Attached files
| file | filename |
|---|---|
| 10-K/A - 10-K/A - LADENBURG THALMANN FINANCIAL SERVICES INC. | ladenburgthalmann201310ka.htm |
| EX-31.2 - EXHIBIT - LADENBURG THALMANN FINANCIAL SERVICES INC. | a2013-10kaexhibit312.htm |
| EX-32.1 - EXHIBIT - LADENBURG THALMANN FINANCIAL SERVICES INC. | a2013-10kaexhibit321.htm |
| EX-32.2 - EXHIBIT - LADENBURG THALMANN FINANCIAL SERVICES INC. | a2013-10kaexhibit322.htm |
EXHIBIT 31.1
SECTION 302 CERTIFICATION PURSUANT TO
RULE 13a-14 AND 15d-14 UNDER
THE SECURITIES ACT OF 1934, AS AMENDED
I, Richard J. Lampen, certify that:
1. | I have reviewed this Amendment No. 1 to Annual Report on Form 10-K/A of Ladenburg Thalmann Financial Services Inc.; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
Date: | April 30, 2014 | By: | /s/ Richard J. Lampen | |||
Richard J. Lampen | ||||||
President and Chief Executive Officer | ||||||
(Principal Executive Officer) | ||||||