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EX-99.1 - EX-99.1 - Frontier Fundsd704181dex991.htm
EX-23.1 - EX-23.1 - Frontier Fundsd704181dex231.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 2, 2014

 

 

EQUINOX FRONTIER FUNDS

EQUINOX FRONTIER BALANCED FUND;

EQUINOX FRONTIER DIVERSIFIED FUND;

EQUINOX FRONTIER HERITAGE FUND;

EQUINOX FRONTIER LONG/SHORT COMMODITY FUND;

EQUINOX FRONTIER MASTERS FUND;

EQUINOX FRONTIER SELECT FUND;

EQUINOX FRONTIER WINTON FUND

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   000-51274   36-6815533

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

c/o Equinox Fund Management, LLC

1775 Sherman Street, Suite 2500

Denver, Colorado 80203

(Address of Principal Executive Offices)

(303) 837-0600

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act.

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 

 

 


Item 8.01. Other Events.

For the benefit of unitholders of the Registrant, Equinox Fund Management, LLC, the managing owner of the Registrant, has disclosed its audited financial statements for the fiscal year ended December 31, 2013, attached hereto as Exhibit 99.1 and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) The following exhibit is filed herewith:

 

Exhibit

Number

  

Description

23.1    Consent of Independent Auditor
99. 1    Financial Statements of Equinox Fund Management, LLC

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Equinox Frontier Funds
  (Registrant)
Date: April 2, 2014   By:  

/s/ Robert J. Enck

    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Balanced Fund,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Balanced Fund, a Series of

Equinox Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Diversified Series,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Diversified Fund, a Series of

Equinox Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Heritage Series,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Heritage Fund, a Series of

Equinox Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Long/Short Commodity Fund,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Long/Short Commodity Fund, a

Series of Equinox Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Masters Fund,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Masters Fund, a Series of

Equinox Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Select Fund,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Select Fund, a Series of Equinox

Frontier Funds

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

   

Equinox Frontier Winton Fund,

a Series of Equinox Frontier Funds

    (Registrant)
Date: April 2, 2014     By:   /s/ Robert J. Enck
      Robert J. Enck
     

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Equinox Frontier Winton Fund, a Series of

Equinox Frontier Funds

 

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INDEX TO EXHIBITS

 

Exhibit
Number

  

Description

99.1    Financial Statements of Equinox Fund Management, LLC

 

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