Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
(Mark one)
/X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2013
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ____________ to ____________
Commission file number: 333-171508-08
GS Mortgage Securities Trust 2013-GCJ14
(exact name of issuing entity as specified in its charter)
GS Mortgage Securities Corporation II
(exact name of the depositor as specified in its charter)
Goldman Sachs Mortgage Company
Citigroup Global Markets Realty Corp.
Jefferies LoanCore LLC
MC-Five Mile Commercial Mortgage Finance LLC
Starwood Mortgage Funding I LLC
(exact names of the sponsors as specified in their charters)
New York 38-3913698
(State or other jurisdiction of 38-3913699
incorporation or organization) 38-7103169
(I.R.S. Employer
Identification No.)
c/o Wells Fargo Bank, N.A.
9062 Old Annapolis Road
Columbia, MD 21045
(Address of principal executive (Zip Code)
offices)
Registrant's telephone number, including area code: (212) 902-1000
Securities registered pursuant to Section 12(b) of the Act:
None.
Securities registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark if the registrant is a well-known seasoned issuer, as
defined in Rule 405 of the Securities Act.
Yes ___ No X
Indicate by check mark if the registrant is not required to file reports
pursuant to Section 13 or Section 15(d) of the Act.
Yes ___ No X
Note - Checking the box above will not relieve any registrant required to
file reports pursuant to Section 13 or 15(d) of the Exchange Act from their
obligations under those Sections.
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No ___
Indicate by check mark whether the registrant has submitted electronically
and posted on its corporate Web site, if any, every Interactive Data File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T
(Section 232.405 of this chapter) during the preceding 12 months (or for
such shorter period that the registrant was required to submit and post such
files).
Not applicable.
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K (Section 229.405 of this chapter) is not contained
herein, and will not be contained, to the best of registrant's knowledge, in
definitive proxy or information statements incorporated by reference in Part
III of this Form 10-K or any amendment to this Form 10-K.
Not applicable.
Indicate by check mark whether the registrant is a large accelerated filer,
an accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of "large accelerated filer", "accelerated
filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer ___
Accelerated filer ___
Non-accelerated filer X (Do not check if a smaller reporting company)
Smaller reporting company ___
Indicate by check mark whether the registrant is a shell company (as defined
in Rule 12b-2 of the Act).
Yes ___ No X
State the aggregate market value of the voting and non-voting common equity
held by non-affiliates computed by reference to the price at which the
common equity was last sold, or the average bid and asked price of such
common equity, as of the last business day of the registrant's most recently
completed second fiscal quarter.
Not applicable.
Indicate by check mark whether the registrant has filed all documents and
reports required to be filed by Section 12, 13 or 15(d) of the Securities
Exchange Act of 1934 subsequent to the distribution of securities under a
plan confirmed by a court.
Not applicable.
Indicate the number of shares outstanding of each of the registrant's
classes of common stock, as of the latest practicable date.
Not applicable.
DOCUMENTS INCORPORATED BY REFERENCE
List hereunder the following documents if incorporated by reference and the
Part of the Form 10-K (e.g., Part I, Part II, etc.) into which the document
is incorporated: (1) Any annual report to security holders; (2) Any proxy or
information statement; and (3) Any prospectus filed pursuant to Rule 424(b)
or (c) under the Securities Act of 1933. The listed documents should be
clearly described for identification purposes (e.g., annual report to
security holders for fiscal year ended December 24, 1980).
Not applicable.
EXPLANATORY NOTE
The purpose of this Amendment No. 1 to our Annual Report on Form 10-K for the
fiscal year ended December 31, 2013 as filed with the Securities and Exchange
Commission on March 31, 2014 (the "Original Form 10-K") is (i) to file a
Statement of Compliance by LNR Partners, LLC, dated February 28, 2014, as
Special Servicer of the 11 West 42nd Street Mortgage Loan, as same was
inadvertently not included as Exhibit 35.2 to the Original Form 10-K; (ii) to
file an amended and restated Rule 13a-14(d)/15d-14(d) Certification in
connection with the Original Form 10-K and (iii) to file a Rule
13a-14(d)/15d-14(d) Certification dated April 10, 2014 in connection with this
Amendment No. 1 to Annual Report on Form 10-K.
No other changes have been made to the Original Form 10-K other than the
furnishing of the exhibits described above. This Amendment No. 1 does not
reflect subsequent events occurring after the original filing date of the
Original Form 10-K or modify or update in any way disclosures made in the
Original Form 10-K.
