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EX-99.2 - EX-99.2 - ADVENT SOFTWARE INC /DE/a14-11309_1ex99d2.htm
EX-99.3 - EX-99.3 - ADVENT SOFTWARE INC /DE/a14-11309_1ex99d3.htm
EX-99.1 - EX-99.1 - ADVENT SOFTWARE INC /DE/a14-11309_1ex99d1.htm

Table of Contents

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

April 28, 2014

Date of Report (date of earliest event reported)

 


 

ADVENT SOFTWARE, INC.

(Exact name of Registrant as specified in its charter)

 

State of Delaware

(State or other jurisdiction of
incorporation or organization)

 

0-26994

(Commission File Number)

 

94-2901952

(I.R.S. Employer
Identification Number)

 

600 Townsend Street

San Francisco, California 94103

(Address of principal executive offices)

 

(415) 543-7696

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



Table of Contents

 

TABLE OF CONTENTS

 

ITEM 2.02 Results of Operations and Financial Condition

ITEM 8.01 Other Events

ITEM 9.01 Financial Statements and Exhibits

SIGNATURES

EXHIBIT INDEX

EXHIBIT 99.1

EXHIBIT 99.2

EXHIBIT 99.3

 

ITEM 2.02 Results of Operations and Financial Condition

 

On April 28, 2014, Advent Software, Inc. (the “Company”) announced its results of operations for the first quarter ended March 31, 2014. A copy of the Company’s press release announcing such results dated April 28, 2014 is attached hereto as Exhibit 99.1. This Current Report on Form 8-K and the attached exhibits are furnished to, but not filed with, the U.S. Securities and Exchange Commission (“SEC”) and shall not be deemed to be incorporated by reference into any of the Company’s filings with the SEC under the Securities Act of 1933, as amended, or the Exchange Act of 1934, as amended.

 

ITEM 8.01 Other Events

 

On April 28, 2014, the Company announced that its Board of Directors approved a quarterly cash dividend to its shareholders. The cash dividend payment of $0.13 per common share will be made on July 15, 2014 to shareholders of record as of June 30, 2014. A copy of the press release announcing the quarterly cash dividend is attached hereto as Exhibit 99.3 and is incorporated herein by reference.

 

ITEM 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

The following exhibits are furnished as part of this Current Report on Form 8-K:

 

Exhibit No.

 

Exhibit Description

99.1

 

Press release announcing results of operations dated April 28, 2014

99.2

 

First quarter 2014 earnings highlights dated April 28, 2014

99.3

 

Press release announcing quarterly cash dividend dated April 28, 2014

 

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Table of Contents

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

ADVENT SOFTWARE, INC.

 

 

 

 

 

By:

/s/ James S. Cox

 

 

James S. Cox

 

 

Executive Vice President and

 

 

Chief Financial Officer

 

 

(Principal Financial and Accounting Officer)

 

 

 

 

 

 

Dated:  April 28, 2014

 

 

 

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Table of Contents

 

EXHIBIT INDEX

 

Exhibit No.

 

Exhibit Description

99.1

 

Press release announcing results of operations dated April 28, 2014

99.2

 

First quarter 2014 earnings highlights dated April 28, 2014

99.3

 

Press release announcing quarterly cash dividend dated April 28, 2014

 

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