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EX-99 - EXHIBIT 99.1 FOR THE FORM 8-K FOR THE EVENT ON FEBRUARY 3, 2014 - PROVIDENT FINANCIAL HOLDINGS INCprov8k2314exh991.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): February 3, 2014

PROVIDENT FINANCIAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)

Delaware
000-28304
33-0704889
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

3756 Central Avenue, Riverside, California
92506
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:  (951) 686-6060


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
 
[   ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[   ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[   ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act       
        (17 CFR 240.14d-2(b))
 
[   ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act       
        (17 CFR 240.13e-4(c))


 
 

 


Item 8.01 Other Events.
 
Provident Financial Holdings, Inc. (“Corporation”), the holding company for Provident Savings Bank, F.S.B. (“Bank”), announced that the Bank appointed Gwendolyn L. Wertz as Senior Vice President of Retail Banking.  Ms. Wertz has more than 25 years of experience with financial institutions including the last 10 years in senior management roles.
 
 
Ms. Wertz was previously employed by CommerceWest Bank where she was responsible for the management of commercial banking activities, treasury management and specialty banking.  Prior to that she was employed by Opportunity Bank, N.A. where she was responsible for the commercial treasury sales and service team.  Her experience includes depository growth initiatives, operations, compliance, and deposit acquisition management.
 

Item 9.01  Financial Statements and Exhibits

(d)Exhibits

The following exhibit is being filed herewith and this list shall constitute the exhibit index:

99.1         News release regarding the Bank’s appointment of the Senior Vice President – Retail Banking dated February 4, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
Date:  February 5, 2014  PROVIDENT FINANCIAL HOLDINGS, INC. 
 
 
 
 
 
  /s/ Donavon P. Ternes                                     
  Donavon P. Ternes 
 
President, Chief Operating Officer and 
Chief Financial Officer
(Principal Financial and Accounting Officer)