The Exhibit Index describes exhibits provided by certain parties (in their
capacities indicated on the Exhibit Index) with respect to the 11 West 42nd
Street Mortgage Loan and the Mall St. Matthews Mortgage Loan, which
constituted approximately 12.1% and 3.2%, respectively, of the asset pool of
the issuing entity as of its cut-off date. The 11 West 42nd Street Mortgage
Loan and the Mall St. Matthews Mortgage Loan are each an asset of the issuing
entity and are each part of a respective loan combination that includes the 11
West 42nd Street Mortgage Loan and the Mall St. Matthews Mortgage Loan and one
other pari passu loan, which is not an asset of the issuing entity. The other
pari passu portion of each loan combination was securitized in the GSMS
2013-GC13 Mortgage Trust transaction, Commission File Number 333-171508-07
(the "GSMS 2013-GC13 Transaction"). These loan combinations, including the 11
West 42nd Street Mortgage Loan and the Mall St. Matthews Mortgage Loan,
respectively, are each being serviced and administered pursuant to the pooling
and servicing agreement for the GSMS 2013-GC13 Transaction, which is
incorporated by reference as Exhibit 4.2 to this Annual Report on Form 10-K.
Wells Fargo Bank, National Association, ("Wells Fargo Bank") is the master
servicer of the mortgage loans serviced under the Pooling and Servicing
Agreement, the primary servicer of the 11 West 42nd Street Mortgage Loan and
the Mall St. Matthews Mortgage Loan and the certificate administrator and
custodian of the mortgage loans serviced under the Pooling and Servicing
Agreement. These mortgage loans, in the aggregate, constituted more than 10%
of the asset pool of the issuing entity as of its cut-off date. Thus, Wells
Fargo Bank is a "servicer," as defined in Item 1108(a)(iii) of Regulation AB,
with respect to these mortgage loans. The assessments of compliance with
applicable servicing criteria, accountants' attestation reports and servicer
compliance statements delivered by Wells Fargo Bank in the capacities
described above are listed in the Exhibit Index.
LNR Partners LLC ("LNR") is the special servicer of the mortgage loans
serviced under the Pooling and Servicing Agreement, the 11 West 42nd Street
Mortgage Loan and the Mall St. Matthews Mortgage Loan. These mortgage loans,
in the aggregate, constituted more than 10% of the asset pool of the issuing
entity as of its cut-off date. Thus, LNR is a "servicer," as defined in Item
1108(a)(iii) of Regulation AB, with respect to these mortgage loans. The
assessments of compliance with applicable servicing criteria, accountants'
attestation reports and servicer compliance statements delivered by LNR in
the capacities described above are listed in the Exhibit Index.
U.S. Bank National Association ("U.S. Bank") is the certificate administrator
and custodian of the 11 West 42nd Street Mortgage Loan and the Mall St.
Matthews Mortgage Loan, which constituted, in the aggregate, approximately
15.4% of the asset pool of the issuing entity as of its cut-off date. Thus,
U.S. Bank is a "servicer," as defined in Item 1108(a)(iii) of Regulation AB,
with respect to the 11 West 42nd Street Mortgage Loan and the Mall St.
Matthews Mortgage Loan because it is servicing mortgage loans which
constituted 10% or more of the assets of the issuing entity as of its cut-off
date. The assessments of compliance with applicable servicing criteria,
accountants' attestation reports and servicer compliance statements delivered
by U.S. Bank in the capacities described above are listed in the Exhibit
Index.
TriMont Real Estate Advisors, Inc. ("TriMont") is the operating advisor of
the 11 West 42nd Street Mortgage Loan and the Mall St. Matthews Mortgage
Loan, which constituted, in the aggregate, approximately 15.4% of the asset
pool of the issuing entity as of its cut-off date. As a result, TriMont is a
servicing function participant with respect to 5% or more of the assets of
the issuing entity as of its cut-off date. The assessments of compliance with
applicable servicing criteria and accountants' attestation reports delivered
by TriMont in the capacities described above are listed in the Exhibit Index.
This Annual Report on Form 10-K includes assessments of compliance with
applicable servicing criteria and accountants' attestation reports from
CoreLogic Commercial Real Estate Services, Inc. and National Tax Search, LLC.
These entities were engaged by the master servicer and primary servicer with
respect to the 11 West 42nd Street Mortgage Loan and the Mall St. Matthews
Mortgage Loan to remit tax payments received from the escrow accounts of
borrowers to local taxing authorities, to report tax amounts due, to verify
tax parcel information, and to verify non-escrow tax payments. These services
are included within the servicing criteria set forth in Items 1122(d)(4)(xi)
and 1122(d)(4)(xii). Therefore, under the principles-based definition of
"servicer" set forth in Item 1101(j), these vendors are "servicers" for the
purposes of Item 1122. See Manual of Publicly Available Telephone
Interpretations, Section 3, Item 1101(j).
