UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K/A


CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (date of earliest event reported): February 24, 2014

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AF OCEAN INVESTMENT MANAGEMENT COMPANY

(Exact name of registrant as specified in charter)


Florida

(State or other jurisdiction of incorporation)

000-54354

14-1877754

(Commission File Number)

(IRS Employer Identification No.)


501 Madison Ave., 14th Floor, New York, New York 10022

(Address of principal executive offices and zip code)


(212) 729-4951

(Registrant’s telephone number including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




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SECTION 5 – CORPORATE GOVERNANCE AND MANAGEMENT


Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers


On February 24, 2014, Ms. Tina M. Donnelly, AF Ocean’s accounting supervisor, accepted the Board of Directors’ offer to appoint her as Corporate Secretary.   She brings extensive accounting experience to the position.


The Company has not entered into, nor does it have any currently proposed plans to enter into, any transactions in which Ms. Donnelly will have a direct or indirect material interest.  In addition, there are no family relationships between Ms. Donnelly and any other Director or executive officer of the Company.


Ms. Donnelly has not entered into a compensation agreement with the Company in connection with her appointment as Corporate Secretary.  She will continue to receive her current salary as accounting supervisor.


Background of Ms. Tina M. Donnelly:


Since June 12, 2012, Ms. Donnelly, age 38, has been employed as AF Ocean’s Accounting Supervisor. She has over fifteen (15) years of accounting experience.    Her skills include working with financial professionals such as C.P.A.’s and Public Company Accounting Oversight Board (PCAOB) Auditors.  She is responsible for preparing financials and coordinating with PCAOB Auditors for AF Ocean [OTC:AFAN], ChinAmerica Andy Movie Entertainment Media Company [OTC:CAME], Sichuan Leaders Petrochemical Company [OTC:SLPC], and Top to Bottom Pressure Washing Inc. [OTC:TOPW]. Prior to June 12, 2012, Ms. Donnelly ran the accounting departments for the following private companies:  Wave, LLC, Tags4Fun, LLC, and Sarasota Business Rentals.



 SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AF OCEAN INVESTMENT MANAGEMENT COMPANY

 Dated:  March 10, 2014

By:  

 /s/ Andy Z. Fan

 

Name:  Andy Z. Fan

Title: President and Chief Executive Officer




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