Attached files
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| EX-99.1 FIN STAT - Millennium Investment & Acquisition Co Inc. | ex991.htm |
| EX-99.2 PRESS - Millennium Investment & Acquisition Co Inc. | ex992.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): March 6, 2014
MILLENNIUM INDIA ACQUISITION COMPANY INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
811-22156
(Commission File Number)
20-4531310
(IRS Employer Identification No.)
301 Winding Road
Old Bethpage, NY 11804
(Address of principal executive offices and Zip Code)
Registrant’s telephone number, including area code: (212) 750-0371
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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□ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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□ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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□ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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□ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 2.02 Results of Operations and Financial Condition.
The unaudited condensed consolidated financial statements of SMC Global Securities Limited (“SMC”) for the quarter ended December 31, 2013, including the accompanying notes thereto and U.S. GAAP translations made without auditor review, as received by the registrant from SMC (the “SMC Financial Statements”), are attached hereto as Exhibit 99.1. The SMC Financial Statements are not financial statements of the registrant. The registrant’s principal asset is its ownership of a minority equity interest in SMC. In connection with the registrant’s investment in SMC, SMC has undertaken to provide the registrant with financial statements of the sort attached hereto, and the registrant has undertaken to file such financial statements publicly with the Securities and Exchange Commission.
Item 8.01 Other Events.
On March 6, 2014, the registrant issued a press release announcing its receipt of the SMC Financial Statements. A copy of that press release is attached hereto as Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Ex. No. |
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99.1 | The SMC Financial Statements | |
99.2 | Press release dated March 6, 2014 announcing the receipt by the registrant of the SMC Financial Statements | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: March 6, 2014 |
| MILLENNIUM INDIA ACQUISITION COMPANY INC. By /s/ David H. Lesser |
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| David H. Lesser Chairman, CEO, Secretary and Treasurer |
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