PART I
Item 1. Business.
Omitted.
Item 1A. Risk Factors.
Omitted.
Item 1B. Unresolved Staff Comments.
None.
Item 2. Properties.
Omitted.
Item 3. Legal Proceedings.
Omitted.
Item 4. Mine Safety Disclosures.
Not applicable.
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder
Matters and Issuer Purchases of Equity Securities.
Omitted.
Item 6. Selected Financial Data.
Omitted.
Item 7. Management's Discussion and Analysis of Financial Condition and
Results of Operations.
Omitted.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.
Omitted.
Item 8. Financial Statements and Supplementary Data.
Omitted.
Item 9. Changes in and Disagreements With Accountants on Accounting and
Financial Disclosure.
Omitted.
Item 9A. Controls and Procedures.
Omitted.
Item 9A(T). Controls and Procedures.
Omitted.
Item 9B. Other Information.
None.
PART III
Item 10. Directors, Executive Officers and Corporate Governance.
Omitted.
Item 11. Executive Compensation.
Omitted.
Item 12. Security Ownership of Certain Beneficial Owners and Management
and Related Stockholder Matters.
Omitted.
Item 13. Certain Relationships and Related Transactions, and Director
Independence.
Omitted.
Item 14. Principal Accounting Fees and Services.
Omitted.
ADDITIONAL DISCLOSURE ITEMS FOR REGULATION AB
Item 1112(b) of Regulation AB, Significant Obligor Financial Information.
The 11 West 42nd Street Mortgage Loan (Control #1 on Annex A of the prospectus
supplement of the registrant relating to the issuing entity filed on August 26,
2013 pursuant to Rule 424(b)(5)) constitutes a significant obligor within the
meaning of Item 1101(k)(2) of Regulation AB. In accordance with Item 1112(b) of
Regulation AB, the most recent unaudited net operating income of the significant
obligor was $29,243,262 for the twelve-month period ended December 31, 2013.
Item 1114(b)(2) of Regulation AB, Significant Enhancement Provider Financial
Information.
No entity or group of affiliated entities provides any external credit
enhancement or other support for the certificates within this transaction as
described under Item 1114 (a) of Regulation AB.
Item 1115(b) of Regulation AB, Certain Derivatives Instruments (Financial
Information).
No entity or group of affiliated entities provides any derivative instruments or
other support for the certificates within this transaction as described under
Item 1115 of Regulation AB.
Item 1117 of Regulation AB, Legal Proceedings.
The registrant knows of no material pending legal proceedings involving the
Trust and all parties related to such Trust, other than routine litigation
incidental to the duties of those respective parties.
Item 1119 of Regulation AB, Affiliations and Certain Relationships and Related
Transactions.
The information regarding this item has been previously provided in a prospectus
supplement of the registrant relating to the issuing entity filed on August 26,
2013 pursuant to Rule 424(b)(5).
Item 1122 of Regulation AB, Compliance with Applicable Servicing Criteria.
The reports on assessment of compliance with the servicing criteria for
asset-backed securities and the related attestation reports on such assessments
of compliance are attached hereto under Item 15. Attached as Exhibit O to the
Pooling and Servicing Agreement incorporated by reference as Exhibit 4.1 to this
Annual Report on Form 10-K is a chart identifying the entities participating in
a servicing function for the transaction responsible for each applicable
servicing criterion set forth in Item 1122(d).
The reports on assessments of compliance with the servicing criteria for
asset-backed securities and related attestation reports on such assessments of
compliance with respect to the 11 West 42nd Street Mortgage Loan, which is
being serviced and administered pursuant to the pooling and servicing
agreement for the GSMS 2013-GC13 Transaction, were filed as Exhibits 33.2,
33.5, 33.8, 33.11, 33.14, 33.18 and 34.2, 34.5, 34.8, 34.11, 34.14 and 34.18
to the registrant's Original Form 10-K and are incorporated by reference
herein. Attached as Exhibit O to the pooling and servicing agreement for the
GSMS 2013-GC13 Transaction incorporated by reference as Exhibit 4.2 to this
Annual Report on Form 10-K is a chart identifying the entities participating
in a servicing function for the GSMS 2013-GC13 Transaction responsible for
each applicable servicing criteria set forth in Item 1122(d).
