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EX-99 - EXHIBIT - Plures Technologies, Inc./DEexhibit.htm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________________
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
February 7, 2014
Date of Report (Date of earliest event reported)
 
PLURES TECHNOLOGIES, INC.
(Exact name of registrant as specified in its Charter)
 
 
Delaware
 
1-12312
 
95-3880130
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
         
 
5297 Parkside Drive
Canandaigua, NY 14424
 (Address of principal executive offices) (Zip Code)
 
(585) 905-0554
Registrant's telephone number, including area code
 
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





 
 

 

 
Item 2.04    Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet
                            Arrangement.

On February 7, 2014, the Registrant received a notice on behalf of Hercules Technology Growth Capital, Inc. under Article 9 of the Massachusetts Uniform Command Code entitled “Notice of Default and Notice of Disposition of Collateral”.  The substance of the notice cites a possible sale of collateral after February 17, 2014 and an auction on February 27, 2014.

Item 9.01             Financial Statements and Exhibits

Notice of Default and Notice of Disposition of Collateral dated February 6, 2014.




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: February 10, 2014
Plures Technologies, Inc.
 
     
 
By:  /s/ David R. Smith           
 
 
David R. Smith
 
 
CEO