UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
___________________________________________________________________
Date of report (Date of earliest event reported): November 25, 2013
UCP HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 000-52239 | 98-0449083 |
| (State or other jurisdiction | (Commission File Number) | (IRS Employer |
| of incorporation) | Identification No.) |
14 Wall Street, 20th Floor
New York, NY 10005
(Address of principal executive offices) (Zip Code)
(212) 618-1312
Registrant’s telephone number, including area code
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.01 Completion of Acquisition or Disposition of Assets.
Between September 18, 2013 and November 25, 2013, the Company sold all of its holdings of the common stock of Cosmos Yatirim Ortakligi A.S. (“Cosmos”) so as to avoid being an inadvertent investment company. The Company completed the disposition of such assets on November 25, 2013 and received a total of US$307,618.11 from such sales.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UCP HOLDINGS, INC. | ||
| Date: December 4, 2013 | By: | /s/ Siva Pillarisetty |
| Siva Pillarisetty | ||
| Chief Financial Officer (principal financial officer) | ||