The reports on assessments of compliance with the servicing criteria for
asset-backed securities and related attestation reports on such assessments of
compliance with respect to the Mall St. Matthews Mortgage Loan, which is being
serviced and administered pursuant to the pooling and servicing agreement for
the GSMS 2013-GC13 Transaction, were filed as Exhibits 33.3, 33.6, 33.9, 33.12,
33.13, 33.19, and 34.3, 34.6, 34.9, 34.12, 34.13 and 34.19 to the registrant's
Original Form 10-K and are incorporated by reference herein. Attached as
Exhibit O to the pooling and servicing agreement for the GSMS 2013-GC13
Transaction incorporated by reference as Exhibit 4.2 to this Annual Report on
Form 10-K is a chart identifying the entities participating in a servicing
function for the GSMS 2013-GC13 Transaction responsible for each applicable
servicing criteria set forth in Item 1122(d).
The assessment of compliance with applicable servicing criteria for the twelve
months ended December 31, 2013, furnished pursuant to Item 1122 of Regulation
AB by National Tax Search, LLC (the "2013 NTS Assessment") for its commercial
real estate mortgage loans platform, discloses that material instances of
noncompliance occurred with respect to the servicing criterion described in
Item 1122(d)(2)(vii) of Regulation AB. The 2013 NTS Assessment was filed as
Exhibit 33.7 to the registrant's Original Form 10-K and is incorporated by
reference herein. The material instances of noncompliance disclosed in the
2013 NTS Assessment are as follows:
Material Instances of Noncompliance by National Tax Search, LLC
1122(d)(2)(vii): Reconciliations are prepared on a monthly basis for all
asset-backed securities related to bank accounts, including custodial accounts
and related clearing accounts. These reconciliations (B) Are prepared within
30 calendar days after the bank statement cutoff date, or such other number of
days Specificied (sic) in the transaction agreement and (D) Contain
explanations for reconciling items. These reconciling items are resolved
within 90 calendar days of their original identification, or such other number
of days specificied (sic) in transaction agreements.
Noncompliance
During the reporting period, certain reconciliations were not completed within
30 calendar days after the bank statement cutoff date. Certain reconciling
items lacked proper explanations and were not resolved within 90 day (sic)
calendar days of their original identification.
Remediation
Management corrected the timeliness of reconciliations within the Period and
Plante Moran auditors have reviewed, under an agreed-upon procedures engagement,
the compliance with the servicing criteria of section 1122(d)(2)(vii),
attributes B & D, as defined above, as of January 31, 2014, noting no matters of
concern.
In the first quarter of 2014 Management will also complete installation of a
Treasury Workstation system, which allows for the automation of daily
reconciliation allowing for review and research throughout the month instead of
the days after a bank statement cutoff date. This daily reconciliation will be
accompanied by proper explanation of all reconciling items. Management will
review any items that require resolution and reporting will provide aging of
items at 30, 45 and 60 day levels to prevent exceeding the 90 calendar day
requirement.
Item 1123 of Regulation AB, Servicer Compliance Statement.
The servicer compliance statements are attached as Exhibits to this Annual
Report on Form 10-K.
Part IV
Item 15. Exhibits, Financial Statement Schedules.
(a) The following is a list of documents filed as part of this Annual Report
on Form 10-K;
(1) Not applicable
(2) Not applicable
(3) See below
(4.1) Pooling and Servicing Agreement, dated as of August 1, 2013, by and
among GS Mortgage Securities Corporation II, as depositor, Wells Fargo Bank,
National Association, as master servicer, LNR Partners, LLC, as special
servicer, Pentalpha Surveillance LLC, as operating advisor, Wells Fargo Bank,
National Association, as certificate administrator and custodian, and Deutsche
Bank Trust Company Americas, as trustee (filed as Exhibit 4 to the
registrant's Current Report on Form 8-K, filed on August 26, 2013 and
incorporated by reference herein)
(4.2) Pooling and Servicing Agreement, dated as of July 1, 2013, by and among
GS Mortgage Securities Corporation II, as depositor, Wells Fargo Bank,
National Association, as master servicer, LNR Partners, LLC, as special
servicer, U.S. Bank National Association, as trustee, certificate
administrator and custodian, and TriMont Real Estate Advisors Inc., as
operating advisor (filed as Exhibit 4 to the registrant's Current Report on
Form 8-K, filed on July 31, 2013 in connection with the GSMS 2013-GC13
Transaction and incorporated by reference herein)
(10.1) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Goldman Sachs Mortgage Company and GS Mortgage Securities Corporation II,
pursuant to which Goldman Sachs Mortgage Company sold certain mortgage loans
