Attached files

file filename
EX-10 - EXHIBIT 10.2 - Oxford Immunotec Global PLCex10-2.htm
EX-10 - EXHIBIT 10.4 - Oxford Immunotec Global PLCex10-4.htm
EX-10 - EXHIBIT 10.1 - Oxford Immunotec Global PLCex10-1.htm
EX-10 - EXHIBIT 10.3 - Oxford Immunotec Global PLCex10-3.htm
EX-10 - EXHIBIT 10.5 - Oxford Immunotec Global PLCex10-5.htm

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 


 

FORM 8-K

 

 


  

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): March 3, 2014

 

 


 

OXFORD IMMUNOTEC GLOBAL PLC

(Exact name of registrant as specified in its charter)

 

 


 

England and Wales

(State or other jurisdiction

of incorporation)

 

     

001-36200

 

Not Applicable

(Commission
File Number)

 

IRS Employer
Identification No.)

 

94C Innovation Drive, Milton Park, Abingdon OX14 4RZ, United Kingdom

(Address of principal executive offices)

 

Registrant’s telephone number including area code +44 (0) 1235 442780

 


 

Check appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

On March 3, 2014, the Remuneration Committee (the “Committee”) of the Board of Directors of Oxford Immunotec Global PLC (the “Company”) made option and restricted share awards, approved bonuses, and adjusted the salaries of the Company’s named executive officers. These changes are described in the following table.

 

 

Executive Officer

Option Award

Restricted Share Award

Bonus for 2013

New Base Salary

Peter Wrighton-Smith

75,440 shares

75,440 shares

£200,000 

£261,200

Richard M. Altieri

28,720 shares

28,720 shares

$150,771

$280,100

Jeff R. Schroeder

36,520 shares

36,520 shares

$145,675

$311,900

 

In connection with compensation decisions reflected above, the Committee adopted forms of restricted share award certificates under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for employees and officers resident in different countries. Dr. Wrighton-Smith’s restricted share award was made on the form of the certificate for officers resident in the United Kingdom. Messrs. Schroeder’s and Altieri’s restricted share awards were made on the form of certificate for officers resident in the United States. These new forms of restricted share award certificates are filed as exhibits to this Current Report on Form 8-K.

 

The Committee previously adopted forms of stock option agreements for employees and officers resident in different countries under the Oxford Immunotec Global PLC 2013 Share Incentive Plan. Dr. Wrighton-Smith received compensatory stock option, or CSOP, awards to the maximum allowable permitted under U.K. rules applicable to such awards and the balance of his options were unapproved options granted on the form of agreement for unapproved options for officers resident in the United Kingdom. The form of CSOP award certificate is filed as an exhibit to this Current Report on Form 8-K. The form of unapproved option agreement for officers resident in the United Kingdom is also filed as an exhibit to this Current Report on Form 8-K. Messrs. Schroeder and Altieri received incentive stock options to the maximum allowable under the U.S. tax code and the balance of their options were non-statutory options. Both types of options were made on the form for stock options for officers resident in the United States. This form of option agreement is filed as an exhibit to this Current Report on Form 8-K.

 

 

Item 9.01

 

Financial Statements and Exhibits

 

(d)

 

Exhibits

 

Exhibit 10.1 Form of Restricted Share Award Certificate under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for officers resident in the United Kingdom

Exhibit 10.2

Form of Restricted Share Award Certificate under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for officers resident in the United States

Exhibit 10.3

Form of CSOP award certificate under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for officers resident in the United Kingdom 

Exhibit 10.4  Form of unapproved option under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for officers resident in the United Kingdom
Exhibit 10.5 Form of stock option agreement under the Oxford Immunotec Global PLC 2013 Share Incentive Plan for officers resident in the United States

          

 
 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: March 6, 2014

 

     

OXFORD IMMUNOTEC GLOBAL PLC

   

By:

 

/s/ Patricia Randall

 

 

Patricia Randall

 

 

General Counsel