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EX-99.1 - EX-99.1 - Calamos Asset Management, Inc. /DE/d665205dex991.htm
Table of Contents

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 28, 2014

 

 

Calamos Asset Management, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   0-51003   32-0122554

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

2020 Calamos Court

Naperville, Illinois

  60563
(Address of Principal Executive Offices)   (Zip Code)

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200

Not Applicable

(Former Name and Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Table of Contents

TABLE OF CONTENTS

 

Item 2.02. Results of Operations and Financial Condition

     2   

Item 9.01. Financial Statements and Exhibits

     2   

SIGNATURES

     3   

Exhibit Index

  

Press Release

  


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Item 2.02. Results of Operations and Financial Condition.

On January 28, 2014, Calamos Asset Management, Inc. (“Corporation”) issued a press release reporting results for the fourth quarter and full year 2013. The press release issued by the Corporation is attached as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1    Press release issued by the Corporation on January 28, 2014 regarding fourth quarter and full year 2013 results.

 

2


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    CALAMOS ASSET MANAGEMENT, INC.
Date: January 28, 2014     By:  

/s/ J. Christopher Jackson

      J. Christopher Jackson
     

Senior Vice President,

General Counsel and Secretary

 

3


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Exhibit Index

 

Exhibit
Number

  

Description

99.1    January 28, 2014 press release issued by the Corporation reporting results for the fourth quarter and full year 2013.