to the depositor (filed as Exhibit 10.1 to the registrant's Current Report on
Form 8-K, filed on August 26, 2013 and incorporated by reference herein)
(10.2) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Citigroup Global Markets Realty Corp. and GS Mortgage Securities Corporation
II, pursuant to which Citigroup Global Markets Realty Corp. sold certain
mortgage loans to the depositor (filed as Exhibit 10.2 to the registrant's
Current Report on Form 8-K, filed on August 26, 2013 and incorporated by
reference herein)
(10.3) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Starwood Mortgage Funding I LLC and GS Mortgage Securities Corporation II,
pursuant to which Starwood Mortgage Funding I LLC sold certain mortgage loans
to the depositor (filed as Exhibit 10.3 to the registrant's Current Report on
Form 8-K, filed on August 26, 2013 and incorporated by reference herein)
(10.4) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
MC-Five Mile Commercial Mortgage Finance LLC and GS Mortgage Securities
Corporation II, pursuant to which MC-Five Mile Commercial Mortgage Finance LLC
sold certain mortgage loans to the depositor (filed as Exhibit 10.4 to the
registrant's Current Report on Form 8-K, filed on August 26, 2013 and
incorporated by reference herein)
(10.5) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Jefferies LoanCore LLC and GS Mortgage Securities Corporation II, pursuant to
which Jefferies LoanCore LLC sold certain mortgage loans to the depositor
(filed as Exhibit 10.5 to the registrant's Current Report on Form 8-K, filed
on August 26, 2013 and incorporated by reference herein)
(31) Rule 13a-14(d)/15d-14(d) Certifications.
31.1 Rule 13a-14(d)/15d-14(d) Certification in connection with the Original
Form 10-K
31.2 Rule 13a-14(d)/15d-14(d) Certification in connection with this
Amendment No. 1 to Annual Report on Form 10-K.
(33) Reports on Assessment of Compliance with Servicing Criteria for
Asset-Backed Securities.
33.1 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant (filed as Exhibit 33.1 to the Original Form 10-K and
incorporated by reference herein)
33.2 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the 11 West 42nd Street Mortgage Loan (filed as Exhibit 33.1
to the Original Form 10-K and incorporated by reference herein)
33.3 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the Mall St. Matthews Mortgage Loan (filed as Exhibit 33.1
to the Original Form 10-K and incorporated by reference herein)
33.4 LNR Partners, LLC, as Special Servicer (filed as Exhibit 33.4 to the
Original Form 10-K and incorporated by reference herein)
33.5 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan (filed as Exhibit 33.4 to the Original Form 10-K and
incorporated by reference herein)
33.6 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (filed as Exhibit 33.4 to the Original Form 10-K and
incorporated by reference herein)
33.7 National Tax Search, LLC, as Servicing Function Participant (filed as
Exhibit 33.7 to the Original Form 10-K and incorporated by reference herein)
33.8 National Tax Search, LLC, as Servicing Function Participant for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.7 to the Original Form
10-K and incorporated by reference herein)
33.9 National Tax Search, LLC, as Servicing Function Participant for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 33.7 to the Original Form
10-K and incorporated by reference herein)
33.10 Pentalpha Surveillance, LLC, as Operating Advisor (filed as Exhibit
33.10 to the Original Form 10-K and incorporated by reference herein)
33.11 Trimont Real Estate Advisors, Inc., as Operating Advisor for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.11 to the Original Form
10-K and incorporated by reference herein)
33.12 TriMont Real Estate Advisors, Inc., as Operating Advisor for the Mall
St. Matthews Mortgage Loan (filed as Exhibit 33.11 to the Original Form 10-K
and incorporated by reference herein)
33.13 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the Mall St. Matthews Mortgage Loan (filed as Exhibit
33.14 to the Original Form 10-K and incorporated by reference herein)
33.14 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the 11 West 42nd Street Mortgage Loan (filed as Exhibit
33.14 to the Original Form 10-K and incorporated by reference herein)
33.15 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 33.15 to the Original Form 10-K and incorporated by reference
herein)
33.16 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 33.16 to the Original Form 10-K and incorporated by
reference herein)
33.17 Wells Fargo Bank, National Association, as Custodian (filed as Exhibit
33.17 to the Original Form 10-K and incorporated by reference herein)
33.18 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.15 to the Original Form
10-K and incorporated by reference herein)
33.19 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 33.15 to the Original Form
10-K and incorporated by reference herein)
(34) Attestation Reports on Assessment of Compliance with Servicing Criteria
for Asset-Backed Securities.
