Attached files

file filename
EX-31.1 - EX-31.1 - XOOM Corpd717637dex311.htm
EX-10.1 - EX-10.1 - XOOM Corpd717637dex101.htm
EX-31.2 - EX-31.2 - XOOM Corpd717637dex312.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

(AMENDMENT NO. 1)

 

 

(Mark one)

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended September 30, 2013

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     .

Commission file number 001-35801

 

 

Xoom Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   94-3401054

(State or other jurisdiction of

Incorporation or organization)

 

(I.R.S. Employer

Identification No.)

100 Bush Street, Suite 300

San Francisco, CA 94104

(Address of principal executive offices) (Zip Code)

(415) 777-4800

(Registrant’s telephone number, including area code)

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “accelerated filer,” “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   x  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

On April 21, 2014, 37,986,697 shares of the registrant’s Common Stock, $0.0001 par value, were issued and outstanding.

 

 

 


EXPLANATORY NOTE

Xoom Corporation is filing this Amendment No. 1 to its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2013, filed with the Securities and Exchange Commission on October 28, 2013, solely to refile Exhibit 10.1, Amended and Restated Credit Agreement by and between the Registrant, the lenders from time to time parties thereto and Silicon Valley Bank, dated September 19, 2013, in response to comments received from the Securities and Exchange Commission on a confidential treatment request for certain portions of Exhibit 10.1 in the originally filed Form 10-Q. This Amendment No. 1 does not modify or update any other information set forth in the Quarterly Report on Form 10-Q.


ITEM 6. Exhibits

The exhibits listed below are filed or incorporated by reference as part of this Report.

 

Exhibit
Number

  

Description of Exhibits

  10.1    Amended and Restated Credit Agreement by and between the Registrant, the lenders from time to time parties thereto and Silicon Valley Bank dated September 19, 2013
  10.2*    Agreement by and between the Registrant and Punjab National Bank dated April 19, 2013
  31.1    Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act.
  31.2    Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act.
  32.1 *    Certification of the Chief Executive Officer, pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act.
  32.2*    Certification of the Chief Financial Officer, pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act.
101.INS*    XBRL Instance Document
101.SCH*    XBRL Taxonomy Extension Schema Document
101.CAL*    XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*    XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*    XBRL Taxonomy Extension Label Linkbase Document
101.PRE*    XBRL Taxonomy Extension Presentation Linkbase Document

 

* Previously filed on Form 10-Q on October 28, 2013.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 29, 2014

 

XOOM CORPORATION
By:  

/s/ Ryno Blignaut

Ryno Blignaut

Chief Financial Officer and Chief Risk Officer

(Principal Financial and Accounting Officer)