Attached files

file filename
EX-33 - EXHIBIT 33.6 - COMM 2012-LC4 Mortgage Trustex336nationalassert.htm
EX-35 - EXHIBIT 34.5 - COMM 2012-LC4 Mortgage Trustex345corear.htm
EX-33 - EXHIBIT 33.2 - COMM 2012-LC4 Mortgage Trustex332cwcassert.htm
EX-33 - EXHIBIT 33.4 - COMM 2012-LC4 Mortgage Trustex334parkassert.htm
EX-34 - EXHIBIT 34.2 - COMM 2012-LC4 Mortgage Trustex342cwcar.htm
EX-33 - EXHIBIT 33.5 - COMM 2012-LC4 Mortgage Trustex335coreassert.htm
EX-34 - EXHIBIT 34.3 - COMM 2012-LC4 Mortgage Trustex343dbar.htm
EX-34 - EXHIBIT 34.4 - COMM 2012-LC4 Mortgage Trustex344parkar.htm
EX-31 - EXHIBIT 31 - COMM 2012-LC4 Mortgage Trustex31db12l4.txt
EX-34 - EXHIBIT 34.1 - COMM 2012-LC4 Mortgage Trustex341wellsar.htm
EX-33 - EXHIBIT 33.3 - COMM 2012-LC4 Mortgage Trustex333dbassert.htm
EX-34 - EXHIBIT 34.6 - COMM 2012-LC4 Mortgage Trustex346nationalar.htm
EX-35 - EXHIBIT 35.1 - COMM 2012-LC4 Mortgage Trustex351wellsasoc.htm
EX-35 - EXHIBIT 35.3 - COMM 2012-LC4 Mortgage Trustex353dbasoc.htm
10-K - FORM 10-K - COMM 2012-LC4 Mortgage Trustdb12l410k-2013.txt
EX-35 - EXHIBIT 35.2 - COMM 2012-LC4 Mortgage Trustex352cwcasoc.htm

 

  Commercial Mortgage Servicing

P.O. Box 31388, Oakland, CA 94604
1901 Harrison St., 2nd Floor
Oakland, CA 94612

 

Tel: 800 986 9711

 

 

 

 

Management’s Assessment

 

Management of Wells Fargo Commercial Mortgage Servicing, a division of Wells Fargo Bank, National Association, (the “Company”) is responsible for assessing compliance with the applicable servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission relating to the servicing of commercial loans (the “Platform”), except for servicing criteria 1122(d)(1)(iii), 1122(d)(3)(i)(B-D), 1122(d)(3)(ii-iv), and 1122(d)(4)(xv), which the Company has determined are not applicable to the activities it performs with respect to the Platform, as of and for the year ended December 31, 2013. Appendix A identifies the commercial mortgage pools and other structures involving the commercial loans constituting the Platform. Appendix B identifies the applicable servicing criteria with respect to the Platform.

 

With respect to servicing criteria 1122(d)(4)(xi) and 1122(d)(4)(xii), the Company performs applicable activities covered by these criteria, with respect to the Platform, except the Company has engaged various vendors to perform certain tax payment activities. Such vendors have provided separate Regulation AB Item 1122 management assessments and attestations for such activities.

 

With respect to applicable servicing criterion 1122(d)(4)(iii), there were no activities performed during the year ended December 31, 2013 with respect to the Platform, because there were no occurrences of events that would require the Company to perform such activities.

 

With respect to servicing criteria 1122(d)(1)(i), 1122(d)(3)(i)(A), 1122(d)(4)(i), and 1122(d)(4)(vi), the Company has engaged various vendors to perform the activities required by these servicing criteria. The Company’s management has determined that none of these vendors is considered a “servicer” as defined in Item 1101(j) of Regulation AB, and the Company’s management has elected to take responsibility for assessing compliance with the servicing criteria applicable to each vendor as permitted by Interpretation 17.06 of the SEC Division of Corporation Finance Manual of Publicly Available Telephone Interpretations (“Interpretation 17.06”). The Company has policies and procedures in place designed to provide reasonable assurance that the vendors’ activities comply in all material respects with the servicing criteria applicable to each vendor. The Company’s management is solely responsible for determining that it meets the SEC requirements to apply Interpretation 17.06 for the vendors and related criteria.

 

The Company’s management has assessed the Company’s compliance with the applicable servicing criteria as of and for the year ended December 31, 2013. In making this assessment, management used the criteria set forth by the Securities and Exchange Commission in paragraph (d) of Item 1122 of Regulation AB. Based on such assessment, management believes that, as of and for the year ended December 31, 2013, the Company has complied in all material respects with the servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission relating to the servicing of the Platform. KPMG LLP, an independent registered public accounting firm, has issued an attestation report with respect to management’s assessment of compliance with the applicable servicing criteria as of and for the year ended December 31, 2013.

