UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
April 1, 2014
Date of Report (Date of earliest event reported)
L & L Energy, Inc.
(Exact name of registrant as specified in its charter)
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Nevada |
001-34633 |
91-2103949 |
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(State or other jurisdiction of |
(Commission File Number) |
(IRS Employer Identification No.) |
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incorporation) |
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130 Andover Park East, Suite 200, Seattle WA 98188
(Address of principal executive offices) (Zip Code)
(206) 264-8065
Registrant’s Telephone Number, Including Area Code
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
ð Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
€ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
€ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
€ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On April 1, 2014, Mr. Dickson V. Lee, Chief Executive Officer (“CEO”) and Chairman of the Board of Directors (“Chairman”) of L & L Energy, Inc (the “Company”) notified the Company’s Board of Directors that he is resigning his position as CEO and Chairman, effective immediately. Mr. Lee resigned for personal reasons and not due to any disagreement with the Company. On March 27, 2014, the United States Department of Justice unsealed an indictment against Mr. Lee. Mr. Lee has pleaded not guilty to the charges brought forth against him.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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L & L ENERGY, INC. |
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Date: April 7, 2014 |
By: |
/s/ Ian G. Robinson |
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Ian G. Robinson |
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CFO |
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