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EX-99.1 - EX-99.1 - Advanced Emissions Solutions, Inc.d723950dex991.htm
EX-99.2 - EX-99.2 - Advanced Emissions Solutions, Inc.d723950dex992.htm

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 12, 2014

 

 

ADVANCED EMISSIONS SOLUTIONS, INC.

(Name of registrant as specified in its charter)

 

 

 

Delaware   000-54992   27-5472457
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification Number)

 

9135 South Ridgeline Boulevard, Suite 200, Highlands Ranch, Colorado   80129
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (303) 734-1727

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 7.01 Regulation FD Disclosure

Michael Durham, President and CEO, Mark McKinnies, Senior Vice President and CFO, and other officers of Advanced Emissions Solutions, Inc. (“ADES”) will give a presentation to analysts and investors in St. Louis, Missouri on June 3, 2014, at 8am Central Time and will be participating in the Deutsche Bank 2014 Clean Tech, Utilities, and Power Conference on May 12, 2014, in New York City. A copy of the slides to be used at these events is available via the Investor Information section of ADES’ website at www.advancedemissionssolutions.com and is furnished as Exhibit 99.1 to this Report.

On May 6, 2014, we issued a press release announcing ADES’ scheduled participation at these events. A copy of the press release is furnished as Exhibit 99.2 to this report.

In accordance with General Instruction B.2 on Form 8-K, the information set forth in this Item 7.01 and the investor presentation and press release attached to this report as Exhibits 99.1 and 99.2, respectively, are “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended.

 

Item 9.01. Financial Statements and Exhibits

(d) The following items are furnished as exhibits to this report:

 

99.1    May 2014 Investor Presentation.
99.2    Press Release, Advanced Emissions Solutions to Webcast Investor Meeting, Company to Participate in Upcoming Investor Conferences, dated May 6, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: May 12, 2014

 

Advanced Emissions Solutions, Inc.
Registrant

/s/ Mark H. McKinnies

Mark H. McKinnies
Senior Vice President and Chief Financial Officer


INDEX TO EXHIBITS

 

Exhibit
No.
   Description
99.1    May 2014 Investor Presentation.
99.2    Press Release, Advanced Emissions Solutions to Webcast Investor Meeting, Company to Participate in Upcoming Investor Conferences, dated May 6, 2014.