 

 

 

 

 
 

 

 

 

 

March 7, 2014

 

 

 

 

 

Daniel E. Bober

Executive Vice President,

Commercial Mortgage Servicing

Wells Fargo Bank, National Association

 

 
 

APPENDIX A

 

COMMERCIAL MORTGAGE POOLS AND OTHER STRUCTURES

 

 

2001-CMLB-1 1345FB2005 1997-WF1
1998-WF1 1999-LIFE1 BANC OF AMERICA COMM MTG 2006-1
BANC OF AMERICA COMM MTG 2005-6 BANC OF AMERICA COMM MTG2006-2 BANC OF AMERICA COMM MTG 2006-5
BACM2007-1 BANC OF AMERICA COMM MTG 2007-3 BA-FUNB 2001-3
BEAR 1999-C1 BS01TOP2 BSCOOWF1
BSCOOWF2 BSC01TP4 BSC02TP6
BSC03PWR2 BSC04PWR3 BSC04PWR4
BSC04PWR5 BSC04PWR6 BSC05PWR10
BSC05PWR7 BSC05PWR8 BSC05PWR9
BSC06PWR11 BSC06PWR12 BSC06PWR13
BSC06PWR14 BSC07PWR15 BSC07PWR16
BSC07PWR17 BSC07PWR18 BSC99WF2
BSCM02TOP8 BSCM03TOP10 BSCM03TOP12
BSCM04TOP14 BSCM04TOP16 BSCM05TOP18
BSCM06TOP22 BSCM06TOP24 BSCM07TOP26
BSCM07TOP28 BSCMS05TOP20 CITIGROUP CMT 2004 C1
CITIGROUP 2005 C3 CITIGROUP 2006 C5 CITIGROUP 2007-C6
COUNTRYWIDE 2007-MF1 CITIGROUP 2012-GC8 CD 2006-CD2
CD 2006-CD3 CD 2007-CD4 CD 2007-CDS
CGCMT 2013-GC15 CGCMT 2013-GC17 CITIGROUP 2013-GCJ11
CHASE 1999-2 CHASE 2000-2 CHASE 2000-3
CHASE-FUNB 1999-1 CMAT 1999 C1 COBALT 2006-C1
COBALT 2007-C2 COBALT 2007- C3 COMM07FL14 (NONPOOLED)
COMM 2009-K3 COMM 2009-K4 PRIMARY COMM 2010-C1
COMM 2012-CCRE1 COMM 2012-CCRE2 COMM 2012-CCRE3
COMM 2012-CCRE4 COMM 2012-LC4 COMM 2013-CCRE10
COMM 2013-CCRE12 COMM 2013-CCRE13 COMM 2013-CCRE6
COMM 2013-FL3 CSFB 2006-C2 CSCMT 2007-C2
CSCMT 2007-C2 CSCMT 2007-C3 CSCMT 2007-C3
CSCMC 2007-C4 CS FIRST BOSTON 1997 C2 CSF99C01
CSFB94CFB1 CS FIRST BOSTON 1997 C1 CS FIRST BOSTON 1998 C2
DBUBS 2011-LC1 DBUBS 2011-LC2 DBUBS 2011- LC3
DDR I 2009-DDR1 DLJ 1998-CGl DLJ 1999-CGl
DLJ 1999-CG2 DLJ I999-CG3 FREMF 2010-K6 PRIMARY ONLY
FREMF 2010-K7 FREMF 2010-KS FREMF 2010-K9
FREDDIE MAC 2010 K-SCT FREMF 2011-K10- PRIMARY ONLY FREMF2011-K11
FREMF 2011 K12 PRIMARY ONLY FREMF 2011-K13 FREMF 2011-K14 PRIMARY ONLY
FREMF 2011-K15 FREMF 2011-K16- PRIMARY ONLY FREMF 2011-K701
FREMF 20 11-K702 FREMF 2011-K703 FREMF 2011-K704
FREMF 2011-KAIV PRIMARY ONLY FREMF 2012-K17 PRIMARY AND SPECIAL FREMF 2012-K18- PRIMARY ONLY
FREMF 2012- K19 PRIMARY ONLY FREMF 2012-K20 FREMF 2012-K21- PRIMARY ONLY

 

 
 

 

