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EX-99.1 - EXHIBIT 99.1 - Naugatuck Valley Financial Corpv368393_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) February 7, 2014

 

NAUGATUCK VALLEY FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

Maryland 333-167482 01-0969655
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

  

333 Church Street, Naugatuck, Connecticut 06770
(Address of principal executive offices) (Zip Code)

 

(203) 720-5000

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On February 7, 2014, the Board of Directors of Naugatuck Valley Financial Corporation (the “Company”) appointed J. Allen Kosowsky to the class of directors whose terms expire at the Company’s 2014 annual meeting of shareholders and the Board of Directors of the Company’s wholly-owned subsidiary, Naugatuck Valley Savings and Loan (the “Bank”), appointed Mr. Kosowsky as a Director of the Bank. Both appointments are effective February 7, 2014.

 

Item 8.01Other Events.

 

On February 12, 2014, the Company issued a press release announcing Mr. Kosowsky’s appointment as a Director. A copy of the press release is attached as an exhibit hereto.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits:

 

99.1Press Release dated February 12, 2014

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

  NAUGATUCK VALLEY FINANCIAL CORPORATION
     
     
     
Date: February 12, 2014 By:   /s/ William C. Calderara
    William C. Calderara
    President and Chief Executive Officer