Attached files

file filename
EX-10.201 - EXHIBIT 10.201 - GRIZZLY MERGER SUB 1, LLCexhibit10-201.htm
EX-31.2 - EXHIBIT 31.2 - GRIZZLY MERGER SUB 1, LLCgci093013aexhibit31-2.htm
EX-31.1 - EXHIBIT 31.1 - GRIZZLY MERGER SUB 1, LLCgci093013aexhibit31-1.htm




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 10-Q/A

(Mark One)

 
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
For the quarterly period ended September 30, 2013
 
OR

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from           to
 Commission File No. 0-15279

 
GENERAL COMMUNICATION, INC.
 
 
(Exact name of registrant as specified in its charter)
 

 
State of Alaska
 
92-0072737
 
 
(State or other jurisdiction of
 
(I.R.S Employer
 
 
incorporation or organization)
 
Identification No.)
 

 
2550 Denali Street
 
 
 
 
Suite 1000
 
 
 
 
Anchorage, Alaska
 
99503
 
 
(Address of principal
executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (907) 868-5600

 
Not Applicable
 
 
Former name, former address and former fiscal year, if changed since last report
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
x Yes ¨ No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.) x Yes ¨ No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer", "accelerated filer” and "smaller reporting company" in Rule 12b-2 of the Exchange Act:

1




Large accelerated filer ¨
Accelerated filer x
Non-accelerated filer  ¨ (Do not check if a smaller reporting company)
Smaller reporting company  ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
¨ Yes x No

The number of shares outstanding of the registrant's classes of common stock as of October 31, 2013, was:

37,295,000 shares of Class A common stock; and
3,166,000 shares of Class B common stock.

Explanatory Note

General Communication, Inc. (unless the context otherwise requires, includes its direct and indirect subsidiaries and is referred to as "Company," "we," "us" or "our") is filing this Amendment on Form 10-Q/A ("Amendment") to its Quarterly Report on Form 10-Q for the quarter ended September 30, 2013, which was originally filed on November 8, 2013 ("Original Filing").

The purpose of this Amendment is to replace a redacted document filed as an exhibit to the Company's Original Filings with a revised redacted document that includes appendices not previously included in the Original Filing. The document is further described in Item 6 of this amendment. This Amendment does not affect any other parts of, or exhibits to, the Original Filing or other amendments to it, and those unaffected parts or exhibits are not included in this Amendment.

Except as expressly stated in this Amendment, this Amendment continues to speak as of the date of the Original Filing, and the Company has not updated the disclosure contained in the Amendment to reflect events that have occurred since the filing of the Original Filing. Accordingly, this Amendment must be read in conjunction with the Company's other filings, if any, made with the SEC subsequent to the filing of the Original Filing.

2



GENERAL COMMUNICATION, INC.
FORM 10-Q/A
FOR THE QUARTER ENDED SEPTEMBER 30, 2013

TABLE OF CONTENTS


 
 
Page No.
Part II.  OTHER INFORMATION
 
 
 
 
 
 
Item 6.
Exhibits
4
 
 
 
 
 
Other items are omitted, as they are not applicable.
 
 
 
 
 
SIGNATURES
5


3




Item 6. Exhibits

Listed below are the exhibits that are filed as a part of this Report (according to the number assigned to them in Item 601 of Regulation S-K):


Exhibit No.
Description
10.201
Seventeenth Amendment to the Full-Time Transponder Capacity Agreement (Pre-Launch) between Intelsat Corporation, formerly known as PanAmSat Corporation and GCI Communication, Corp. dated June 4, 2013 # *
31.1
Certifications Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 by our President and Director*
31.2
Certifications Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 by our Senior Vice President, Chief Financial Officer and Secretary*
 
 
 
 
#
CONFIDENTIAL PORTION has been revised as compared to the confidential portion of the document filed under this exhibit number in redacted form as an exhibit to the Original Filing. The CONFIDENTIAL PORTION, as revised and included with this Amendment, has been omitted pursuant to a request for confidential treatment by us to, and the material has been separately filed with, the SEC. Each omitted Confidential Portion is marked by three asterisks.
*
Filed herewith.
 
 


4



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

GENERAL COMMUNICATION, INC.



Signature
 
Title
 
Date
 
 
 
 
 
 
 
 
 
 
/s/ Ronald A. Duncan
 
President and Director
 
March 6, 2014
Ronald A. Duncan
 
(Principal Executive Officer)
 
 
 
 
 
 
 
/s/ Peter J. Pounds
 
Senior Vice President, Chief Financial
 
March 6, 2014
Peter J. Pounds
 
Officer and Secretary
(Principal Financial Officer)
 
 
 
 
 
 
 
/s/ Lynda L. Tarbath
 
Vice President, Chief Accounting
 
March 6, 2014
Lynda L. Tarbath
 
Officer (Principal Accounting Officer)
 
 


5