34.1 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant (filed as Exhibit 34.1 to the Original Form 10-K and
incorporated by reference herein)
34.2 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the 11 West 42nd Street Mortgage Loan (filed as Exhibit 34.1
to the Original Form 10-K and incorporated by reference herein)
34.3 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the Mall St. Matthews Mortgage Loan (filed as Exhibit 34.1
to the Original Form 10-K and incorporated by reference herein)
34.4 LNR Partners, LLC, as Special Servicer (filed as Exhibit 34.4 to the
Original Form 10-K and incorporated by reference herein)
34.5 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan (filed as Exhibit 34.4 to the Original Form 10-K and
incorporated by reference herein)
34.6 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (filed as Exhibit 34.4 to the Original Form 10-K and
incorporated by reference herein)
34.7 National Tax Search, LLC, as Servicing Function Participant (filed as
Exhibit 34.7 to the Original Form 10-K and incorporated by reference herein)
34.8 National Tax Search, LLC, as Servicing Function Participant for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.7 to the Original Form
10-K and incorporated by reference herein)
34.9 National Tax Search, LLC, as Servicing Function Participant for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 34.7 to the Original Form
10-K and incorporated by reference herein)
34.10 Pentalpha Surveillance, LLC, as Operating Advisor (filed as Exhibit
34.10 to the Original Form 10-K and incorporated by reference herein)
34.11 Trimont Real Estate Advisors, Inc., as Operating Advisor for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.11 to the Original Form
10-K and incorporated by reference herein)
34.12 TriMont Real Estate Advisors, Inc., as Operating Advisor for the Mall
St. Matthews Mortgage Loan (filed as Exhibit 34.11 to the Original Form 10-K
and incorporated by reference herein)
34.13 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the Mall St. Matthews Mortgage Loan (filed as Exhibit
34.14 to the Original Form 10-K and incorporated by reference herein)
34.14 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the 11 West 42nd Street Mortgage Loan (filed as Exhibit
34.14 to the Original Form 10-K and incorporated by reference herein)
34.15 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 34.15 to the Original Form 10-K and incorporated by reference
herein)
34.16 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 34.16 to the Original Form 10-K and incorporated by
reference herein)
34.17 Wells Fargo Bank, National Association, as Custodian (filed as Exhibit
34.17 to the Original Form 10-K and incorporated by reference herein)
34.18 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.15 to the Original Form
10-K and incorporated by reference herein)
34.19 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 34.15 to the Original Form
10-K and incorporated by reference herein)
(35) Servicer Compliance Statements.
35.1 LNR Partners, LLC, as Special Servicer (filed as Exhibit 35.1 to the
Original Form 10-K and incorporated by reference herein)
35.2 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan
35.3 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (see Exhibit 35.2)
35.4 U.S. Bank National Association, as Certificate Administrator for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 35.5 to the Original Form
10-K and incorporated by reference herein)
35.5 U.S. Bank National Association, as Certificate Administrator for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 35.5 to the Original Form
10-K and incorporated by reference herein)
35.6 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 35.6 to the Original Form 10-K and incorporated by reference herein)
35.7 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 35.7 to the Original Form 10-K and incorporated by
reference herein)
35.8 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 35.8 to the Original Form
10-K and incorporated by reference herein)
35.9 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 35.8 to the Original Form
10-K and incorporated by reference herein)
(b) Not applicable.
(c) Omitted.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
GS Mortgage Securities Corporation II
(Depositor)
/s/ J. Theodore Borter
J. Theodore Borter, President
(senior officer in charge of securitization of the depositor)
Date: April 10, 2014
Exhibit Index
Exhibit No.
