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EX-99.1 - CAPSTONE COMPANIES, INC.form8k032814ex99-1.htm




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)

Earliest Event Date requiring this Report: March 28, 2014
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CAPSTONE COMPANIES, INC.
 (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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FLORIDA
0-28331
84-1047159
(State of Incorporation or
(Commission File Number)
(I.R.S. Employer
Organization)
Identification No.)
 

350 Jim Moran Blvd.
Suite 120
Deerfield Beach, Florida 33442
(Address of principal executive offices)

(954) 252-3440
(Registrant's telephone number, including area code)


ITEM 8.01    Other Events.  Capstone Companies, Inc. (“Company”) will be conducting a webcast/teleconference on March 28, 2014 to review financial results for the fourth quarter of fiscal year 2013 (as reported in the Form 10-K report filed with the Commission on March 27, 2014).  Attached to this Report as Exhibit 99.1, is a Press Release concerning the financial results for the fiscal quarter ending December 31, 2013 and released by the Company on March 27, 2014.
 
The information presented in Item 8.01 of this Current Report on Form 8-K and its exhibits or sources incorporated by reference herein shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, unless we specifically state that the information is to be considered “filed” under the Exchange Act or specifically incorporate it by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.
 
ITEM 9.01    Financial Statements and Exhibits

EXHIBIT NUMBER
EXHIBIT DESCRIPTION
99.1
Press Release and Q4 Financials – December 31, 2013

*Filed Herein
 



 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION

Date: March 28, 2014


By: /s/ Stewart Wallach
Chief Executive Officer