Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K
(Mark one)
/X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2013
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ____________ to ____________
Commission file number: 333-184376-01
COMM 2013-LC6 Mortgage Trust
(exact name of issuing entity as specified in its charter)
Deutsche Mortgage & Asset Receiving Corporation
(exact name of the depositor as specified in its charter)
German American Capital Corporation
Ladder Capital Finance LLC
Cantor Commercial Real Estate Lending, L.P.
(exact names of the sponsors as specified in their charters)
New York 38-3896068
(State or other jurisdiction of 38-3896069
incorporation or organization) 38-7086305
(I.R.S. Employer
Identification No.)
c/o Wells Fargo Bank, N.A.
9062 Old Annapolis Road
Columbia, MD 21045
(Address of principal executive (Zip Code)
offices)
Registrant's telephone number, including area code: (212) 250-2500
Securities registered pursuant to Section 12(b) of the Act:
None.
Securities registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark if the registrant is a well-known seasoned issuer, as
defined in Rule 405 of the Securities Act.
Yes ___ No X
Indicate by check mark if the registrant is not required to file reports
pursuant to Section 13 or Section 15(d) of the Act.
Yes ___ No X
Note - Checking the box above will not relieve any registrant required to
file reports pursuant to Section 13 or 15(d) of the Exchange Act from their
obligations under those Sections.
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No ___
Indicate by check mark whether the registrant submitted electronically and
posted on its corporate Web site, if any, every Interactive Date File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T
(Section 232.05 of this chapter) during the preceding 12 months (or for such
shorter period that the registrant as required to submit and post such
files).
Not applicable.
Indicate by check mark if disclosure of delinquent filers to Item 405 of
Regulation S-K (Section 229.405 of this chapter) is not contained herein,
and will not be contained, to the best of registrant's knowledge, in
definitive proxy or information statemens incorporated by reference in Part
III of this Form 10-K.
Not applicable.
Indicate by check mark whether the registrant is a large accelerated filer,
an accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of "large accelerated filer", "accelerated
filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer ___
Accelerated filer ___
Non-accelerated filer X (Do not check if a smaller reporting company)
Smaller reporting company ___
Indicate by check mark whether the registrant is a shell company (as defined
in Rule 12b-2 of the Act).
Yes ___ No X
State the aggregate market value of the voting and non-voting common equity
held by non-affiliates computed by reference to the price at which the
common equity was last sold, or the average bid and asked price of such
common equity, as of the last business day of the registrant's most recently
completed second fiscal quarter.
Not applicable.
Indicate by check mark whether the registrant has filed all documents and
reports required to be filed by Section 12, 13 or 15(d) of the Securities
Exchange Act of 1934 subsequent to the distribution of securities under a
plan confirmed by a court.
Not applicable.
Indicate the number of shares outstanding of each of the registrant's
classes of common stock, as of the latest practicable date.
Not applicable.
DOCUMENTS INCORPORATED BY REFERENCE
List hereunder the following documents if incorporated by reference and the
Part of the Form 10-K (e.g., Part I, Part II, etc.) into which the document
is incorporated: (1) Any annual report to security holders; (2) Any proxy or
information statement; and (3) Any prospectus filed pursuant to Rule 424(b)
or (c) under the Securities Act of 1933. The listed documents should be
clearly described for identification purposes (e.g., annual report to
security holders for fiscal year ended December 24, 1980).
Not applicable.
EXPLANATORY NOTES
The Moffett Towers Mortgage Loan and the 540 West Madison Street Mortgage Loan,
which constituted approximately 11.7% and 9.0%, respectively, of the asset pool
of the issuing entity as of its cut-off date, are assets of the issuing entity
and are part of loan combinations that each include the Moffett Towers Mortgage
Loan and the 540 West Madison Mortgage Loan and one other pari passu loan,
which is not an asset of the issuing entity. These loan combinations, including
the Moffett Towers Mortgage Loan and the 540 West Madison Street Mortgage Loan,
are being serviced and administered pursuant to the Pooling and Servicing
Agreement, which is incorporated by reference as Exhibit 4.1 to this Annual
Report on Form 10-K.
