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EX-99.1 - EX-99.1 - SYNTHESIS ENERGY SYSTEMS INCv366800_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 

Current Report Pursuant to Section 13 or 15(d) of
the Securities Act of 1934

 

Date of Report (Date of earliest event reported): January 31, 2014

 

 

Synthesis Energy Systems, Inc.
(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction
of incorporation)

001-33522
(Commission
File Number)

20-2110031
(I.R.S. Employer
Identification No.)

 

Three Riverway, Suite 300   Houston, Texas
(Address of principal executive offices)

77056

(Zip Code)

 

(713) 579-0600
(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

 

 
 

 

Item 8.01 Other Events

 

Synthesis Energy Systems, Inc. (the “Company”) announced on January 31, 2014 that it has received notification from The NASDAQ Stock Market that it has regained compliance to maintain the listing of its common stock on the NASDAQ Global Market. A copy of the press release is attached as Exhibit 99.1 and incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

(a)Financial Statements of business acquired

 

None.

 

(b)Pro Forma Financial Information

 

None.

 

(c)Shell Company Transactions

 

None.

 

(d)Exhibits

 

99.1Press release dated January 31, 2014.

 

 

 
 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

  Synthesis Energy Systems, Inc.
   
   
   
Dated: January 31, 2014 /s/ Robert Rigdon
  Robert Rigdon
  President and Chief Executive Officer
   

 

 

 
 

 

Exhibit Index

 

99.1Press release dated January 31, 2014.