FREMF 2012-K22 (PRIMARY ONLY) FREMF 2012-K23 FREMF 2012-K501 - PRIMARY ONLY
FREMF 2012-K705- PRIMARY ONLY FREMF 2012-K706 FREMF 2012-K707
FREMF 2012-K708 FREMF 2012-K709- PRIMARY ONLY FREMF 2012-K710 PRIMARY ONLY
FREMF 2012-K711 FREMF 2012-KP01 PRIMARY ONLY FREMF 2013-K24 (PRIMARY ONLY)
FREMF 2013-K26 FREMF 2013-K26 FREMF 2013-K27
FREMF 2013 K28 (PRIMARY) FREMF 2013 K29 (MASTER) FREMF 2013 K29 (MASTER)
FREMF 2013 K30 MASTER FREMF 2013-K31 FREMF 2013 K32 PRIMARY ONLY
FREMF 2013-K33 FREMF 2013-K33 FREMF 2013-K34
FREMF 2013-K34 FREMF 2013-K35 (PRIMARY) FREMF 2013-K502 - PRIMARY ONLY
FREMF 2013-K712 PRIMARY ONLY FREMF 2013 K713 FREMF 2013 KF02 PRIMARY ONLY
FREMF 2013 KF02 PRIMARY ONLY FREMF 2013-KS0I PRIMARY FREMF 2013-K25
FUNB-BA 2001 C1 FULB 1997 C2 FUNB 1999 C4
FUNB 2000 C1 FUNB 2000 C2 FUNB 2001 C2
FUNB 2001 C3 FUNB 2001 C4 FUNB 2002 C1
FUNB99C1 FUNB/CHASE 1999 C2 GREENWICH CCFC 2002 C1
GREENWICH CCFC 2003-C1 GREENWICH CCFC 2003-C2 GREENWICH CCFC 2004-GG1
GREENWICH CCFC 2005-GGS GREENWICH CCFC 2007-GG11 GREENWICH CCFC 2007-GG9
GE2002 C2 GECC 2000-1 GECC 2001-1
GECC 2001-3 GECC 2002-1 GECC 2002-3
GECC 2003-C2 GECMC 2004 C2 GE 2006 C1
GECMC 2007-C1 GECMC 2007-C1 GOLDMAN 2007-GG10
GSMS 2010-C2 GSMS 2011-GC3 GSMS 2011-GC5
GSMS 2012-GCJ7 GSMS 2012-GCJ9 GSMS 2013-GC10
GSMS 2013-GC13 GSMS 2013-GCJ12 GSMS 2013-GCJ14
GSMS 2013-GCJ16 GSMSC04GG2 GOLDMAN 2006-GG6
GOLDMAN 2006-GGS GOLDMAN 2006-GGS GSMSC 2010-C1
GOLDMAN 2010-K5- PRIMARY ONLY HMAC 1999PH1 IRVINE CORE OFFICE TRUST 2013-IRV
JPM05LDP3 JPM06C1BC15 JPM06C1BC17
JPM07C1BC19 JPM08C2 JPM2006LDP8
JPM2007LDPI2 JPM6LDP9 JPMBB 2013-C15
JPMBB 2013-C17 JPMC 2001 C1BC3 JPMC 2002 C1
JPMC 2002 C2 JPMC 2002 C1BC5 JPMC 2003-C1
JPMC 2003 C1BC6 JPMC03LNI JPMC 2003 ML1
JPMC04-C1BC9 JPMC 2005 LDP1 JPMC 2005 LDP1
JPMC 2005-LDP2 JPMC 2006-LDP7 JPMC 2006-LDP9
JPMCC 2007-LDP10 JPMCC 2007-LDP11 JPMCC 2012-C6
JPMC 2012-C1BX JPMCC 2013-C16 LB 1998 C4
LB 1999 C1 LB 1999 C2 LB-UBS 2003-C1
LB-UBS 2003-C3 LB-UBS 2003 C5 LB-UBS 2003 C7
LB UBS 2003 C8 LB UBS 2004 C1 LB UBS 2004 C4
LB UBS 2004 C6 LB UBS 2004 C7 LB UBS 2004
CS LB UBS 2005 C1 LBUBS05C2 LBUBS05C3
LB-UBS 2005 C5 LB-UBS 2005 C7 LB-UBS 2006 C1
LB-UBS 2006 C3 LB UBS 2006-C4 LB UBS 2006-C6

 

 
 

 

 

LB UBS 2006-C6 LB UBS 2006-C7 LB-UBS 2007-C2
LB-UBS 2007-C6 LB-UBS 2007-C7 LB UBS 2008-C1
LB UBS 2000 C3 LB UBS 2000 C5 LB UBS 2001 C2
LB UBS 2001 C3 LB UBS 2002 C1 LB UBS 2002 C2
LB UBS 2002 C4 LB UBS 2002 C7 MAIDEN 2008-1
MEZZ CAP 2004-C1 MEZZ CAP 2004-C2 MEZZ CAP 2005-C3
MEZZ CAP 2006-C4 MEZZ CAP 2007-C5 MDC01TP5
MDC02TP7 ML 1997-C2 ML 1998-C3
MERRILL LYNCH 1998 C2 ML-CFC 2006-1 ML-CFC 2006-2
MLCFC06-4 MLCFC07-5 ML-CFC 2007-6
MLCFC07-6 ML-CFC 2007-7 MLCFC07-8
MLCFC07-9 MLFT2006-1 MERRILL LYNCH 1996 C2
MLMT 2002 MW1 MLMT 2005-CKI1 MLMT06C1
MLMT 2006-C2 MLMT07C1 MERRILL LYNCH 2008-C1
MS01TOP1 MS03TOP11 MS04TOP13
MS04TOP15 MS05TOP17 MS05TOP19
MS06TOP21 MS06TOP23 MS07TOP25
MS07TOP27 MS07TOP27 AW34 (NONPOOLED) MS08TOP29
MS2000LIFE1 MS2000PRIN MORGAN STANLEY BAML 2012-C6
MSBAM 2013-C11 MSBAM 2013-Cl2 MSBAM 2013-C13
MSBAM 2013-CS MSC04HQ4 MORGAN STANLEY 2005-HQ5
MSC05HQ6 MSC05HQ7 MSC05HQ7
MSC06HQ10 MSC061Q11 MSC07HQ12
MSC07IQ13 MSC07IQ14 MSC07IQ16
MORGAN STANLEY 2011-C3 MSC98WF2 MSC99WF1
MSCI03IQ6 MSCI04HQ3 MSCI04IQ7
MSCI04IQ8 MSCI05IQ9 MSCI06HQ8
MSCI06HQ9 MSCI06TOP21 (NONPOOLED) MORGAN STANLEY 2007-HQ13
MSCI2007IQ16 MSDOOLIFE2 MSD01TP3
MSDW03HQ2 MSDW03TOP9 NORTHSTAR 2013-1 (CLO)
PCMT03PWR1 RBS 2010-MB! RITE AID 1999-1
RESOURCE 2013-CRE1 TIAA 2007-C4 UBS 2012-C1
UBS-BARCLAYS 2012-C2 UBS-BARCLAYS 2012-C4 UBS-CITIGROUP 2011-C1
WACHOVIA 2002 C1 WACHOVIA 2002 C2 WACHOVIA 2003 C3
WACHOVIA 2003-C4 WACHOVIA 2003-C5 WACHOVIA 2003-C6
WACHOVIA 2003-C7 WACHOVIA 2003-CS WACHOVIA 2003-C9
WACHOVIA 2004 C10 WACHOVIA 2004 C11 WACHOVIA 2004-C12
WACHOVIA 2004 C14 WACHOVIA 2004 C15 WACHOVIA 2005-C16
WACHOVIA 2005 C17 WACHOVIA 2005-C18 WACHOVIA 2005-C19
WACHOVIA 2005-C20 WACHOVIA 2005-C21 WACHOVIA 2005-C22
WACHOVIA 2006-C23 WACHOVIA 2006-C24 WACHOVIA 2006-C25
WACHOVIA 2006-C25 WACHOVIA 2006-C26 WACHOVIA 2006-C27
WACHOVIA 2006-C27 WACHOVIA 2006-C28 WACHOVIA 2006-C29
WACHOVIA 2007-C30 WACHOVIA 2007-C31 WACHOVIA 2007-C32
WACHOVIA 2007-C32 WACHOVIA 2007-C33 WACHOVIA 2007-C34
WFCM10C1 WFCM 2012-LC5 WFCM 2013-LC12
WFRBS11C2 WFRBS 2011-C3 WFRBS 2011-C3
WFRBS11C4 WFRBS 2011-C5 WFRBS 2012-C10
WFRBS 2012-C6 WFRBS 2012-C7 WFRBS 2012-C8
WFRBS 2012-C9 WFRBS 2013-C11 WFRBS 2013-Cl2
WFRBS 2013-C13 WFRBS 2013-C14 WFRBS 2013-C15
WFRBS 2013-C16 WFRBS 2013-C17 WFRBS 2013-C18