The Exhibit Index describes exhibits provided by certain parties (in their
capacity indicated on the Exhibit Index) with respect to the Harmon Corner
Mortgage Loan, which constituted approximately 2.4% of the asset pool of the
issuing entity as of its cut-off date. The Harmon Corner Mortgage Loan is an
asset of the issuing entity and is part of a loan combination that includes the
Harmon Corner Mortgage Loan and one other pari passu loan, which is not an
asset of the issuing entity. The other pari passu portion of the loan
combination was securitized in the COMM 2012-CCRE5 Mortgage Trust transaction,
Commission File Number 333-172143-08 (the COMM 2012-CCRE5 Transaction). This
loan combination, including the Harmon Corner Mortgage Loan, is being serviced
and administered pursuant to the pooling and servicing agreement for the COMM
2012-CCRE5 Transaction, which is incorporated by reference under Exhibit 4.2 to
this Annual Report on Form 10-K.
Midland Loan Services, a Division of PNC Bank, National Association ("Midland")
is the master servicer of the loans serviced under the Pooling and Servicing
Agreement and the primary servicer and special servicer of the Harmon Corner
Mortgage Loan. Thus, Midland is a "servicer", as defined in Item 1108(a)(iii) of
Regulation AB, with respect to the Moffett Towers Mortgage Loan, the 540 West
Madison Mortgage Loan and the Harmon Corner Mortgage Loan because it is
servicing mortgage loans which constituted 10% or more of the assets of the
issuing entity as of its cut-off date. The assessments of compliance with
applicable servicing criteria, accountants' attestation reports and servicer
compliance statements delivered by Midland in the capacities described above
are listed in the Exhibit Index.
Wells Fargo Bank, National Association ("Wells Fargo") is the trustee,
certificate administrator and custodian of the loans serviced under the Pooling
and Servicing Agreement and the trustee, certificate administrator and
custodian of the Harmon Corner Mortgage Loan, which constituted approximately
2.4% of the asset pool of the issuing entity as of its cut-off date. Thus,
Wells Fargo is a "servicer", as defined in Item 1108(a)(iii) of Regulation AB,
with respect to the Moffett Towers Mortgage Loan and the 540 West Madison
Mortgage Loan because it is servicing mortgage loans which constituted 10% or
more of the assets of the issuing entity as of its cut-off date. The
assessments of compliance with applicable servicing criteria, accountants'
attestation reports and servicer compliance statements delivered by Wells Fargo
in the capacities described above are listed in the Exhibit Index.
Park Bridge Lender Services LLC ("Park Bridge") is the operating advisor of the
loans serviced under the Pooling and Servicing Agreement and the Harmon Corner
Mortgage Loan. As a result, Park Bridge is a servicing function participant
with respect to 5% or more of the assets of the issuing entity as of its
cut-off date. The assessments of compliance with applicable servicing criteria
and accountants' attestation reports delivered by Park Bridge in the capacity
described above are listed in the Exhibit Index.
PART I
Item 1. Business.
Omitted.
Item 1A. Risk Factors.
Omitted.
Item 1B. Unresolved Staff Comments.
None.
Item 2. Properties.
Omitted.
Item 3. Legal Proceedings.
Omitted.
Item 4. Mine Safety Disclosures.
Not applicable.
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder
Matters and Issuer Purchases of Equity Securities.
Omitted.
Item 6. Selected Financial Data.
Omitted.
Item 7. Management's Discussion and Analysis of Financial Condition and
Results of Operations.
Omitted.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.
Omitted.
Item 8. Financial Statements and Supplementary Data.
Omitted.
Item 9. Changes in and Disagreements With Accountants on Accounting and
Financial Disclosure.
Omitted.
Item 9A. Controls and Procedures.
Omitted.
Item 9A(T). Controls and Procedures.
Omitted.
Item 9B. Other Information.
None.
PART III
Item 10. Directors, Executive Officers and Corporate Governance.
Omitted.
Item 11. Executive Compensation.
Omitted.
Item 12. Security Ownership of Certain Beneficial Owners and Management
and Related Stockholder Matters.
Omitted.
Item 13. Certain Relationships and Related Transactions, and Director
Independence.
Omitted.
