UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 12, 2014
| RED MOUNTAIN RESOURCES, INC. |
| (Exact name of registrant as specified in its charter) |
| Texas | 000-54444 | 27-1739487 |
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
| 2515 McKinney Avenue, Suite 900 | |
| Dallas, Texas | 75201 |
| (Address of principal executive offices) | (Zip Code) |
|
(Registrant’s telephone number, including area code): (214) 871-0400
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 3.02 Unregistered Sales of Equity Securities.
On May 12, 2014, Red Mountain Resources, Inc. (the “Company”) entered into agreements to exchange 222,224 shares of its 10.0% Series A Cumulative Redeemable Preferred Stock (“Series A Preferred Stock”) for 1,388,898 shares of its common stock effective as of April 1, 2014. After the exchange, the Company will have 254,463 shares of Series A Preferred Stock outstanding with an aggregate redemption amount of $6.4 million. The shares of common stock will be issued under Section 3(a)(9) of the Securities Act of 1933, as amended.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 13, 2014 | ||
| RED MOUNTAIN RESOURCES, INC. | ||
| By: | /s/ Alan W. Barksdale | |
| Alan W. Barksdale Chief Executive Officer | ||
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