Attached files

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EX-5.1 - EX-5.1 - IVERIC bio, Inc.a14-3645_7ex5d1.htm
EX-23.1 - EX-23.1 - IVERIC bio, Inc.a14-3645_7ex23d1.htm

 

As filed with the Securities and Exchange Commission on February 11, 2014

Registration No. 333-              

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-1

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


 

OPHTHOTECH CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

 

2834

 

20-8185347

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

 

One Penn Plaza, 19th Floor

New York, New York 10119

(212) 845-8200

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 


 

David R. Guyer, M.D.

Chief Executive Officer

Ophthotech Corporation

One Penn Plaza, 19th Floor

New York, New York 10119

(212) 845-8200

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

 

David E. Redlick, Esq.

Brian A. Johnson, Esq.

Wilmer Cutler Pickering Hale and Dorr LLP

7 World Trade Center, 250 Greenwich Street

New York, New York 10007

Telephone: (212) 230-8800

Fax: (212) 230-8888

 

Richard D. Truesdell, Jr., Esq.

Davis Polk & Wardwell LLP

450 Lexington Avenue

New York, New York 10017

Telephone: (212) 450-4000

Fax: (212) 701-5800

 


 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  o

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x 333-193681.

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer    o

 

Accelerated filer    o

 

Non-accelerated filer     x

 

Smaller reporting company    o

 

 

 

 

(Do not check if a smaller
reporting company)

 

 

 


 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

Title of Each Class of Securities To Be Registered

 

Proposed Maximum
Aggregate Offering
Price (1)

 

Amount of
Registration Fee(2)

 

Common Stock, $0.001 par value per share

 

$

13,800,000

 

$

1,778

 

(1)         Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. Includes the offering price of additional shares that the underwriters have the option to purchase.

(2)         Calculated pursuant to Rule 457(o) based on an estimate of the proposed maximum aggregate offering price.

 

 

 



 

EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

 

This registration statement is being filed with respect to the registration of additional shares of common stock, $0.001 par value per share, of Ophthotech Corporation, a Delaware corporation, pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, representing an increase in the maximum aggregate offering price of $13,800,000.00. The contents of the earlier registration statement on Form S-1, as amended (File No. 333-193681), which was declared effective by the Securities and Exchange Commission on February 11, 2014, are incorporated in this registration statement by reference.

 

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on this 11th day of February, 2014.

 

 

 

OPHTHOTECH CORPORATION

 

 

 

 

By:

/s/ DAVID R. GUYER

 

 

David R. Guyer, M.D.

 

 

Chief Executive Officer

 

 

SIGNATURES AND POWER OF ATTORNEY

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated.

 

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

/s/ DAVID R. GUYER

 

Chief Executive Officer and Chairman of the

 

February 11, 2014

 

David R. Guyer, M.D.

 

Board of Directors (principal executive officer)

 

 

 

 

 

 

 

 

 

/s/ SAMIR C. PATEL

 

President and Vice Chairman of the Board of

 

February 11, 2014

 

Samir C. Patel, M.D.

 

Directors

 

 

 

 

 

 

 

 

 

/s/ BRUCE PEACOCK

 

Chief Financial and Business Officer (principal

 

February 11, 2014

 

Bruce Peacock

 

financial and accounting officer)

 

 

 

 

 

 

 

 

 

*

 

Director

 

February 11, 2014

 

Axel Bolte

 

 

 

 

 

 

 

 

 

 

 

*

 

Director

 

February 11, 2014

 

Thomas Dyrberg, M.D., D.M.Sc.

 

 

 

 

 

 

 

 

 

 

 

*

 

Director

 

February 11, 2014

 

Nicholas Galakatos, Ph.D.

 

 

 

 

 

 

 

 

 

 

 

*

 

Director

 

February 11, 2014

 

Michael Ross, Ph.D.

 

 

 

 

 

 

 

 

 

 

 

*

 

Director

 

February 11, 2014

 

Glenn Sblendorio

 

 

 

 

 

 

 

 

 

 

*By:

/s/ DAVID R. GUYER

 

Director

 

 

 

David R. Guyer, M.D.

 

 

 

 

 

Attorney-in-Fact

 

 

 

 

 

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EXHIBIT INDEX

 

Exhibit
Number

 

Description of Exhibit

 

 

 

5.1

 

Opinion of Wilmer Cutler Pickering Hale and Dorr LLP

23.1

 

Consent of Ernst & Young LLP, independent registered public accounting firm

23.2

 

Consent of Wilmer Cutler Pickering Hale and Dorr LLP (included in Exhibit 5.1)

24.1*

 

Power of Attorney (included on signature page)

 


*                                                     Filed as Exhibit 24.1 to the registrant’s Registration Statement on Form S-1 (333-193681) filed with the Securities and Exchange Commission on January 31, 2014.

 

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