Item 14. Principal Accounting Fees and Services.
Omitted.
ADDITIONAL DISCLOSURE ITEMS FOR REGULATION AB
Item 1112(b) of Regulation AB, Significant Obligor Financial Information.
The Moffett Towers Mortgage Loan (Loan Number 1 on Annex A of the prospectus
supplement of the Registrant relating to the issuing entity filed on January
30, 2013 pursuant to Rule 424(b)(5)) constitutes a significant obligor within
the meaning of Item 1101(k)(2) of Regulation AB. In accordance with Item
1112(b) of Regulation AB, the most recent unaudited net operating income of the
significant obligor was $25,828,296.72 for the twelve-month period ended
December 31, 2013.
Item 1114(b)(2) of Regulation AB, Significant Enhancement Provider Financial
Information.
No entity or group of affiliated entities provides any external credit
enhancement or other support for the certificates within this transaction as
described under Item 1114 (a) of Regulation AB.
Item 1115(b) of Regulation AB, Certain Derivatives Instruments (Financial
Information).
No entity or group of affiliated entities provides any derivative instruments or
other support for the certificates within this transaction as described under
Item 1115 of Regulation AB.
Item 1117 of Regulation AB, Legal Proceedings.
The registrant knows of no material pending legal proceedings involving the
Trust and all parties related to such Trust, other than routine litigation
incidental to the duties of those respective parties.
Item 1119 of Regulation AB, Affiliations and Certain Relationships and Related
Transactions.
The information regarding this Item has been previously provided in a prospectus
supplement of the Registrant relating to the issuing entity filed on January 30,
2013 pursuant to Rule 424(b)(5).
Item 1122 of Regulation AB, Compliance with Applicable Servicing Criteria.
The reports on assessments of compliance with the servicing criteria for
asset-backed securities and related attestation reports on such assessments of
compliance with respect to the mortgage loans are attached hereto under Item 15
to this Annual Report on Form 10-K. Attached as Schedule II to the Pooling and
Servicing Agreement incorporated by reference as Exhibit 4.1 to this Annual
Report on Form 10-K is a chart identifying the entities participating in a
servicing function for the transaction responsible for each applicable
servicing criteria set forth in Item 1122(d).
The reports on assessments of compliance with the servicing criteria for
asset-backed securities and related attestation reports on such assessments of
compliance with respect to the Harmon Corner Mortgage Loan, which is being
serviced and administered pursuant to the pooling and servicing agreement for
the COMM 2012-CCRE5 Transaction, are attached hereto under Item 15 to this
Annual Report on Form 10-K. Attached as Schedule II to the pooling and
servicing agreement for the COMM 2012-CCRE5 Transaction incorporated by
reference as Exhibit 4.2 to this Annual Report on Form 10-K is a chart
identifying the entities participating in a servicing function for the COMM
2012-CCRE5 Transaction responsible for each applicable servicing criteria set
forth in Item 1122(d).
Item 1123 of Regulation AB, Servicer Compliance Statement.
The servicer compliance statements are attached hereto as Exhibits to this
Annual Report on Form 10-K.
Part IV
4.1 Pooling and Servicing Agreement, dated as of January 1, 2013, by and among
Deutsche Mortgage & Asset Receiving Corporation, as Depositor, Midland Loan
Services, a Division of PNC Bank, National Association, as Master Servicer,
Rialto Capital Advisors, LLC, as Special Servicer, Wells Fargo Bank, National
Association, as Trustee, Wells Fargo Bank, National Association, as Certificate
Administrator, Paying Agent and Custodian, and Park Bridge Lender Services LLC,
as Operating Advisor (filed as Exhibit 4 to the Registrants Current Report on
Form 8-K filed on January 30, 2013, and incorporated by reference herein).
4.2 Pooling and Servicing Agreement, dated as of December 1, 2012, by and among
Deutsche Mortgage & Asset Receiving Corporation, as Depositor, Midland Loan
Services, a Division of PNC Bank, National Association, as Master Servicer,
Midland Loan Services, a Division of PNC Bank, National Association, as Special
Servicer, Wells Fargo Bank, National Association, as Trustee, Wells Fargo Bank,
National Association, as Certificate Administrator, Paying Agent and Custodian,
and Park Bridge Lender Services LLC, as Operating Advisor (filed as Exhibit 4.1
to the registrants Current Report on Form 8-K filed on February 5, 2014 in
connection with the COMM 2012-CCRE5 Transaction and incorporated by reference
herein).
