UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 7, 2014
Constant Contact, Inc.
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 001-33707 | 04-3285398 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 1601 Trapelo Road Waltham, Massachusetts |
02451 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (781) 472-8100
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
From February 7, 2014 to March 6, 2014, while it was permissible under the applicable securities laws for executive officers of Constant Contact, Inc. (the “Company”) to purchase and sell securities of the Company, the following executive officers entered into binding trading plans (the “10b5-1 Plans”):
| Name |
Title |
Maximum number of shares of common stock that may be sold under 10b5-1 Plan |
Time period during which sales may occur under 10b5-1 Plan | |||||||||
| Ellen M. Brezniak |
Senior Vice President, Customer Operations | 35,000 | 06/05/2014 – 12/31/2014 | |||||||||
| Harpreet S. Grewal |
Executive Vice President, Chief Financial Officer and Treasurer | 73,643 | 05/07/2014 – 09/30/2014 | |||||||||
| Robert P. Nault |
Vice President, General Counsel and Secretary | 5,000 | 06/10/2014 – 12/31/2014 | |||||||||
| Robert D. Nicoson |
Vice President and Chief Human Resources Officer | 11,000 | 05/21/2014 – 02/19/2015 | |||||||||
Pursuant to the 10b5-1 Plans, certain shares of the Company’s common stock held by such individuals will be sold on a periodic basis without further direction from the individual in accordance with the terms and conditions set forth in the applicable 10b5-1 Plan, which in all cases include minimum sale price thresholds. Under the Company’s insider trading policy, trades will not occur under the 10b5-1 Plans until at least 90 days after the execution date of the applicable 10b5-1 Plan. Each of the 10b5-1 Plans is designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and the Company’s insider trading policy. Transactions made pursuant to the 10b5-1 Plans will be disclosed publicly through Form 144 and Form 4 filings with the Securities and Exchange Commission. Except as may be required by law, the Company does not undertake to report on specific Rule 10b5-1 plans of the Company’s officers or directors, nor to report modifications or terminations of such plans.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CONSTANT CONTACT, INC. | ||||||
| Date: March 20, 2014 | By: | /s/ Robert P. Nault | ||||
| Robert P. Nault | ||||||
| Vice President and General Counsel | ||||||