Attached files
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| EX-99.1 - 20131211 PRESS RELEASE - TWO RIVERS WATER & FARMING Co | turv8k20131211exh992.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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December 11, 2013
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TWO RIVERS WATER & FARMING COMPANY
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(Exact name of registrant as specified in charter)
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Colorado
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(State or other jurisdiction of incorporation)
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000-51139
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13-4228144
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(Commission File Number)
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(IRS Employee Identification No.)
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2000 South Colorado Blvd., Tower 1 Suite 3100, Denver, Colorado
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80222
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code
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(303) 222-1000
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Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SECTION 7 – REGULATION FD DISCLOSURE
ITEM 7.01 Regulation FD Disclosure
On December 11, 2013, Two Rivers Water & Farming Company (the “Company”) issued a press release announcing that Two Rivers’ management and employees have returned stock based compensation for 2013 and 2012. A copy of the press release announcing management’s return of stock based compensation, is furnished as Exhibit 99.1 to this report.
The information contained in this Item 2.02 and in Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference in any filing with the Securities and Exchange Commission under the Securities Exchange Act of 1934 or the Securities Act of 1933, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
Exhibits. The following exhibit is furnished with this Form 8-K:
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Exhibit Number
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Description
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99.1
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Press Release Issued by Two Rivers Water & Farming Company on December 11, 2013.
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Portions of this report may constitute “forward-looking statements” as defined by federal law. Although the Company believes any such statements are based on reasonable assumptions, there is no assurance that actual outcomes will not be materially different. Any such statements are made in reliance on the “safe harbor” protections provided under the Private Securities Litigation Reform Act of 1995. Additional information about issues that could lead to material changes in the Company’s performance is contained in the Company’s filings with the Securities and Exchange Commission.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Two Rivers Water & Farming Company
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(Registrant)
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Date: December 11, 2013
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By:
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/s/ Wayne Harding
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Wayne Harding
Chief Financial Officer
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EXHIBIT INDEX
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Exhibit Number
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Description
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99.1
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Press Release Issued by Two Rivers Water & Farming Company on December 11, 2013.
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