31 Rule 13a-14(d)/15d-14(d) Certification.
33 Reports on assessment of compliance with servicing criteria for asset-backed securities.
33.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
33.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 33.1)
33.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 33.1)
33.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corners Mortgage Loan (see Exhibit 33.1)
33.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 33.1)
33.6 Park Bridge Lender Services LLC, as Operating Advisor
33.7 Park Bridge Lender Services LLC, as Operating Advisor of the Moffett Towers
Mortgage Loan (see Exhibit 33.6)
33.8 Park Bridge Lender Services LLC, as Operating Advisor of the 540 West Madison
Mortgage Loan (see Exhibit 33.6)
33.9 Park Bridge Lender Services LLC, as Operating Advisor of the Harmon Corner
Mortgage Loan (see Exhibit 33.6)
33.10 Rialto Capital Advisors, LLC, as Special Servicer
33.11 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 33.10)
33.12 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 33.10)
33.13 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator
33.14 Wells Fargo Bank, National Association, as Custodian
33.15 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Moffett Towers Mortgage Loan (see Exhibit 33.13)
33.16 Wells Fargo Bank, National Association, as Custodian of the Moffett Towers Mortgage Loan
(see Exhibit 33.14)
33.17 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
540 West Madison Mortgage Loan (see Exhibit 33.13)
33.18 Wells Fargo Bank, National Association, as Custodian of the 540 West Madison Mortgage Loan
(see Exhibit 33.14)
33.19 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Harmon Corner Mortgage Loan (see Exhibit 33.13)
33.20 Wells Fargo Bank, National Association, as Custodian of the Harmon Corner Mortgage Loan
(see Exhibit 33.14)
34 Attestation reports on assessment of compliance with servicing criteria for asset-backed securities.
34.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
34.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 34.1)
34.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 34.1)
34.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corners Mortgage Loan (see Exhibit 34.1)
34.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 34.1)
34.6 Park Bridge Lender Services LLC, as Operating Advisor
34.7 Park Bridge Lender Services LLC, as Operating Advisor of the Moffett Towers Mortgage Loan
(see Exhibit 34.6)
34.8 Park Bridge Lender Services LLC, as Operating Advisor of the 540 West Madison Mortgage Loan
(see Exhibit 34.6)
34.9 Park Bridge Lender Services LLC, as Operating Advisor of the Harmon Corner Mortgage Loan
(see Exhibit 34.6)
34.10 Rialto Capital Advisors, LLC, as Special Servicer
34.11 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 34.10)
34.12 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 34.10)
34.13 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator
34.14 Wells Fargo Bank, National Association, as Custodian
34.15 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Moffett Towers Mortgage Loan (see Exhibit 34.13)
34.16 Wells Fargo Bank, National Association, as Custodian of the Moffett Towers Mortgage Loan
(see Exhibit 34.14)
34.17 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
540 West Madison Mortgage Loan (see Exhibit 34.13)
34.18 Wells Fargo Bank, National Association, as Custodian of the 540 West Madison Mortgage Loan
(see Exhibit 34.14)
34.19 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Harmon Corner Mortgage Loan (see Exhibit 34.13)
34.20 Wells Fargo Bank, National Association, as Custodian of the Harmon Corner Mortgage Loan
(see Exhibit 34.14)
35 Servicer compliance statement.
35.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
35.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 35.1)
35.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 35.1)
35.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 35.1)
35.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 35.1)
35.6 Rialto Capital Advisors, LLC, as Special Servicer
35.7 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 35.6)
35.8 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 35.6)
35.9 Wells Fargo Bank, National Association, as Certificate Administrator
35.10 Wells Fargo Bank, National Association, as Certificate Administrator of the Moffett Towers
Mortgage Loan
(see Exhibit 35.9)
35.11 Wells Fargo Bank, National Association, as Certificate Administrator of the 540 West Madison
Mortgage Loan
(see Exhibit 35.9)
35.12 Wells Fargo Bank, National Association, as Certificate Administrator of the Harmon Corner
Mortgage Loan
99.1 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Receiving Corporation and German American Corporation (filed as Exhibit 99.1 to the registrants Current
Report on Form 8-K filed on January 30, 2013 and incorporated by reference herein).