 

 
 

 

WFRBS 2013-UBSI FANNIE MAE WS CAPLEASE CDO 2005-1
CONCORD REAL ESTATE CDO 2006-1 CAPITAL SOURCE RELT 2006-A MARATHON REAL ESTATE CDO 2006-I
NEWCASTLE CDO VIII NEWCASTLE CDO IX NORTHSTAR CDO IV LTD
NORTHSTAR CDO VI NORTUSTAR CDO IX PRIMARY (MEMORIAL MALL) NORTHSTAR CDO IX PRIMARY (MEMORIAL MALL)
NORTHSTAR CDO VIII RESOURCE REAL ESTATE FUNDING CDO 2006-I RESOURCE REF CDO 2007-1
WACHOVIA CRE CDO 2006-1 RBS CITIZENS WORLD SAVINGS INTERNAL
CREST 2003-2 MORGAN GUARANTY TRUST CO. OF NY NATIONWIDE LIFE INSURANCE COMPANY
ACM TRAFFORD V LLC WAREHOUSE ARCHETYPE & BARCLAYS REPO DEXIA REAL ESTATE PORTFOLIO
ALABAMASAVES WAREHOUSE BANCORP BANK WAREHOUSE BARCLAYS WAREHOUSE
BASIS RE CAPITAL II (REPO) BB&T WAREHOUSE BICOASTAL (A BLACKSTONE CREDIT FACILITY)
BISHOPSGATE PARTICIPANTS(GBP) 003 BLACKSTONE (BRE/MWT) BANK OF AMERICA WAREHOUSE
BREDS LOAN CAPITAL IV REPO WAREHOUSE BREDS EHY REPO WAREHOUSE BREDS LOAN CAPITAL II REPO WAREHOUSE
BREDS LOAN CAPITAL REPO WAREHOUSE BREDS SOCOEN WAREHOUSE RIVER MARKET BROB WAREHOUSE
BMC MORTGAGES VI BUCHANAN MORTGAGE CAPITAL BUCKINGHAM
CANTOR CRE LENDING LP CAPITAL LEASE WAREHOUSE-398 & 526 CF BRANCH WAREHOUSE
CITIGROUP GLOBAL MARKETS REALTY CORP FIVE MILE WAREHOUSE MC FIVE MILE SPE B LLC(COLUMN REPO)
WACHOVIA RED - TAX CREDIT WACHOVIA RED - TAX CREDIT GERMAN AMERICAN CAPITAL CORPORATION WARE
GREENWICH CAPITAL FINANCIAL PRODUCTS INC H2 WAREHOUSE 2013 JLC WAREHOUSE IV LLC (DEUTSCHE REPO)
JP MORGAN CHASE KEARNY CREDIT FACILITY WAREHOUSE LADDER DEUTSCHE REPO
LADDER JPM REPO LADDER MET LIFE REPO LADDER CAPITAL LLC REPO
LEHMAN BROTHERS WAREHOUSE LEHMAN BROTHERS WAREHOUSE LIBREMAX WAREHOUSE
LOANCORE (JEFFERIES) WAREHOUSE LONESTAR (RELIUS) WAREHOUSE 2013 MACQUARIE WAREHOUSE
MODERN BANK, NA. MORGAN STANLEY MORGAN STANLEY
NORTHSTAR-DB REPO WAREHOUSE (NRFC) NORTHSTAR-DORAL WAREHOUSE (NRFC) NRFC REPO WAREHOUSE
NORTHSTAR-DB REPO WAREHOUSE (NSINCOME) NORTESTAR-DORAL WAREHOUSE (NSREIT) NORTHSTAR WAREHOUSE
NXT CAPITAL FUNDING II, LLC OWS I ACQUISITIONS, LLC WH OWS I ACQUISITIONS, LLC WH
ONE WILLIAM STREET CAP MASTER FUND WH OWS COF I MASTER WH OWS CREDIT OPPORTUNITY I WH
PRIME FINANCE PARTNERS III, LP PEP III SUB I, LLC PRIME AND METLIFE REPO
PFP II SUB I, LLC PIMCO (TOCU I LLC) PIMCO (GCCU I LLC)
PRIME FINANCE PARTNERS II, LP. PRIME REPO WITH METLLFE PRIME REPO WITH U.S. BANK
RAITH WAREHOUSE RBS WAREHOUSE RESOURCE CAPITAL REPO WAREHOUSE

