UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________
FORM 8-K
CURRENT REPORT
_______________________
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
February 4, 2014
Diamond Hill Investment Group, Inc.
------------------------------------------------------------------------------
(Exact Name of Registrant as Specified in its Charter)
Ohio
------------------------------------------------------------------------------
(State or Other Jurisdiction of Incorporation)
000-24498 65-0190407
------------------------------------------------------------------------------
(Commission File Number) (I.R.S. Employer Identification No.)
325 John H. McConnell Blvd, Suite 200, Columbus, Ohio 43215
------------------------------------------------------------------------------
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (614) 255-3333
------------------------------------------------------------------------------
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
---------- --------------------------------------------
The following is a summary of assets under management as of January 31,
2014 of Diamond Hill Capital Management, Inc., a wholly owned subsidiary of
Diamond Hill Investment Group, Inc. (in millions):
By Investment Vehicle
---------------------
Proprietary funds $ 7,549
Sub-advised funds 438
Institutional accounts 3,979
--------
Total $ 11,966
By Investment Strategy
----------------------
Small Cap $ 1,368
Small-Mid Cap 773
Large Cap 6,050
Select (All Cap) 331
Long-Short 3,228
Strategic Income 216
--------
Total $ 11,966
SIGNATURE
---------
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
DIAMOND HILL INVESTMENT GROUP, INC.
Date: February 4, 2014 By: /s/ James F. Laird
-------------------------------
James F. Laird, Chief Financial
Officer and Secretary
