Attached files
| file | filename |
|---|---|
| EX-99.2 - EX-99.2 - EMERGENT CAPITAL, INC. | d670950dex992.htm |
| EX-99.1 - EX-99.1 - EMERGENT CAPITAL, INC. | d670950dex991.htm |
SECURITIES AND EXCHANGE COMMISSION
UNITED STATES
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 11, 2014
IMPERIAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Florida | 001-35064 | 30-0663473 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| 701 Park of Commerce Boulevard, Suite 301 Boca Raton, Florida |
33487 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number including area code: (561) 995-4200
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01. Regulation FD Disclosure.
On February 11, 2014, Imperial Holdings, Inc. (the “Company”) issued a press release announcing its plans to effect a private offering of $70-84 million aggregate principal amount of its senior unsecured convertible notes due 2019 (the “Notes”). A copy of the press release is furnished as Exhibit 99.1 herewith and is incorporated herein by reference.
In connection with the private offering of the Notes, the Company is disclosing certain information to prospective investors in a confidential preliminary offering memorandum (the “Preliminary Offering Memorandum”). In order to comply with Regulation FD, the Company is furnishing as Exhibit 99.2 certain excerpts from the Preliminary Offering Memorandum.
This announcement does not constitute an offer to sell or the solicitation of an offer to buy Notes.
The information under Item 7.01 and in Exhibits 99.1 and 99.2 shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities thereof, nor shall it be deemed to be incorporated by reference in any filing under the Exchange Act or under the Securities Act, except to the extent specifically provided in any such filing.
Item 9.01(d). Financial Statements and Exhibits.
| 99.1 | Press release dated February 11, 2014 | |
| 99.2 | Information excerpted from the Preliminary Offering Memorandum. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
February 11, 2014
| IMPERIAL HOLDINGS, INC. | ||
| (Registrant) | ||
| By: | /s/ Michael Altschuler | |
| Michael Altschuler General Counsel & Secretary | ||
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