 

 
 

 

REXFORD INDUSTRIAL FUND V LP WAREHOUSE RIALTO REPO WITH WE RIALTO WAREHOUSE 2013
RLJ III- FINANCE HOLDINGS, LLC ROCKWOOD (375 PARK) SAP FUNDING, LLC WAREHOUSE
SAS WAREHOUSE 2013 (H2) SL GREEN REALTY CORP/GRAMERCY SL GREEN - 3PM REPO
SL GREEN WAREHOUSE SQUARE MILE/RAM ACQ, LLC STARWOOD AND CITI REP
STARWOOD CITI REPO SUB 6 STARWOOD MORTGAGE CAPITAL WAREHOUSE STARWOOD PROPERTY MORTGAGE LLC WAREHOUSE
STARWOOD PROPERTY MORTGAGE SUB-2, L.LC. WACHOVIA RED - STRUCTURED FINANCE TALOS WAREHOUSE
TEACHERS INSURANCE & ANNUITY ASSOCIATION TRT LENDING SUBSIDIARY LLC TRT LENDING REPO WAREHOUSE
TUEBOR WAREHOUSE (LADDER) UBS WAREHOUSE VALSTONE WAREHOUSE
VORNADO REALTY L.P. WAREHOUSE WASHINGTON SUB, LLC WBI WAREHOUSE (EUR) 007
WBI WAREHOUSE (GBP) 008 WBNA WAREHOUSE (EUR) 004 WBNA WAREHOUSE (GBP) 014
WFIL WAREHOUSE (EUR) 005 YELLOW BRICK REAL ESTATE CAPITAL I, LEC STRATEGIC LAND JOINT VENTURE 2
ACRE 2013-FL1 BAMLL 2013-DSNY B5B06001
CITIGROUP 2006-FL2 COMM 2006 FL12 COMM07FL14
COMM 2011-FL1 COMM 2012-FL2 COMM 2013-THL
CSFB 2006 TFL2 (TITAN) FREME 2012-KF01 PRIMARY ONLY GREENWICH CCFC 2004-FL2
GREENWICH CCFC 2006-FL4 GRAND PACIFIC BUSINESS LOAN TRUST 2005-1 JPMC 2006 FL2
JPMCC 2007-FL1 LEHMAN 2006 LLF-C5 NS 2012-1
UCB07-1 WACHOVIA 2005-WHALE 6 WACHOVIA 2006-WHALE 7
WACHOVIA 2007-WHALE 8 CREXUS WAREHOUSE MARATHON STRUCTURED FINANCE FUND LP
RESOURCE CAPITAL CORP. WAREHOUSE ALL STATE_PPG (PARTICIPATION) BANK OF EAST ASIA_724 FIFTH AVE (PARTICI
BANK OF TAIWAN_724 FIFTH AVE (PARTICIPAT CIBC (WESTSHORE MALL PARTICIPATION) IMMG (4 UNION SOUTH PARTICIPATION)
MORGAN STANLEY 2007 IQ14 PB CAPITAL (OLYMPIC TOWER PARTICIPATION) PB REALTY_THREEFIRST (PARTICIPATION)
PEOPLE’S UNITED BANK COLE MT AND PPG (PA PNC BANK, N.A._SOUTHEAST RT RAYMOND JAMES BANK (WESTSHORE MALL PARTI
SOVEREIGN BANK (4 UNION SOUTH PARTICIPA TD BANK (OLYMPIC TOWER PARTICIPATION) UNITED OVERSEAS BANK 724 FIFTH AVE (PART
1166 AVENUE OF AMERICAS 2005-C6 1166 AVENUE OF THE AMERICAS 2002-C5 ONE LINCOLN 2004-C3
7 WORLD TRADE CENTER 2012-WTC AMIERICOLD 2010-ART BAMLL 2013-WBRK
BB 2013-TYSN BB-UBS 2012-SHOW BB-UBS 2012-TFT
TIMES SQUARE HOTEL TRUST BWAY 2013-1515 CITIGROUP 2013-375P
CITY CENTER 2011-CCHP CGBAM 2013-BREH C1TIGROUP 2013-SMP
CGRBS 2013-VNO5TH COMM 2012-9W57 COMM 2012-MVP
COMM 2013-SFS COMM 2013-WWP ENERGY PLAZA LEASE TRUST 2002
FOUR TIMES SQUARE 2006 - 4TS DOLLAR GENERAL OSMS 2012-ALOHA
GSMS 2012-BWTR GSMS 2012-SHOP GSMS 2012-TMSQ

 

 
 

 

