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EX-99.01 - PRESS RELEASE - PALISADE BIO, INC.v365033_ex99-01.htm

 


 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): January 9, 2014

 

 

 

Neuralstem, Inc.

(Exact name of registrant as specified in Charter)

 

Delaware   000-1357459   52-2007292

(State or other jurisdiction of

incorporation or organization)

  (Commission File No.)   (IRS Employee Identification No.)

 

9700 Great Seneca Highway,

Rockville, Maryland 20850

(Address of Principal Executive Offices)

 

(301) 366-4841

(Issuer Telephone number)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 8.01.Other Events.

 

On January 9, 2014, Neuralstem, Inc. (“Company”) announced the closing of the Company’s recently disclosed $20 million registered direct offering. A copy of the press release is attached to this report as Exhibit 99.01.

 

Item 9.01Financial Statement and Exhibits.

 

Exhibit
Number
Description

 

99.01Press Release Dated January 9, 2014

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Issuer has duly caused this Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  NEURALSTEM, INC
   
   
  By:  /s/ I. Richard Garr
    I. Richard Garr
Chief Executive Officer

 

Dated: January 9, 2014

 

 
 

 

INDEX OF EXHIBITS

 

Exhibit Number   Description
     
99.01   Press Release Dated January 9, 2014