99.2 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Receiving Corporation and Cantor Commercial Real Estate Lending, L.P. (filed as Exhibit 99.3 to the
registrants Current Report on Form 8-K filed on January 30, 2013 and incorporated by reference herein).
99.3 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Corporation, Ladder Capital Finance LLC and Ladder Capital Finance Holdings LLLP
(filed as Exhibit 99.2 to the registrants Current Report on Form 8-K filed on January 30, 2013
and incorporated by reference herein).
(b) The exhibits required to be filed by the Registrant pursuant to Item
601 of Regulation S-K are listed above and in the Exhibit Index that
immediately follows the signature page hereof.
(c) Not Applicable.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
Deutsche Mortgage & Asset Receiving Corporation
(Depositor)
/s/ Helaine M. Kaplan
Helaine M. Kaplan, President
(senior officer in charge of securitization of the depositor)
Date: March 28, 2014
/s/ Natalie Grainger
Natalie Grainger, Vice President
Date: March 28, 2014
Exhibit Index
Exhibit No.
4.1 Pooling and Servicing Agreement, dated as of January 1, 2013, by and among
Deutsche Mortgage & Asset Receiving Corporation, as Depositor, Midland Loan
Services, a Division of PNC Bank, National Association, as Master Servicer,
Rialto Capital Advisors, LLC, as Special Servicer, Wells Fargo Bank, National
Association, as Trustee, Wells Fargo Bank, National Association, as Certificate
Administrator, Paying Agent and Custodian, and Park Bridge Lender Services LLC,
as Operating Advisor (filed as Exhibit 4 to the Registrants Current Report on
Form 8-K filed on January 30, 2013, and incorporated by reference herein).
4.2 Pooling and Servicing Agreement, dated as of December 1, 2012, by and among
Deutsche Mortgage & Asset Receiving Corporation, as Depositor, Midland Loan
Services, a Division of PNC Bank, National Association, as Master Servicer,
Midland Loan Services, a Division of PNC Bank, National Association, as Special
Servicer, Wells Fargo Bank, National Association, as Trustee, Wells Fargo Bank,
National Association, as Certificate Administrator, Paying Agent and Custodian,
and Park Bridge Lender Services LLC, as Operating Advisor (filed as Exhibit 4.1
to the registrants Current Report on Form 8-K filed on February 5, 2014 in
connection with the COMM 2012-CCRE5 Transaction and incorporated by reference
herein).
31 Rule 13a-14(d)/15d-14(d) Certification.
33 Reports on assessment of compliance with servicing criteria for asset-backed securities.
33.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
33.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 33.1)
33.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 33.1)
33.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corners Mortgage Loan (see Exhibit 33.1)
33.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 33.1)
33.6 Park Bridge Lender Services LLC, as Operating Advisor
33.7 Park Bridge Lender Services LLC, as Operating Advisor of the Moffett Towers
Mortgage Loan (see Exhibit 33.6)
33.8 Park Bridge Lender Services LLC, as Operating Advisor of the 540 West Madison
Mortgage Loan (see Exhibit 33.6)
33.9 Park Bridge Lender Services LLC, as Operating Advisor of the Harmon Corner
Mortgage Loan (see Exhibit 33.6)
33.10 Rialto Capital Advisors, LLC, as Special Servicer
33.11 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 33.10)
33.12 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 33.10)
33.13 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator
33.14 Wells Fargo Bank, National Association, as Custodian
33.15 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Moffett Towers Mortgage Loan (see Exhibit 33.13)
33.16 Wells Fargo Bank, National Association, as Custodian of the Moffett Towers Mortgage Loan
(see Exhibit 33.14)
33.17 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
540 West Madison Mortgage Loan (see Exhibit 33.13)
33.18 Wells Fargo Bank, National Association, as Custodian of the 540 West Madison Mortgage Loan
(see Exhibit 33.14)
33.19 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Harmon Corner Mortgage Loan (see Exhibit 33.13)
33.20 Wells Fargo Bank, National Association, as Custodian of the Harmon Corner Mortgage Loan
(see Exhibit 33.14)
