compensation, (iii) an advisory (non-binding) proposal to vote on the frequency of future advisory votes on executive compensation, and (iv) the ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2014 fiscal year.

 

The stockholders elected all four Class III director nominees, approved the advisory (non-binding) proposal to approve the Company’s executive compensation, stated a preference of every year for the frequency of future advisory votes on executive compensation, and ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2014 fiscal year. The number of votes casted for and against, as well as the number of abstentions and broker non-votes as to each such matter voted upon, as applicable, are set forth below.

 

Election of Four Class III Directors

 

Name  For   Against   Abstain   Broker
Non-Votes
 
Nelson Chung   60,822,718    410,053    44,247    10,586,188 
Felix S. Fernandez   60,812,743    406,089    58,186    10,586,188 
Patrick S.D. Lee   57,323,761    3,909,010    44,247    10,586,188 
Ting Y. Liu   56,157,000    5,075,104    44,913    10,586,189 

 

Advisory (Non-Binding) Proposal to Approve Our Executive Compensation

 

For   Against   Abstain   Broker
Non-Votes
 
 60,211,431    889,457    176,128    10,586,190 

 

Advisory (Non-Binding) Vote on the Frequency of Future Advisory Votes on Our Executive Compensation

 

Every
Year
   Every
Other Year
   Every
Three Years
   Abstain   Broker
Non-Votes
 
 52,935,166    328,884    7,666,173    346,793    10,586,190 

 

In accordance with the results for this item, the Company’s Board of Directors has determined to hold an advisory vote on executive compensation every year until the next required vote on the frequency of such advisory vote, which will be at the annual meeting of stockholders in 2020.

 

Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2014 Fiscal Year

 

For   Against   Abstain   Broker
Non-Votes
 
 71,304,073    397,269    161,862    0 

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 14, 2014

  CATHAY GENERAL BANCORP
   
  By:  /s/ Heng W. Chen
    Heng W. Chen
Executive Vice President and
Chief Financial Officer