UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act Of 1934

 

 

Date of Report (Date of earliest event reported): February 20, 2014

 

 

SANTA FE FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Nevada 0-6877 95-2452519
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

 

10940 Wilshire Blvd., Suite 2150, Los Angeles, CA 90024
(Address of principal executive offices) (Zip Code)

 

 

Registrant’s telephone number, including area code: (310) 889-2500

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

The Fiscal 2013 Annual Meeting of the Shareholders of Santa Fe Financial Corporation (the “Company”) was held on February 20, 2014 at the Hilton San Francisco Financial District, 750 Kearny Street, San Francisco, California. At that meeting, all of management’s nominees: John V. Winfield, John C. Love and William J. Nance, were elected as Directors of the Company to serve until the next Annual Meeting. At the Annual Meeting, the shareholders also voted in favor of the ratification of the Audit Committee’s selection of Burr Pilger Mayer, Inc. as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2014 and the approval of the non-binding vote for executive compensation . The final tabulation of the votes follows:

 

 

Proposal (1) – Election of Directors:

 

Nominee   For   Withheld   Broker Non Votes
             
John V. Winfield   989,273   10,795   160,663
John C. Love   989,273   10,795   160,663
William J. Nance   989,273   10,795   160,663
             

 

 

Proposal (2) – Ratification of the Appointment of Burr Pilger Mayer, Inc. as The Company’s Independent Registered

Public Accounting Firm for the fiscal year ending June 30 2014:

 

Votes For   Against   Abstain   Broker Non Votes
             
1,117,019   43,512   200   -
             

 

 

Proposal (3) – Non-binding vote for executive compensation.

 

Votes For   Against   Abstain   Broker Non Votes
             
988,503   10,665   900   160,663
             

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  SANTA FE FINANCIAL CORPORATION
   
Dated: February 25, 2014 By:  /s/ David T. Nguyen
    Treasurer and Controller