GSMS 2013-KING GSMS 2013-KYO GOLDMAN SACHS 2005-ROCK
JPMC 2011-PLSD JPMC 2013-ALC LCCM2013GCP
NORTEL NETWORKS TRUST 2001-1 OBP DEPOSITOR, LLC TRUST 2010-OBP QCMT13QC
RBSCF 2013-GSP RBSCF 2013-SMV SCG 2013-SRP1
VDNO 2013-PENN VORNADO DP LLC 2010-VNO VNO 2012-6AVE
WFCM 2013-120B WFCM 2013-BTC ACCOR MEZZ WAREHOUSE
NRFC WAREHOUSE (SOHO HOUSE) 1345FB2005 (COMPANION) BSCM07TOP28 (COMPANION) 1_BALDEAGLE
BSCM07TOP28 (COMPANION) 2_STARWOOD BSCMS05TOP20 (COMPANION) LANDESBANK BSCMS05TOP20 (COMPANION) 1_NYLIFE
BSCMS05TOP20 (COMPANION) 2_HARTFORDLIFE BSCMS05TOP20 (COMPANION) 3_METLIFE CBA-MEZZANINE CAPITAL FINANCE
COMM 2006-FL12 COMPANION COMM07FL14 (COMPANION) 1_DEUTSCHEBANK COMM07FL14 (COMPANION) 2_SOCIETE GENERAL
CONCORD REAL ESTATE CDO 2006-1 (CERRITOS CRESS 2008-1 CDO PLAZAELSEGUNDO FUNB 2001 C2 B NOTES
FUNB 2001 C3 B NOTES GREENWICH CCFC 05 GG5 (COMPANION) GREENWICH CCFC 2003 C2 (COMPANION)
GOLDMAN 2006-GG6 COMPANIONS GOLDMAN 2006-GG8 COMPANIONS GSMSC04GG2 (COMPANION) 1_VARIABLELIFE
JPMC 2006-LDP7 COMPANION JPMC04-CIBC9 (COMPANION) JPMC 2005-LDP2 COMPANIONS
LEHMAN 2005-LLF C4 (COMPANIONS) LEHMAN 2006 LLF-C5C LBUBS 2005-C2 (COMPANION)_LEHMAN
LBUBS05C3 (COMPANION) 1_SORINRE LBUBS05C3 (COMPANION) 2 HARTFORDAI LBUBS05C3 (COMPANION) 3_PRIMA
LBUBS05C3 (COMPANION) 4_QUADRANTFUND LBUBS05C3 (SENIOR MEZZ) 1_METLIFE LBUBS05C3 (SENIOR MEZZ) 2_ING
LBUBS05C3 (SENIORMEZZ) 3_LRP LBUBS05C3 (SENIOR MEZZ) 4_AIBDEBT LBUBS05C3 (SENIOR MEZZ) 5_BAYERISCHE
LB-UBS 2005-C7 COMPANION LB-UBS 2006 C1 COMPANION LB UBS 2006-C4 COMPANION
MLCFC07-5 (COMPANION) LEXINGTON MLCFC07-6 (COMPANION) ASTAR MLCFC07-9 (COMPANION)_NBSRE
MLFT 2006-1 (COMPANION) CAPTRUST MLFT 2006-1 (COMPANION) CAPTRUST MS06TOP23 (COMPANION)_LANDESBANK
MSC04HQ4 (COMPANION) 1_METLIFE MSC05HQ6 (COMPANION) PRUDENTIAL MSC07HQ12 (COMPANION) I CIT
MSC07HQ12 (COMPANION) 2_DEUTSCHEAG MSC07HQ12 (COMPANION) 3_LEM MSCI04IQ7 (COMPANION)
MSCI06HQ8 (COMPANION) LENDESBANK VERTICAL CRE CDO 2006- 1_ROYAL HOLIDAY WACHOVIA 2004-C11 (COMPANION)
WACHOVIA 2005-C21 (COMPANION) WACHOVIA 2006-C24 (COMPANION) WACHOVIA 2006-C25 (COMPANION)
WACHOVIA 2006-C27- COMPANION WACHOVIA 2006 WHALE 7 NON TRUST WFCM10C1 (PARTICIPATION)_BASIS
WFRBS11C2 (PARTICIPATION)_WESTRIVER WFRBS11C4 (COMPANION)_LIBERTYLIFE 7 WORLD TRADE CENTER 2012-WTC COMPANION
BRE SELECT HOTELS MEZZ WAREHOUSE CITIGROUP 2006-FL2 COMPANION CITIGROUP 2007-C6 (COMPANION)
CITIGROUP 2013-375P COMPANION CITY CENTER 2011-CCHP COMPANION CD 2007-CD4 COMPANION
COBALT 2007- C3 COMPANION COMM2010-C1 COMPANION COMM 2013-CCRE10 COMPANION

 

 
 

 