34 Attestation reports on assessment of compliance with servicing criteria for asset-backed securities.
34.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
34.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 34.1)
34.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 34.1)
34.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corners Mortgage Loan (see Exhibit 34.1)
34.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 34.1)
34.6 Park Bridge Lender Services LLC, as Operating Advisor
34.7 Park Bridge Lender Services LLC, as Operating Advisor of the Moffett Towers Mortgage Loan
(see Exhibit 34.6)
34.8 Park Bridge Lender Services LLC, as Operating Advisor of the 540 West Madison Mortgage Loan
(see Exhibit 34.6)
34.9 Park Bridge Lender Services LLC, as Operating Advisor of the Harmon Corner Mortgage Loan
(see Exhibit 34.6)
34.10 Rialto Capital Advisors, LLC, as Special Servicer
34.11 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 34.10)
34.12 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 34.10)
34.13 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator
34.14 Wells Fargo Bank, National Association, as Custodian
34.15 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Moffett Towers Mortgage Loan (see Exhibit 34.13)
34.16 Wells Fargo Bank, National Association, as Custodian of the Moffett Towers Mortgage Loan
(see Exhibit 34.14)
34.17 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
540 West Madison Mortgage Loan (see Exhibit 34.13)
34.18 Wells Fargo Bank, National Association, as Custodian of the 540 West Madison Mortgage Loan
(see Exhibit 34.14)
34.19 Wells Fargo Bank, National Association, as Trustee and Certificate Administrator of the
Harmon Corner Mortgage Loan (see Exhibit 34.13)
34.20 Wells Fargo Bank, National Association, as Custodian of the Harmon Corner Mortgage Loan
(see Exhibit 34.14)
35 Servicer compliance statement.
35.1 Midland Loan Services, a Division of PNC Bank, National Association, as Master Servicer
35.2 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Moffett Towers Mortgage Loan (see Exhibit 35.1)
35.3 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
540 West Madison Mortgage Loan (see Exhibit 35.1)
35.4 Midland Loan Services, a Division of PNC Bank, National Association, as Primary Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 35.1)
35.5 Midland Loan Services, a Division of PNC Bank, National Association, as Special Servicer of the
Harmon Corner Mortgage Loan (see Exhibit 35.1)
35.6 Rialto Capital Advisors, LLC, as Special Servicer
35.7 Rialto Capital Advisors, LLC, as Special Servicer of the Moffett Towers Mortgage Loan
(see Exhibit 35.6)
35.8 Rialto Capital Advisors, LLC, as Special Servicer of the 540 West Madison Mortgage Loan
(see Exhibit 35.6)
35.9 Wells Fargo Bank, National Association, as Certificate Administrator
35.10 Wells Fargo Bank, National Association, as Certificate Administrator of the Moffett Towers
Mortgage Loan
(see Exhibit 35.9)
35.11 Wells Fargo Bank, National Association, as Certificate Administrator of the 540 West Madison
Mortgage Loan
(see Exhibit 35.9)
35.12 Wells Fargo Bank, National Association, as Certificate Administrator of the Harmon Corner
Mortgage Loan
99.1 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Receiving Corporation and German American Corporation (filed as Exhibit 99.1 to the registrants Current
Report on Form 8-K filed on January 30, 2013 and incorporated by reference herein).
99.2 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Receiving Corporation and Cantor Commercial Real Estate Lending, L.P. (filed as Exhibit 99.3 to the
registrants Current Report on Form 8-K filed on January 30, 2013 and incorporated by reference herein).
99.3 Mortgage Loan Purchase Agreement, dated January 30, 2013, between Deutsche Mortgage & Asset
Corporation, Ladder Capital Finance LLC and Ladder Capital Finance Holdings LLLP
(filed as Exhibit 99.2 to the registrants Current Report on Form 8-K filed on January 30, 2013
and incorporated by reference herein).
