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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
_________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: May 1, 2014
PROVIDENCE AND WORCESTER RAILROAD COMPANY
(Exact name of registrant as specified in its charter)
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Rhode Island
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0-16704
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05-0344399
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(State or other jurisdiction
Of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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75 Hammond Street, Worcester, Massachusetts 01610
(address, including zip code, of principal executive offices)
(508) 755-4000
Registrant’s telephone number, including area code
None
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
ž Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
ž Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
ž Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
ž Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Shareholders of Providence and Worcester Railroad Company (the “Company”) was held on April 30, 2014 (the “Meeting”) in Worcester, Massachusetts. Of the 4,850,729 shares of the Company's Common Stock and 640 shares of the Company's Preferred Stock outstanding as of the record date, 3,407,384 shares (or approximately 70%) of Common Stock and 504 shares (or approximately 78%) of Preferred Stock were present or represented by proxy at the Meeting. At the Meeting, shareholders voted:
1. To elect three (3) directors by the holders of Common Stock and six (6) directors by the holders of Preferred Stock to serve for terms of one (1) year and until their successors are duly elected and qualified, as follows:
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Name
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Votes For
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Votes Withheld
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Common Stock Director Nominees:
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Richard W. Anderson
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3,306,369
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101,015
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Robert H. Eder
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2,553,278
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854,106
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Alfred P. Smith
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3,308,665
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98,719
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Preferred Stock Director Nominees:
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Frank W. Barrett
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504
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0
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Roger N. Begin
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501
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3
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P. Scott Conti
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504
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0
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James C. Garvey
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501
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3
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John J. Healy
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501
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3
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David McQuade
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501
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3
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2. To vote upon an advisory (non-binding) resolution to approve the compensation of executive officers as described in the Proxy Statement (by the holders of Common Stock and Preferred Stock, voting as separate classes).
Common Stock
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Votes For
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Votes Against
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Votes Abstaining
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Non Votes
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2,816,689
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105,821
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484,874
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0
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Preferred Stock
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Votes For
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Votes Against
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Votes Abstaining
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500
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0
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4
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SIGNATURES
Pursuant to the requirement of the Securities Exchange Act of 1945, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Providence and Worcester Railroad Company
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By: /s/ P. Scott Conti
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P. Scott Conti
President
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Dated: May 1, 2014