(1) Not applicable
(2) Not applicable
(3) See below
(4.1) Pooling and Servicing Agreement, dated as of August 1, 2013, by and
among GS Mortgage Securities Corporation II, as depositor, Wells Fargo Bank,
National Association, as master servicer, LNR Partners, LLC, as special
servicer, Pentalpha Surveillance LLC, as operating advisor, Wells Fargo Bank,
National Association, as certificate administrator, and Deutsche Bank Trust
Company Americas, as trustee (filed as Exhibit 4 to the registrant's Current
Report on Form 8-K, filed on August 26, 2013 and incorporated by reference
herein)
(4.2) Pooling and Servicing Agreement, dated as of July 1, 2013, by and
among GS Mortgage Securities Corporation II, as depositor, Wells Fargo Bank,
National Association, as master servicer, LNR Partners, LLC, as special
servicer, U.S. Bank National Association, as trustee, certificate
administrator and custodian, and TriMont Real Estate Advisors Inc., as
operating advisor (filed as Exhibit 4 to the registrant's Current Report on
Form 8-K, filed on July 31, 2013 in connection with the GSMS 2013-GC13
Transaction and incorporated by reference herein)
(10.1) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Goldman Sachs Mortgage Company and GS Mortgage Securities Corporation II,
pursuant to which Goldman Sachs Mortgage Company sold certain mortgage loans
to the depositor (filed as Exhibit 10.1 to the registrant's Current Report on
Form 8-K, filed on August 26, 2013 and incorporated by reference herein)
(10.2) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Citigroup Global Markets Realty Corp. and GS Mortgage Securities Corporation
II, pursuant to which Citigroup Global Markets Realty Corp. sold certain
mortgage loans to the depositor (filed as Exhibit 10.2 to the registrant's
Current Report on Form 8-K, filed on August 26, 2013 and incorporated by
reference herein)
(10.3) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Starwood Mortgage Funding I LLC and GS Mortgage Securities Corporation II,
pursuant to which Starwood Mortgage Funding I LLC sold certain mortgage loans
to the depositor (filed as Exhibit 10.3 to the registrant's Current Report on
Form 8-K, filed on August 26, 2013 and incorporated by reference herein)
(10.4) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
MC-Five Mile Commercial Mortgage Finance LLC and GS Mortgage Securities
Corporation II, pursuant to which MC-Five Mile Commercial Mortgage Finance
LLC sold certain mortgage loans to the depositor (filed as Exhibit 10.4 to
the registrant's Current Report on Form 8-K, filed on August 26, 2013 and
incorporated by reference herein)
(10.5) Mortgage Loan Purchase Agreement, dated as of August 1, 2013, between
Jefferies LoanCore LLC and GS Mortgage Securities Corporation II, pursuant to
which Jefferies LoanCore LLC sold certain mortgage loans to the depositor
(filed as Exhibit 10.5 to the registrant's Current Report on Form 8-K, filed
on August 26, 2013 and incorporated by reference herein)
(31) Rule 13a-14(d)/15d-14(d) Certifications.
31.1 Rule 13a-14(d)/15d-14(d) Certification in connection with the Original
Form 10-K
31.2 Rule 13a-14(d)/15d-14(d) Certification in connection with this
Amendment No. 1 to Annual Report on Form 10-K.
(33) Reports on Assessment of Compliance with Servicing Criteria for
Asset-Backed Securities.
33.1 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant (filed as Exhibit 33.1 to the Original Form 10-K and
incorporated by reference herein)
33.2 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the 11 West 42nd Street Mortgage Loan (filed as Exhibit 33.1
to the Original Form 10-K and incorporated by reference herein)
33.3 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the Mall St. Matthews Mortgage Loan (filed as Exhibit 33.1
to the Original Form 10-K and incorporated by reference herein)
33.4 LNR Partners, LLC, as Special Servicer (filed as Exhibit 33.4 to the
Original Form 10-K and incorporated by reference herein)
33.5 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan (filed as Exhibit 33.4 to the Original Form 10-K and
incorporated by reference herein)
33.6 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (filed as Exhibit 33.4 to the Original Form 10-K and
incorporated by reference herein)
33.7 National Tax Search, LLC, as Servicing Function Participant (filed as
Exhibit 33.7 to the Original Form 10-K and incorporated by reference herein)
33.8 National Tax Search, LLC, as Servicing Function Participant for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.7 to the Original Form
10-K and incorporated by reference herein)
33.9 National Tax Search, LLC, as Servicing Function Participant for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 33.7 to the Original Form
10-K and incorporated by reference herein)
33.10 Pentalpha Surveillance, LLC, as Operating Advisor (filed as Exhibit
33.10 to the Original Form 10-K and incorporated by reference herein)
33.11 Trimont Real Estate Advisors, Inc., as Operating Advisor for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.11 to the Original Form
10-K and incorporated by reference herein)
33.12 TriMont Real Estate Advisors, Inc., as Operating Advisor for the Mall
St. Matthews Mortgage Loan (filed as Exhibit 33.11 to the Original Form 10-K
and incorporated by reference herein)
33.13 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the Mall St. Matthews Mortgage Loan (filed as Exhibit
33.14 to the Original Form 10-K and incorporated by reference herein)
33.14 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the 11 West 42nd Street Mortgage Loan (filed as Exhibit
33.14 to the Original Form 10-K and incorporated by reference herein)
33.15 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 33.15 to the Original Form 10-K and incorporated by reference herein)
33.16 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 33.16 to the Original Form 10-K and incorporated by
reference herein)
33.17 Wells Fargo Bank, National Association, as Custodian (filed as Exhibit
33.17 to the Original Form 10-K and incorporated by reference herein)
33.18 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 33.15 to the Original Form
10-K and incorporated by reference herein)
33.19 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 33.15 to the Original Form
10-K and incorporated by reference herein)
(34) Attestation Reports on Assessment of Compliance with Servicing
Criteria for Asset-Backed Securities.