COMM 2013-CCRE6 COMPANION COMM2013-FL3 COMPANION DBUBS 2011-LC1 COMPANION
FOUR TIMES SQUARE 2006- 4TS COMPANION GREENWICH CCFC 2007-GG11 COMPANION GREENWICH CCFC 2006-FL4 COMPANION
GREENWICH CCFC 2007-GG9 COMPANION GOLDMAN 2007-GG10 COMPANION GSMS 2010-C2 COMPANION
GSMS 2011-GC3 COMPANION GSMS 2011-GC5 COMPANION GSMS 2012-GCJ7 COMPANION
GSMSC2010-C1 COMPANION JPMCC 2007-LDP10 COMPANION JPMCC 2007-LDP11 COMPANION
JPMC 2006-LDP9 COMPANION JPM 2012-CIBX COMPANION JPMBB 2013-C15 COMPANION
JPMBB 2013-Cl7 COMPANION JPMCC 2013-C16 COMPANION LB-UBS 2006-C6 COMPANION
LB UBS 2006-C7 COMPANION LB UBS 2007-C2 COMPANION ML-CFC 2007-7 COMPANION
MORGAN STANLEY 2007-HQ13 COMPANION MSBAM2013-C11 COMPANION MSBAM 2013-C13 COMPANION
MSBAM 2013-C8 COMPANION MSBAM 2013-C12 COMPANION NS 2012-1 COMPANION
RBS 2010-MB1 COMPANION WACHOVIA 2004-C15 COMPANION WACHOVIA 2005-C20 (COMPANION)
WACHOVIA 2006-C28 COMPANION WACHOVIA 2007-C30 COMPANION WACHOVIA 2007-C31 COMPANION
WACHOVIA 2007-C32 COMPANION WACHOVIA 2007-C33 COMPANION WACHOVIA 2007-C34 COMPANION
WACHOVIA 2007-WHALE 8 NON TRUST WFRBS 2013-Cl3 COMPANION CITIGROUP 2012-GCS COMPANION
COMM 2013-WWP COMPANION FII F DEBT ACCT PTE LTD LONE STAR REPO WITH WELLS FARGO
MEZZ CAP LLC (FKA CBA MEZZ) MEZZ CAP REIT I, INC NBS REAL ESTATE CAPITAL WAREHOUSE
SRE FW MEZZ WAREHOUSE (RIDGMAR MEZZ) WACHOVIA GENERAL PARTICIPANT WEST RIVER WAREHOUSE
MSDWMC 2000-F1    

 

 
 

APPENDIX B

 

APPLICABLE SERVICING CRITERIA WITH RESPECT TO THE PLATFORM

 

SERVICING CRITERIA APPLICABLE
SERVICING CRITERIA
INAPPLICABLE
SERVICING CRITERIA
Reference Criteria Performed Directly by the Company Performed by Vendor(s) for which the Company is the Responsible Party Performed by vendor(s) for which the Company is NOT the Responsible Party NOT performed by the Company or by subservicer(s) or vendor(s) retained by the Company
General Servicing Considerations
1122(d)(1)(i) Policies and procedures are instituted to monitor any performance or other triggers and events of default in accordance with the transaction agreements. X X    
1122(d)(1)(ii) If any material servicing activities are outsourced to third parties, policies and procedures are instituted to monitor the third party’s performance and compliance with such servicing activities. X      
1122(d)(1)(iii) Any requirements in the transaction agreements to maintain a back-up servicer for the mortgage loans are maintained.       X
1122(d)(1)(iv) A fidelity bond and errors and omissions policy is in effect on the party participating in the servicing function throughout the reporting period in the amount of coverage required by and otherwise in accordance with the terms of the transaction agreements. X      
Cash Collection and Administration
1122(d)(2)(i) Payments on mortgage loans are deposited into the appropriate custodial bank accounts and related bank clearing accounts no more than two business days following receipt, or such other number of days specified in the transaction agreements. X      
1122(d)(2)(ii) Disbursements made via wire transfer on behalf of an obligor or to an investor are made only by authorized personnel. X      
1122(d)(2)(iii) Advances of funds or guarantees regarding collections, cash flows or distributions, and any interest or other fees charged for such advances, are made, reviewed and approved as specified in the transaction agreements. X      
1122(d)(2)(iv) The related accounts for the transaction, such as cash reserve accounts or accounts established as a form of overcollateralization, are separately maintained (e.g., with respect to commingling of cash) as set forth in the transaction agreements. X      

 

 
 

 

SERVICING CRITERIA APPLICABLE
SERVICING CRITERIA
INAPPLICABLE
SERVICING CRITERIA
Reference Criteria Performed Directly by the Company Performed by Vendor(s) for which the Company is the Responsible Party Performed by vendor(s) for which the Company is NOT the Responsible Party NOT performed by the Company or by subservicer(s) or vendor(s) retained by the Company
1122(d)(2)(v) Each custodial account is maintained at a federally insured depository institution as set forth in the transaction agreements. For purposes of this criterion, “federally insured depository institution” with respect to a foreign financial institution means a foreign financial institution that meets the requirements of Rule 13k-1(b)(l) of the Securities Exchange Act. X      
1122(d)(2)(vi) Unissued checks are safeguarded so as to prevent unauthorized access. X      
1122(d)(2)(vii) Reconciliations are prepared on a monthly basis for all asset-backed securities related bank accounts, including custodial accounts and related bank clearing accounts. These reconciliations are (A) mathematically accurate; (B) prepared within 30 calendar days after the bank statement cutoff date, or such other number of days specified in the transaction agreements; (C) reviewed and approved by someone other than the person who prepared the reconciliation; and (D) contain explanations for reconciling items. These reconciling items are resolved within 90 calendar days of their original identification, or such other number of days specified in the transaction agreements. X      
Investor Remittances and Reporting
1122(d)(3)(i)(A) Reports to investors, including those to be filed with the Commission, are maintained in accordance with the transaction agreements and applicable Commission requirements. Specifically, such reports (A) are prepared in accordance with timeframes and other terms set forth in the transaction agreements; X X    
1122(d)(3)(i)(B) (B) provide information calculated in accordance with the terms specified in the transaction agreements;       X
1122(d)(3)(i)(C) (C) are filed with the Commission as required by its rules and regulations;       X

 

 
 

 

