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EX-31 - ColorStars Groupexhibit312-annualreport20121.htm
EX-31 - ColorStars Groupexhibit311-annualreport20121.htm
EX-32 - ColorStars Groupexhibit322-annualreport20121.htm
EX-32 - ColorStars Groupexhibit321-annualreport20121.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

(Amendment No. 1)

 

(mark one)

 

[ x ]        Annual Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934

 

For the fiscal year ended December 31, 2012

 

or

 

[  ]          Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

For the transition period from _______________ to _______________

 

Commission file number:  000-54107

 

COLORSTARS GROUP

(Exact name of registrant as specified in its charter)

 

Nevada

06-1766282

(State or other jurisdiction

(I.R.S. Employer

of incorporation or organization)

Identification No.)

 

10F, No. 566 Jung Jeng Rd. Sindian District, New Taipei City 231, Taiwan, R.O.C.

 (Address of Principal Executive Offices)(Zip Code)

 

(949) 336-6161

 (Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

None

 

Securities registered under Section 12(g) of the Exchange Act:

Common Stock, $0.001 par value per share

 

(Title of Class)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes    ¨          No     

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

Yes    ¨          No     

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

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Yes    x          No     ¨ 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

Yes    x        No¨   

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.

x

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer      ¨ 

Accelerated filer ¨ 

Non-accelerated filer     ¨  (Do not check if smaller reporting company)

Smaller reporting company

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act.)

Yes    ¨          No     

 

The aggregate market value of the registrant’s voting and non-voting common stock held by non-affiliates of the registrant on June 30, 2012 was $76,322,225 (computed by reference to the price at which the registrant’s common stock was last sold).

 

As of February 27, 2013, the registrant had 67,448,890 shares of Common Stock, $0.001 par value, issued and outstanding.

 

NO DOCUMENTS INCORPORATED BY REFERENCE

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Explanatory Note

 

ColorStars Group is filing this Amendment No. 1 (the “Amendment”) to its Annual Report on Form 10-K for the year ended December 31, 2012, filed with the Securities and Exchange Commission on April 1, 2013 (the “Original Filing”) for the purpose of correcting a technical error that appeared in Item 12 (Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters) of the Original Filing.

 

In the Original Filing, the owners of the shareholder Triad Trading Corporation were reported as Mark Amersey and Nitin Amersey.  We are filing this amendment to supply the correct name of the sole owner of Triad Trading Corporation, Markand Amersey.

 

Pursuant to Rule 12b-15 of the Rules and Regulations under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Company has included with this Amendment currently-dated certifications by the Company’s principal executive officer and principal financial officer, as required by Exchange Act Rules 13a-14(a) and (b) and 15d-14(a) and (b).

 

Except as stated in this Explanatory Note, no other information contained in any Item of the Original Filing is being amended, updated or otherwise revised.  This Amendment speaks as of the filing date of the Original Filing and does not reflect any events that may have occurred subsequent to such date.

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PART III

 

ITEM 12.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The following table sets forth certain information known to us with respect to the beneficial ownership of our common stock as of February 27, 2013 by:

·       all persons who are beneficial owners of five percent (5%) or more of our common stock;

·       each of our directors;

·       each of our executive officers; and

·       all current directors and executive officers as a group.

Except as otherwise indicated, and subject to applicable community property laws, the persons named in the table below have sole voting and investment power with respect to all shares of common stock held by them.

Applicable percentage ownership in the following table is based on 67,448,890 shares of common stock outstanding as of February 27, 2013.

Title of Class

Name and Address of Owner

Title

Amount of Beneficial Ownership

Percentage of Common Stock Owned

Common Stock

Wei-Rur Chen
7, Mayhua 1st Road
Sindian District, New Taipei City 231, Taiwan, R.O.C.

President, Chief Executive Officer, Chief Financial Officer, and Chairman of the Board

10,800,000

16.01%

Common Stock

Hsui-Fu Liu

No. 232, Zhongzheng Rd., Shulin City, Taipei County 238, Taiwan, R.O.C.

Director

4,000,000

5.93%

Common Stock

Mei-Ying Chiu
9F, No. 568, Jung Jeng Rd.
Sindian District, New Taipei City 231, Taiwan, R.O.C.

Secretary and Director

2,500,000

3.71%

Common Stock

Tsui-Ling Lee
7, Mayhua 1st Road
Sindian District, New Taipei City 231,Taiwan, R.O.C.

Shareholder

8,000,000

11.86%

Common Stock

Reuya International LTD
(Wei-Rur Chen)
10F, No. 566 Jung Jeng Rd.
Sindian District, New Taipei City 231, Taiwan, R.O.C.

Shareholder

11,620,000

17.23%

Common Stock

Triad Trading Corporation
(Markand Amersey)
Cond Los Faroles 50 Metros Arr Desamparados, SA

Shareholder

2,734,600

4.05%

Common Stock

Circletex Corp.
(Nitin Amersey)
300 Center Avenue
Suite 202
Bay City, MI 48708

Shareholder

4,076,050

6.04%

Common Stock

Gideon Holding Inc.
(Chuan-Chen Hu)
6FL.-2, No 108
Longjang Rd., Jhongshan Dist
Taipei City 104
Taiwan, R.O.C.

Shareholder

2,119,096

3.14%

Common Stock

All executive officers and directors as a group

Executive officers and directors as a group

17,300,000

25.65%

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1

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INDEX TO EXHIBITS

 

Exhibit

 

Description

 

 

 

31.1†

 

Certification of our Chief Executive Officer pursuant to Rule 13(a)-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended

 

 

 

31.2†

 

Certification of our Chief Financial Officer pursuant to Rule 13(a)-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended

 

 

 

32.1‡

 

Certification of our Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002

 

 

 

32.2‡

 

Certification of our Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002

         

 

 

Filed herewith

Furnished herewith

2

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SIGNATURES

 

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

ColorStars Group

 

 

 

 

 

 

Dated: January 17, 2014

By: 

/s/  Wei-Rur Chen

 

 

Wei-Rur Chen

 

 

President and Chief Executive Officer, Chief Financial Officer, Chairman of the Board of Directors

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

Signatures

 

Title(s)

 

Date

 

 

 

/s/ Wei-Rur Chen

 

President and Chief Executive Officer (principal executive officer), Chief Financial Officer (principal financial officer and principal accounting officer), Chairman of the Board of Directors

 

January 17, 2014

Wei-Rur Chen

 

 

 

 

/s/ Hsiu-Fu Liu

 

Director

 

January 17, 2014

Hsiu-Fu Liu

 

 

 

 

/s/ Mei-Ying Chiu

 

Secretary and Director

 

January 17, 2014

Mei-Ying Chiu

 

 

 

 

 

3