UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 6, 2014
L-3 COMMUNICATIONS HOLDINGS, INC.
L-3 COMMUNICATIONS CORPORATION
(Exact names of registrants as specified in their charters)
| DELAWARE | 001-14141 333-46983 |
13-3937434 13-3937436 | ||
| (State or other Jurisdiction of Incorporation) |
(Commission File Numbers) |
(IRS Employer Identification Nos.) |
| 600 THIRD AVENUE, NEW YORK, NEW YORK | 10016 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrants’ telephone number, including area code: (212) 697-1111
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 5.07. — Other Events.
(a)(b) On May 6, 2014, L-3 Communications Holdings, Inc. (the “Company”) held its 2014 Annual Meeting of Shareholders (the “Annual Meeting”) as described in the definitive proxy statement for the Annual Meeting filed on March 24, 2014. A quorum was present at the meeting as required by the Company’s Amended and Restated Bylaws. The immediately following chart sets forth the number of votes cast for and against, and the number of abstention votes and broker non-votes, with respect to each matter voted upon by the Company’s shareholders:
Proposal 1 – Election of Directors
The following four directors were elected to the Board of Directors of the Company to serve as directors until the 2015 Annual Meeting of Shareholders and until their successors have been duly elected and qualified.
| Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
|||||||||||||
| Ann E. Dunwoody |
69,659,616 | 1,149,811 | 1,042,326 | 6,745,972 | ||||||||||||
| Vincent Pagano, Jr. |
69,388,928 | 1,329,130 | 1,133,695 | 6,745,972 | ||||||||||||
| H. Hugh Shelton |
69,247,747 | 1,544,370 | 1,059,636 | 6,745,972 | ||||||||||||
| Michael T. Strianese |
68,345,532 | 2,408,564 | 1,097,657 | 6,745,972 | ||||||||||||
Proposal 2 – Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm
The appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014 was ratified.
| Votes For |
Votes Against |
Votes Abstained |
||||||||
| 75,973,680 | 1,693,686 | 930,359 | ||||||||
Proposal 3 – Approve, in a non-binding, advisory vote, the compensation paid to our named executive officers
The shareholders approved in a non-binding, advisory vote the compensation paid to our named executive officers.
| Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
|||||||||||
| 67,758,468 | 2,646,505 | 1,446,780 | 6,745,972 | |||||||||||
Proposal 4 – Approve a shareholder proposal regarding equity retention by senior executives
The shareholder proposal regarding equity retention by senior executives, was not approved.
| Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
|||||||||||
| 20,478,947 | 49,796,645 | 1,576,161 | 6,745,972 | |||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
| L-3 COMMUNICATIONS HOLDINGS, INC. L-3 COMMUNICATIONS CORPORATION | ||||
| By: |
/s/ Allen E. Danzig | |||
| Name: |
Allen E. Danzig | |||
| Title: |
Vice President, Assistant General Counsel and Assistant Secretary | |||
Dated: May 8, 2014