34.1 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant (filed as Exhibit 34.1 to the Original Form 10-K and
incorporated by reference herein)
34.2 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the 11 West 42nd Street Mortgage Loan (filed as Exhibit 34.1
to the Original Form 10-K and incorporated by reference herein)
34.3 CoreLogic Commercial Real Estate Services, Inc., as Servicing Function
Participant for the Mall St. Matthews Mortgage Loan (filed as Exhibit 34.1
to the Original Form 10-K and incorporated by reference herein)
34.4 LNR Partners, LLC, as Special Servicer (filed as Exhibit 34.4 to the
Original Form 10-K and incorporated by reference herein)
34.5 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan (filed as Exhibit 34.4 to the Original Form 10-K and
incorporated by reference herein)
34.6 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (filed as Exhibit 34.4 to the Original Form 10-K and
incorporated by reference herein)
34.7 National Tax Search, LLC, as Servicing Function Participant (filed as
Exhibit 34.7 to the Original Form 10-K and incorporated by reference herein)
34.8 National Tax Search, LLC, as Servicing Function Participant for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.7 to the Original Form
10-K and incorporated by reference herein)
34.9 National Tax Search, LLC, as Servicing Function Participant for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 34.7 to the Original Form
10-K and incorporated by reference herein)
34.10 Pentalpha Surveillance, LLC, as Operating Advisor (filed as Exhibit
34.10 to the Original Form 10-K and incorporated by reference herein)
34.11 Trimont Real Estate Advisors, Inc., as Operating Advisor for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.11 to the Original Form
10-K and incorporated by reference herein)
34.12 TriMont Real Estate Advisors, Inc., as Operating Advisor for the Mall
St. Matthews Mortgage Loan (filed as Exhibit 34.11 to the Original Form 10-K
and incorporated by reference herein)
34.13 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the Mall St. Matthews Mortgage Loan (filed as Exhibit
34.14 to the Original Form 10-K and incorporated by reference herein)
34.14 U.S. Bank National Association, as Trustee, Certificate Administrator
and Custodian for the 11 West 42nd Street Mortgage Loan (filed as Exhibit
34.14 to the Original Form 10-K and incorporated by reference herein)
34.15 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 34.15 to the Original Form 10-K and incorporated by reference herein)
34.16 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 34.16 to the Original Form 10-K and incorporated by
reference herein)
34.17 Wells Fargo Bank, National Association, as Custodian (filed as Exhibit
34.17 to the Original Form 10-K and incorporated by reference herein)
34.18 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 34.15 to the Original Form
10-K and incorporated by reference herein)
34.19 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 34.15 to the Original Form
10-K and incorporated by reference herein)
(35) Servicer Compliance Statements.
35.1 LNR Partners, LLC, as Special Servicer (filed as Exhibit 35.1 to the
Original Form 10-K and incorporated by reference herein)
35.2 LNR Partners, LLC, as Special Servicer for the 11 West 42nd Street
Mortgage Loan
35.3 LNR Partners, LLC, as Special Servicer for the Mall St. Matthews
Mortgage Loan (see Exhibit 35.2)
35.4 U.S. Bank National Association, as Certificate Administrator for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 35.5 to the Original Form
10-K and incorporated by reference herein)
35.5 U.S. Bank National Association, as Certificate Administrator for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 35.5 to the Original Form
10-K and incorporated by reference herein)
35.6 Wells Fargo Bank, National Association, as Master Servicer (filed as
Exhibit 35.6 to the Original Form 10-K and incorporated by reference herein)
35.7 Wells Fargo Bank, National Association, as Certificate Administrator
(filed as Exhibit 35.7 to the Original Form 10-K and incorporated by
reference herein)
35.8 Wells Fargo Bank, National Association, as Primary Servicer for the 11
West 42nd Street Mortgage Loan (filed as Exhibit 35.8 to the Original Form
10-K and incorporated by reference herein)
35.9 Wells Fargo Bank, National Association, as Primary Servicer for the
Mall St. Matthews Mortgage Loan (filed as Exhibit 35.8 to the Original Form
10-K and incorporated by reference herein)