SERVICING CRITERIA APPLICABLE
SERVICING CRITERIA
INAPPLICABLE
SERVICING CRITERIA
Reference Criteria Performed Directly by the Company Performed by Vendor(s) for which the Company is the Responsible Party Performed by vendor(s) for which the Company is NOT the Responsible Party NOT performed by the Company or by subservicer(s) or vendor(s) retained by the Company
1122(d)(3)(i)(D) (D) agree with investors’ or the trustee’s records as to the total unpaid principal balance and number of mortgage loans serviced by the Servicer.       X
1122(d)(3)(ii) Amounts due to investors are allocated and remitted in accordance with timeframes, distribution priority and other terms set forth in the transaction agreements.       X
1122(d)(3)(iii) Disbursements made to an investor are posted within two business days to the Servicer’s investor records, or such other number of days specified in the transaction agreement       X
1122(d)(3)(iv) Amounts remitted to investors per the investor reports agree with cancelled checks, or other form of payment, or custodial bank statements.       X
Pool Asset Administration
1122(d)(4)(i) Collateral or security on mortgage loans is maintained as required by the transaction agreement or related mortgage loan documents. X X    
1122(d)(4)(ii) Mortgage loan and related documents are safeguarded as required by the transaction agreement X      
1122(d)(4)(iii) Any additions, removals or substitutions to the asset pool are made, reviewed and approved in accordance with any conditions or requirements in the transaction agreements. X(l)      
1122(d)(4)(iv) Payments on mortgage loans, including any payoffs, made in accordance with the related [pool asset] documents are posted to the Servicer’s obligor records maintained no more than two business days after receipt, or such other number of days specified in the transaction agreements, and allocated to principal, interest or other items (e.g., escrow) in accordance with the related mortgage loan documents. X      
1122(d)(4)(v) The Servicer’s records regarding the mortgage loans agree with the Servicer’s records with respect to an obligor’s unpaid principal balance. X      

 

 
 

 

SERVICING CRITERIA APPLICABLE
SERVICING CRITERIA
INAPPLICABLE
SERVICING CRITERIA
Reference Criteria Performed Directly by the Company Performed by Vendor(s) for which the Company is the Responsible Partv Performed by vendor(s) for which the Company is NOT the Responsible Party NOT performed by the Company or by subservicer(s) or vendor(s) retained by the Company
1122(d)(4)(vi) Changes with respect to the terms or status of an obligor’s mortgage loans (e.g., loan modifications or re-agings) are made, reviewed and approved by authorized personnel in accordance with the transaction agreements and related pool asset documents. X X    
1122(d)(4)(vii) Loss mitigation or recovery actions (e.g., forbearance plans, modifications and deeds in lieu of foreclosure, foreclosures and repossessions, as applicable) are initiated, conducted and concluded in accordance with the timeframes or other requirements established by the transaction agreements. X      
1122(d)(4)(viii) Records documenting collection efforts are maintained during the period a mortgage loan is delinquent in accordance with the transaction agreements. Such records are maintained on at least a monthly basis, or such other period specified in the transaction agreements, and describe the entity’s activities in monitoring delinquent mortgage loans including, for example, phone calls, letters and payment rescheduling plans in cases where delinquency is deemed temporary (e.g., illness or unemployment). X      
1122(d)(4)(ix) Adjustments to interest rates or rates of return for mortgage loans with variable rates are computed based on the related mortgage loan documents. X      
1122(d)(4)(x)(A) Regarding any funds held in trust for an obligor (such as escrow accounts): (A) such funds are analyzed, in accordance with the obligor’s mortgage loan documents, on at least an annual basis, or such other period specified in the transaction agreements X      
1122(d)(4)(x)(B) (B) interest on such funds is paid, or credited, to obligors in accordance with applicable mortgage loan documents and state laws; X      
1122(d)(4)(x)(C) C) such funds are returned to the obligor within 30 calendar days of full repayment of the related mortgage loans, or such other number of days specified in the transaction agreements. X      

 

 
 

 

SERVICING CRITERIA APPLICABLE
SERVICING CRITERIA
INAPPLICABLE
SERVICING CRITERIA
Reference Criteria Performed Directly by the Company Performed by Vendor(s) for which the Company is the Responsible Party Performed by vendor(s) for which the Company is NOT the Responsible Party NOT performed by the Company or by subservicer(s) or vendor(s) retained by the Company
1122(d)(4)(xi) Payments made on behalf of an obligor (such as tax or insurance payments) are made on or before the related penalty or expiration dates, as indicated on the appropriate bills or notices for such payments, provided that such support has been received by the Servicer at least 30 calendar days prior to these dates, or such other number of days specified in the transaction agreements. X   X (2)  
1122(d)(4)(xii) Any late payment penalties in connection with any payment to be made on behalf of an obligor are paid from the Servicer’s funds and not charged to the obligor, unless the late payment was due to the obligor’s error or omission. X   X(2)  
1122(d)(4)(xiii) Disbursements made on behalf of an obligor are posted within two business days to the obligor’s records maintained by the Servicer, or such other number of days specified in the transaction agreements. X      
1122(d)(4)(xiv) Delinquencies, charge-offs and uncollectible accounts are recognized and recorded in accordance with the transaction agreements. X      
1122(d)(4)(xv) Any external enhancement or other support, identified in Item 1114(a)(l) through (3) or Item 1115 of Regulation AB, is maintained as set forth in the transaction agreements.       X

 

(1)There were no activities performed during the year ended December 31, 2013 with respect to the Platform, because there were no occurrences of events that would require the Company to perform such activities.
(2)The vendors, CoreLogic, Inc. and National Tax Search, LLC, provided separate Reg. AB 1122(d) attestations for their tax payment activities as they relate to criteria 1122(d) (4) (xi) and (xii).