UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): | February 27, 2014 | |||
HMS Income Fund, Inc. |
(Exact name of registrant as specified in its charter) |
Maryland | 814-00939 | 45-3999996 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||
2800 Post Oak Blvd, Suite 5000, Houston, Texas | 77056-6118 | |||
(Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: | (888) 220-6121 | |||
Not Applicable |
Former name or former address, if changed since last report |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On February 27, 2014, the Board of Directors (the “Board”) of HMS Income Fund, Inc. (the “Company”) received and accepted the resignation of Charles N. Hazen from his position as Chairman of the Board (“Chairman”) and member of the Pricing Committee, effective February 27, 2014. Mr. Hazen’s decision to resign from his position was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. On February 28, 2014, the Board appointed Sherri W. Schugart as the Chairperson of the Board and member of the Pricing Committee. With this appointment, Ms. Schugart will now hold the positions of Chairperson, Chief Executive Officer and President.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HMS Income Fund, Inc. | ||||
March 4, 2014 | By: | /s/ Ryan T. Sims | ||
Name: Ryan T. Sims | ||||
Title: Chief Financial Officer and Secretary | ||||