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EX-99.2 - EX-99.2 - TWO HARBORS INVESTMENT CORP.a14-8369_1ex99d2.htm
EX-99.1 - EX-99.1 - TWO HARBORS INVESTMENT CORP.a14-8369_1ex99d1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549

 

FORM 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 18, 2014

 

Two Harbors Investment Corp.

(Exact name of registrant as specified in its charter)

 

Maryland

 

001-34506

 

27-0312904

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification No.)

 

590 Madison Avenue, 36th Floor

New York, New York 10022

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (612) 629-2500

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act  (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01         Regulation FD.

 

An investor presentation providing a business overview of Two Harbors Investment Corp. is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

The company has prepared and made available on its website a webinar entitled “Introduction to Non-Agency Securities Webinar” dated March 18, 2014. The presentation provides general information about non-Agency securities. The presentation is attached hereto as Exhibit 99.2 and is incorporated herein by reference.

 

The information in Item 7.01 of this Current Report, including Exhibits 99.1 and 99.2 attached hereto, is furnished pursuant to Item 7.01 of Form 8-K and shall not be deemed “filed” for any other purpose, including for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that Section. This information shall not be deemed to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Exchange Act regardless of any general incorporation language in such filing.

 

Item 9.01         Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.

 

Description

 

 

 

99.1

 

Fourth Quarter 2013 Investor Presentation

99.2

 

Introduction to Non-Agency Securities Webinar

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TWO HARBORS INVESTMENT CORP.

 

 

 

 

 

By:

/s/ Rebecca B. Sandberg

 

 

Rebecca B. Sandberg

 

 

General Counsel and Secretary

 

 

 

Date: March 18, 2014

 

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

Filing Method

 

 

 

 

 

99.1

 

Fourth Quarter 2013 Investor Presentation

 

Filed Electronically

99.2

 

Introduction to Non-Agency Securities Webinar

 

Filed Electronically

 

4