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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTa50809559ex99_1.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

___________________________________

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

February 24, 2014

KEATING CAPITAL, INC.
(Exact name of registrant as specified in its charter)


Maryland
0-53504
26-2582882
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)


5251 DTC Parkway, Suite 1100
Greenwood Village, CO  80111
 (Address of principal executive offices and zip code)

Registrant’s telephone number, including area code:  (720) 889-0139


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
 
Item 7.01     Regulation FD Disclosure.

Keating Capital, Inc. (the “Company”) will provide a letter to stockholders dated February 24, 2014, to review the Company’s business, financial results and investment strategy.  A copy of the letter to stockholders is attached as Exhibit 99.1 and is incorporated herein by this reference.

Item 9.01     Financial Statements and Exhibits.

(a)  Not applicable.
 
(b)  Not applicable.
 
(c)  Not applicable.
 
(d)  Exhibits.

 
Exhibit No.
 
Description
       
 
99.1
 
Letter to Stockholders dated February 24, 2014
 
 
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SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
Date:
February 24, 2014
KEATING CAPITAL, INC.
       
       
   
By:
/s/ Timothy J. Keating
     
Timothy J. Keating
     
President and Chief Executive Officer
 
 
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