UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 8, 2014 (May 7, 2014)
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE
(State or Other Jurisdiction of Incorporation)
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001-33805 |
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26-0354783 |
(Commission File Number) |
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(IRS Employer Identification No.) |
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9 West 57th Street, New York, New York |
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10019 |
(Address of Principal Executive Offices) |
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(Zip Code) |
212-790-0041
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders.
(a) | The Annual Meeting of Shareholders of Och-Ziff Capital Management Group LLC (the “Company”) was held on May 7, 2014. |
(b) | At the Annual Meeting, the Shareholders: |
(i) | elected Joel M. Frank and Allan S. Bufferd to serve as Class I directors of the Company, each to serve for a three-year term and until their successors are duly elected or appointed and qualified; |
(ii) | ratified the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2014; and |
(iii) | approved, on an advisory basis, the compensation of the Named Executive Officers of the Company. |
Set forth below, with respect to each matter above are, as applicable, the number of votes cast for or against, the number of abstentions and the number of broker non-votes:
1. | Election of Directors. |
Nominee |
Votes For |
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Withheld |
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Broker Non-Votes |
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Joel M. Frank |
362,673,172 |
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3,297,956 |
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46,177,002 |
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Allan S. Bufferd |
362,551,722 |
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3,419,406 |
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46,177,002 |
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2. | Ratification of Selection of Independent Registered Public Accounting Firm. |
Votes For |
408,978,192 |
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Votes Against |
2,953,484 |
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Abstentions |
216,454 |
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3. | Advisory Vote on Executive Compensation. |
Votes For |
329,057,087 |
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Votes Against |
36,290,063 |
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Abstentions |
623,978 |
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Broker Non-Votes |
46,177,002 |
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Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC |
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(Registrant) |
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By: |
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/s/ Joel M. Frank |
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Joel M. Frank |
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Chief Financial Officer, |
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Senior Chief Operating Officer and |
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Executive Managing Director |
May 8, 2014